Tag Archives: Coaching

Layoffs (Usually) Don’t Work and Why They Harm More Than Help

“Layoffs are mostly bad for companies, harmful for the economy, and devastating for employees.” -Newsweek (2010)

In December 2017, I (along with many of my colleagues) got laid off by the parent company that had acquired our smaller company in 2014.

I think what struck many of us was that this larger company was (and still is) very wealthy and extremely profitable (constantly emphasizing this point in their town hall meetings) and they repeatedly reassured us that our jobs would be safe and that we were now part of this much better, larger, wealthier, more powerful enterprise.

Thus, when they began implementing mass layoffs, and eventually laying off almost everyone in the company, it came as quite a shock.

Although I am very fortunate to have landed an incredible new role, at an amazing company nine months later, some of my former colleagues are still looking.

Having gone through this layoff experience, I want to share this article in hopes of bringing attention to the harmful effects of layoffs to not only the employees who are let go, but also the companies that implemented the layoffs.

Downsizing Defined

Downsizing is the planned elimination of jobs or positions (Cascio, 2016).

“Whether we call it ‘rightsizing,’ ‘downsizing,’ ‘layoffs,’ or ‘reductions in force,’ there’s no denying that U.S. corporations have been reducing the size of their workforces at alarming rates since the late 1980s” (Levy, 2017, p. 384).

The Consequences of Losing Your Job

This passage from Aamodt’s Industrial/Organizational textbook is a powerful reminder of the dramatic and devastating effect of losing one’s job:

“From a health perspective, victims of downsizing report increases in headaches, stomach upsets, sleeping problems, cholesterol levels, physical illness, hospitalization rates, heart trouble, hypertension, ulcers, vision problems, and shortness of breath. Emotionally, victims report high levels of stress, increased drug and alcohol abuse, more marital problems, and feelings of depression, unhappiness, anger, frustration, and dissatisfaction with life. Socially, victims are reluctant to share their feelings with friends, avoid family and friends due to feelings of embarrassment and shame, and avoid social situations and entertainment requiring money” (Aamodt, 2010, p. 540).

Coping with job loss or the danger of losing one’s job is a major source of stress (Riggio, 2013). Landy & Conte (2013) explained that because a worker may continue to have strong affective, continuance, or normative commitments to the organization, a job loss can be devastating. “[R]esearch has consistently found job loss to be among the 10 most stressful events in a person’s life” (Levy, 2017, p. 383).

Mental, Physical, & Psychological Costs of Job Loss

The effects of job loss include (Landy & Conte, 2013, citing Warr):

  • Poor psychological health
  • Depression, insomnia, irritability, lack of confidence, inability to concentrate, and general anxiety

The reasons for these effects on one’s psyche are (Landy & Conte, 2013, citing Warr):

  • loss of job reduces income and daily variety
  • loss of job suspends the typical goal setting guiding day-to-day activities
  • loss of job results in fewer decisions to be made because there’s little to decide about
  • decisions that are made tend to be trivial (when to get up, when to look for work, etc.)
  • because of loss of job, new skills are not developed and current skills begin to atrophy
  • as a result of loss of job, social relations are radically changed

Emotional and Financial Cost of Job Loss

In a New York Times article about the emotional and financial toll of being unemployed, Luo and Thee-Brenan (2009), shared a New York Times/CBS News poll of unemployed adults (708 unemployed adults between Dec. 5 to Dec. 10, 2009). Here’s what they found about unemployed Americans:

EMOTIONALLY

  • 69% are more stressed.
  • 55% have had trouble sleeping.
  • 48% have experienced emotional or mental health issues (e.g., anxiety or depression).
  • 46% have felt ashamed or embarrassed about being unemployed.

FINANCIALLY

  • 53% have borrowed money from family members or friends since losing their jobs.
  • 54% have reduced visits to doctor or medical treatments.
  • 47% is without health care coverage.

The Psychological Effects of Unemployment

“[U]nemployment is psychologically devastating based upon a loss of discretionary control. . . The act of choosing is severely restricted by unemployment. Attempting to solve problems with limited resources frequently means that the quality of the solution is poorer, which can engender a sense of failure and lowered self-esteem. Thus the loss of financial resources limits choices, thereby enhancing feelings of limited control over one’s life. In turn, lowered psychological health follows from this condition” (Muchinsky, 2006, p. 373).

Hidden Costs of Downsizing

Many organizations believe that cutting costs via downsizing/workforce reduction (eliminating or combining related or redundant positions in order to improve cost & efficiency) is a viable option.

“Corporate downsizing has become a conventional response by contemporary organizations that find themselves burdened with economic inefficiencies. For most organizations the single biggest expense is the salaries and benefits paid to their employees. By eliminating jobs, they reduce payroll costs. By eliminating many jobs (4,000 – 10,000 jobs in some very large companies), they can save vast sums of money. But then comes the problem of getting all the work accomplished by the people who remain. Consequences of restructuring the organization may include greater use of computerization or automation of work, less oversight by supervisory/managerial personnel, greater use of overtime among hourly paid workers, and longer workweeks among salaried employees. . . Although downsizing has forced organizations to operate with greater efficiency, some organizations are discovering they cannot reclaim the productive output they had achieved with a larger workforce. In short, the loss of jobs did not strengthen their economic position but instead weakened it.” (Muchinsky, 2006, p. 271).

“[D]ownsizing has negative impacts on employee morale and health, workgroup creativity and communication, and workforce quality” (Heneman & Judge, 2005, pp. 703-704).

Some hidden costs of downsizing include (Snell & Bohlander, 2013, p. 17):

  • Severance and rehiring costs
  • Accrued vacation and sick day payouts
  • Pension and benefit payouts
  • Potential lawsuits from aggrieved workers
  • The loss of institutional memory and trust in management
  • A lack of staffers when the economy rebounds
  • Survivors who are risk averse, paranoid, and focused on corporate politics

Costs of Layoffs to Companies

Layoffs are more costly than many organizations realize (Cascio & Boudreau, 2011). In tracking the performance of organizations that downsized versus those that did not downsize, Cascio (2009) discovered that, “As a group, the downsizers never outperform the nondownsizers. Companies that simply reduce headcounts, without making other changes, rarely achieve the long-term success they desire” (p. 1).

In fact, direct costs of laying off highly paid tech employees in Europe, Japan, and the U.S., were about $100,000 per layoff (Cascio, 2009, p. 12).

Companies lay off employees expecting that they would reap the economic benefits as a result of cutting costs (of not having to pay employee salaries & benefits). However, “many of the anticipated benefits of employment downsizing do not materialize” (Cascio, 2009, p. 2).

While it’s true that, with downsizing, companies have a smaller payroll, Cascio contends (2009) that downsized organizations might also lose business (from a reduced salesforce), develop fewer new products (because they are less research & development staff), and experienced reduced productivity (when high-performing employees leave due to lost of or low morale).

“[L]arge layoffs tend to result in a substantial decline in employee morale and commitment and a significant increase in stress. And for the bottom line, research indicates that companies with very deep layoffs underperform the market by as much as eight percent over the ensuing three years” (Cascio, 2009, p. 2).

When Downsizing is The Answer

Cascio notes that downsizing “can be an appropriate tool in some cases” (2009, p. 2) and that it makes sense when it’s “part of a broader workforce strategy designed to align closely with the overall strategy of the business” (2009, p. 2).

“For example, a new business strategy that pursues different products or services and new types of customers may motivate firms to lay off employees with obsolete skill sets and hire new employees with the skills to implement the revised business strategy. In this case and some others, downsizing does make sense” (Cascio, 2009, p. 2).

Alternatives to Downsizing

When senior leaders in the organization believe the downturn in business is permanent, instead of downsizing, Cascio (2009) suggests retraining employees to develop new lines of business. If the leaders believe the downturn in business is temporary, there are many options to cut costs (see the graphic, “Alternatives to Employment Downsizing for Temporary Downturns”). For example, popular cost-saving strategies include: Freezing or reducing hiring; Cutting travel and entertainment; Reducing pay or raises; Scaling back employee events; Conducting targeted layoffs, and so on (Cascio, 2009).

Takeaway: As professor Paul M. Muchinsky wrote (2006, p. 374), “Work provides a sense of meaning and purpose to life, and the removal of that purpose lowers the quality of life.” Downsizing is not a cost-cutting cure-all and it does not guarantee that short-term savings will surpass long-term costs. Downsizing is sometimes necessary, but it is important that organizational leaders understand and consider the short- and long-term costs, as well as the many alternatives to downsizing that are available (Cascio, 2009).

Written By: Steve Nguyen, Ph.D.
Leadership + Talent Development Advisor

References

Aamodt, M. G. (2010). Industrial/organizational psychology: An applied approach (6th ed.). Belmont, CA: Wadsworth.

Cascio, W. F. (2009). Employment Downsizing and Its Alternatives: Strategies for Long-Term Success. Alexandria, VA: SHRM Foundation.

Cascio, W. F. (2016). Managing Human Resources: Productivity, quality of Work Life, Profits (10th ed.). New York: McGraw-Hill Education.

Cascio, W. F., & Boudreau, J. (2011). Investing in People: Financial Impact of Human Resource Initiatives (2nd ed.). Upper Saddle River, NJ: Pearson.

Heneman, H. G., III, & Judge, T. A. (2005). Staffing organizations (5th ed.). New York: McGraw-Hill/Irwin.

Landy, F. J. & Conte, J. M. (2013). Work in the 21st century: An introduction to industrial and organizational psychology (4th ed.). Hoboken, NJ: Wiley.

Levy, P. E. (2017). Industrial/organizational psychology: Understanding the workplace (5th ed.). New York, NY: Worth Publishers.

Luo, M. & Thee-Brenan, M. (2009, December 14). Poll reveals trauma of joblessness in U.S. Retrieved from http://www.nytimes.com/2009/12/15/us/15poll.html

Muchinsky, P. M. (2006). Psychology applied to work (8th ed.). Belmont, CA: Thomson Wadsworth.

Newsweek. (2010, February 4). The Case Against Layoffs: They Often Backfire. http://www.newsweek.com/case-against-layoffs-they-often-backfire-75039

Riggio, R. E. (2013). Introduction to industrial/organizational psychology (6th ed.). Upper Saddle River, NJ: Pearson Prentice Hall.

Snell, S., & Bohlander, G. (2013). Managing Human Resources (16th ed.). Mason, OH: South-Western, Cengage Learning.

The Three S’s (See, Surround, Set) to Overcoming Failure

SEE: See mistakes as learning opportunities and see yourself not as a victim

One of my former college students shared this: “I have always seen every mistake I make as a learning opportunity in my life which provides me with less stress over the situation as well as allows my future choices to be based on more information, and gives me more options for my ultimate success.”

I think this is such a great approach to life! Some people live their lives with regret. They always look back and wonder what if they had done it differently and always ask “what if?” This student’s attitude, instead, is to learn from the mistakes she’s made and use those as teaching tools to help guide her future decision-making. I love that! Because no matter how hard we try, we can’t change our past, but we can decide what our future will be like by the choices we make today!

SURROUND: Surround yourself with positive people, positive thoughts, and positive things

Another former student shared, “Life is not easy, but a positive attitude, healthy mind and body can help all of us overcome anything.” This is spot on! At one time or another we have all had negative thoughts or felt hopeless because of the curve balls life throws at us. I think the times when I have truly “failed” were those in which I gave up mentally and told myself ok I can’t do this. From those life lessons, I learned to continually surround myself with positive people (like people who lift others up), to think positive thoughts (like being grateful), and do positive things (like being kind or helping others). Individually and collectively these things help to improve my outlook on life and direct me in a positive path toward a brighter future.

SET: Set small, bite-size goals

Early on in my academic studies, I set myself up to fail by having generic long-term goals (e.g., when I finish my Master’s I’m going to buy a new car). Success was never within reach and failure was almost always a certainty because I neglected to do what I call the daily grunt work (things like studying for my tests or doing my homework or making sure that I worked on my final paper). Because I didn’t do the “smaller” things consistently (i.e. work hard each day or each week), I spent an extra year to year-and-a-half in my Master’s program. Ouch! Painful life lesson learned the hard way!

For my PhD program, I was very mindful that, in addition to setting BIG goals (like getting my PhD), I also set SMALLER goals (the steps I need to reach my BIG goal), and I would break the smaller goals into even smaller ones (I call them “bite-size goals” – tiny, incremental steps needed to reach my small goal and eventually my BIG goal). That way, each time I reached one of these bite-size goals, I would pat myself on the back for a job well done. These tiny, gradual steps helped me stay focus and kept me on track all the way until I finished my program and completed my dissertation and defense.

So does this mean that I will never fail again? Heck no! In fact, I plan on failing. I expect to fail because I’m human. But the next time I fail, I will use the three S’s (See, Surround, Set) to help me overcome my failure and press on.

Takeaway: Failure is not fatal and it’s never final. Everybody fails. It’s just part of living a human life. The key is to get back up! Own your mistakes and learn from them so you don’t repeat them over and over. Surround yourself with positive people, think positive thoughts, and do positive things. Finally, set small, bite-size goals. Remember, you can’t change your past, but you can determine what your future will look like by the choices and actions you make today!

Written By: Steve Nguyen, Ph.D.
Leadership + Talent Development Advisor

An “Action Bias” Can Be Counterproductive

In a Wall Street Journal article, Staats (2018) writes, “we have an action bias: We would rather be seen doing something than doing nothing.”

In a 2007 study, researchers analyzed 286 professional soccer penalty kicks. They discovered that goalkeepers almost always jump right or left because the norm is to jump — a preference for action (”action bias”). The goalkeepers jumped to the left 49.3% of the time, to the right 44.4% of the time, but stayed in the center only 6.3% of the time. Analysis revealed that the kicks went to the left 32.2%, to the right 39.2% and to the center 28.7% of the time. This means that the goalkeepers were much more likely to stop a kick if they had just stayed put.

In 93.7% of the kicks, the goalkeepers elected to jump to the right or left. When goalkeepers stayed in the center, they had a 33.3% chance of stopping a penalty kick, whereas they had 14.2% chance if they jumped to the left or 12.6% chance if they jumped to the right. Even though it would have been better (based on the current distribution of kicks in the study) for the goalkeepers to stay in the center, they almost always jumped to one of the sides (Bar-Eli, Azar, Ritov, Keidar-Levin, & Schein, 2007).

When the researchers asked why, the goalkeepers responded that they would regret allowing a goal more if they remained in the center than if they dived to the right or left. Put it another way, the goalkeepers wanted to be seen to be doing something, even if that something was wrong (Staats, 2018).

“[G]oalkeepers feel worse about a goal being scored following inaction (staying in the center) than following action (jumping), which can lead them to jump to the sides more often than is optimal” (Bar-Eli, Azar, Ritov, Keidar-Levin, & Schein, 2007).

There are two important lessons to learn from this that can be applied to the workplace. The first lesson is from FYI: For Your Improvement, a guide for coaching and development. In it, Lombardo and Eichinger (2009) remind us about being overly action-oriented, and that one consequence of overusing or over relying on an action-oriented mentality is that we tend to push for solutions without doing an adequate analysis.

The second lesson is about exercising good impulse control. The ability to think before you act, being deliberate, and surveying a situation is part of impulse control (the ability to resist or delay the impulse to act), an important factor in the Bar-On Model of Emotional-Social Intelligence (Bar-On, 2006; Multi-Health Systems, 2011). Individuals who lack or are low in impulse control will often act now and think later. They tend to be overactive, impatient, and leap before they look.

Impulse control is one of the more difficult emotional intelligence skills to develop as a teenager or adult if you don’t develop it earlier on in life. This is because surrendering to our impulses is often reinforced in the short term by getting something we want, feeling a release of tension, or some other benefit (Kanoy, 2013).

“Individuals with effective impulse control, by contrast, have the capacity to think first rather than responding reflexively. It allows them mental space for weighing alternatives and assessing options so that their actions and expressions are reasoned and well considered. This leads to wise decision-making and responsible behavior” (Stein & Book, 2006, p. 206-207).

In her LinkedIn Learning video titled, “Transitioning from Manager to Leader,” Sara Canaday (a leadership speaker and executive coach), said:

“Leaders think carefully about the impact of their decisions on the company, the bottom line, the customers, the employees, even the competitors. What’s the immediate impact? What are the long-term implications and consequences? Leaders are decisive and courageous in their decision-making but they also know when to strategically pause if a delay provides an advantage. Sometimes, there’s genius in waiting [emphasis added]. For new information, for a competitor’s announcement, for a technological advance, that pause could prove to be priceless.”

Takeaway: There are times when it is absolutely critical to slow down—even stop—and understand the situation. When you do that, you’ll learn sometimes the smartest move is to actually not move at all.

Written By: Steve Nguyen, Ph.D.
Leadership + Talent Development Advisor

References

Bar-Eli, M., Azar, O. H., Ritov, I., Keidar-Levin, Y., & Schein, G. (2007). Action Bias Among Elite Soccer Goalkeepers: The Case of Penalty Kicks. Journal of Economic Psychology, 28(5), 606-621.

Bar-On, R. (2006). The Bar-On model of emotional-social intelligence (ESI). Psicothema, 18, supl., 13-25.

Kanoy, K. (2013). The Everything Parent’s Guide to Emotional Intelligence in Children. Avon, MA: Adams Media.

Lombardo, M. M., & Eichinger, R. W. (2009). FYI: For Your Improvement: A Guide for Development and Coaching (5th ed.). Minneapolis, MN: Lominger International.

Multi-Health Systems. (2011). EQ-i 2.0 Emotional Quotient Inventory 2.0 User’s Handbook. North Tonawanda, NY: Multi-Health Systems.

Staats, B. R. (2018, July 6). Don’t Just Dive Into Action: Stop to Think First. Wall Street Journal. https://www.wsj.com/articles/dont-just-dive-into-action-stop-to-think-first-1530888843

Stein, S. J., & Book, H. E. (2006). The EQ Edge: Emotional intelligence and your success. Mississauga, ON: Jossey-Bass.

Self-Actualization: Realizing Your Potential

“For of all sad words of tongue or pen, The saddest are these: ‘It might have been!’” -John Greenleaf Whittier (1807-1892)

When I read these lines by John Greenleaf Whittier, I imagine the sorrow and regret that he must have felt about what might have been. Even though the lines are part of Whittier’s poem about love (titled “Maud Muller”), the overarching theme of regret can be applicable to any areas of life.

Bronnie Ware is an Australian woman who spent many years working in palliative care. Her patients were those who had returned home to die. Bronnie was with them for the last three to twelve weeks of their lives. She shared what she learned about their regrets in a 2009 blog post, which was later turned into a book. The most common regret of her dying patients was “I wish I’d had the courage to live a life true to myself, not the life others expected of me.”

“When people realise that their life is almost over and look back clearly on it, it is easy to see how many dreams have gone unfulfilled. Most people had not honoured even a half of their dreams and had to die knowing that it was due to choices they had made, or not made” (Ware, 2009).

“Of all of the regrets and lessons shared with me as I sat beside their beds, the regrets of not having lived a life true to themselves was the most common one of all. It was also the one that caused the most frustration, as the client’s realisation came too late” (Ware, 2012, p. 39).

The concept of self-actualization is not new. Abraham Maslow, although he did not coin the term (that honor belongs to Kurt Goldstein), introduced to the public and made famous the notion of our human need for self-actualization. Maslow described self-actualization as follows:

“A musician must make music, an artist must paint, a poet must write, if he is to be ultimately at peace with himself. What a man can be, he must be. He must be true to his own nature. This need we may call self-actualization” (Maslow, 1954, p. 46).

“[Self-actualization] refers to man’s desire for self-fulfillment, namely, to the tendency for him to become actualized in what he is potentially. This tendency might be phrased as the desire to become more and more what one idiosyncratically is, to become everything that one is capable of becoming” (Maslow, 1954, p. 46).

Self-actualization is the willingness to persistently try to improve oneself and engage in the pursuit of personally relevant and meaningful objectives that lead to a rich and enjoyable life (Multi-Health Systems, 2011).

“Self-actualization is the process of striving to actualize one’s potential capacity, abilities and talents. It requires the ability and drive to set and achieve goals, and it is characterized by being involved in and feeling committed to various interests and pursuits. Self-actualization is thought to be a life-long effort leading to an enriched and meaningful life. It is not merely performance but an attempt to do one’s best” (Bar-On, 2006, p. 20).

“Self-actualization is affiliated with feelings of self-satisfaction. Individuals with healthy self-actualization are pleased with their place on life’s highway with respect to their personal, occupational, and financial destinations” (Stein & Book, 2011, p. 76).

In FYI: For Your Improvement (a guide for coaching and development), Lombardo and Eichinger talked about the importance of self-development:

“The bottom line is, those who learn, grow and change continuously across their careers are the most successful. Whatever skills you have now are unlikely to be enough in the future. Acquiring new skills is the best insurance you can get for an uncertain future. Some of us won’t face our limitations; we make excuses, blame it on the boss or the job or the organization. Others are defensive and fight any corrective feedback. Some are just reluctant to do anything about our problems. Some of us want a quick fix; we don’t have time for development. Some of us simply don’t know what to do” (Lombardo & Eichinger, 2000, p. 322).

Individuals who are skilled in self-development (1) commit to and actively work to continuously improve him/herself, (2) understand that different situations and levels may require different skills and approaches, (3) work to deploy strengths, and (4) work on compensating for weakness and limits (Lombardo & Eichinger, 2000).

Jim Rohn wrote (1997, p. 263-264): “All life forms inherently strive toward their maximum potential except human beings. Why wouldn’t we strive to become all we can be, to fulfill our potentials? Because we have been given the dignity of choice. It makes us different than alligators and trees and birds. The dignity of choice makes us different than all other life forms. And here’s the choice: to become part of what we could be, enough to get by; or to become all that we can be. My best advice for you is to choose the ‘all.’”

Written By: Steve Nguyen, Ph.D.
Leadership + Talent Development Advisor

References

Bar-On, R. (2006). The Bar-On model of emotional-social intelligence (ESI). Psicothema, 18, supl., 13-25.

Lombardo, M. M., & Eichinger, R. W. (2000). FYI: For Your Improvement: A Development and Coaching Guide (3rd ed.). Minneapolis, MN: Lominger Limited, Inc.

Maslow, A. H. (1954). Motivation and Personality. New York, NY: Harper & Row Publishers.

Multi-Health Systems (MHS). (2011). EQ-i 2.0 User’s Handbook. Toronto, Canada: Multi-Health Systems.

Rohn, J. (1997). Leading an Inspired Life. Niles, IL: Nightingale-Conant Corporation.

Stein, S. J., & Book, H. E. (2011). The EQ Edge: Emotional Intelligence and Your Success (3rd ed.). Mississauga, ON: Jossey-Bass.

Ware, B. (2009). Regrets of the Dying. https://bronnieware.com/blog/regrets-of-the-dying/

Ware, B. (2012). The Top Five Regrets of the Dying. A Life Transformed by the Dearly Departed. Carlsbad, CA: Hay House, Inc.

Self-Regard: Warts & All

I’ve been thinking a lot about emotional intelligence and the Bar-On Model of Emotional-Social Intelligence. According to the Bar-On model, “emotional-social intelligence is a cross-section of interrelated emotional and social competencies, skills and facilitators that determine how effectively we understand and express ourselves, understand others and relate with them, and cope with daily demands” (Bar-On, 2006, p. 14).

One particular factor of the Bar-On model, self-regard, has piqued my interest as I observe and reflect on human behaviors and interact with working professionals and other adults.

Self-regard is respecting oneself while understanding and accepting one’s strengths and weaknesses. Self-regard is often associated with feelings of inner strength and self-confidence (Multi-Health Systems, 2011).

“Self-regard is the ability to respect and accept yourself—essentially liking the way you are. To have healthy self-regard is to appreciate your perceived positive aspects and possibilities, as well as to accept your negative aspects and limitations and still feel good about yourself . . . This conceptual component of emotional intelligence is associated with general feelings of security, inner strength, self-assuredness, self-confidence, and self-adequacy” (Stein & Book, 2011, p. 68).

In The EQ Difference, Lynn (2005) describes different voices that are part of our internal dialogue. The ones that I believe apply to today’s post are the victim voice (you’re a victim, it’s never your fault), the failure voice (you’re a failure), the self-doubt voice (“a future-focused pessimist waiting to kill your tomorrow” [p. 64]), the famine voice (there never is & never will be enough), the comparison voice (compares everything with what others have), the envy voice (being jealous you don’t have what others have), and the bad luck voice (everyone else gets good luck, except you).

If you struggle with self-regard (i.e., feelings of inner strength and self-confidence), you may notice that a number of these internal “voices,” not only appear but, dominate your mind.

We all, to some extent and on some level, have one or more of these internal dialogues going on in our mind. The difference is that individuals with well-developed self-regard know their strengths and weaknesses, and still like themselves, warts and all [an expression meaning including qualities or features that aren’t attractive or appealing] (Stein & Book, 2011). And, by doing so, they’ve learned to quiet the sometimes noisy voices in their heads.

“Because individuals with healthy self-regard know their strengths and weaknesses and feel good about themselves, they have no trouble openly and appropriately acknowledging when they have made mistakes, are wrong, or don’t know all the answers. Feeling sure of oneself is dependent upon self-respect and self-esteem, which are based on a fairly well-developed sense of identity. People with good self-regard feel fulfilled and satisfied with themselves” (Stein & Book, 2011, p. 68).

What about self-regard and leadership? Individuals with low self-regard tend to doubt their own abilities and second guess their decisions, and this doubt holds them back from effectively and confidently leading a team (Multi-Health Systems, 2014).

In FYI: For Your Improvement (a guide for coaching and development), Lombardo and Eichinger talked about the importance of self-knowledge and why knowing yourself is vital to success in work and in life:

“Deploying yourself against life and work is greatly helped by really knowing what you’re good, average and bad at, what you’re untested in, and what you overdo or overuse. Known weaknesses don’t get you in as much trouble as blind spots. You can loop around and compensate for a known weakness. A blind spot is the worst thing you can have. You can really get into performance or career trouble with a blind spot, because you don’t know or are unwilling to admit you’re not good at it” (Lombardo & Eichinger, 2000, p. 328).

When you like yourself—warts and all—and hold yourself in high self-regard, you know your strengths, weaknesses, and limits. You seek feedback and are able to learn from mistakes. You’re open to criticisms, receptive to discussing your shortcomings, and are not defensive (Lombardo & Eichinger, 2000).

People with high self-regard, those with inner strength and self-confidence, don’t (1) blame others for their own mistakes, (2) go out of their way to hurt or discredit people, (3) feel the need to put others down to feel better about themself, or (4) inflate themselves or act like a know-it-all in order to prove their worth.

“The real champions in life are so humble and gracious. They just continue doing what they do without all the posturing. If you’ve got the real thing, you don’t have to flaunt a loud imitation.” -Denis Waitley

Written By: Steve Nguyen, Ph.D.
Leadership + Talent Development Advisor

References

Bar-On, R. (2006). The Bar-On model of emotional-social intelligence (ESI). Psicothema, 18, supl., 13-25.

Lombardo, M. M., & Eichinger, R. W. (2000). FYI: For Your Improvement: A Development and Coaching Guide (3rd ed.). Minneapolis, MN: Lominger Limited, Inc.

Lynn, A. B. (2005). The EQ Difference: A Powerful Plan for Putting Emotional Intelligence to Work. New York, NY: AMACOM.

Multi-Health Systems (MHS). (2011). EQ-i 2.0 User’s Handbook. Toronto, Canada: Multi-Health Systems.

Multi-Health Systems (MHS). (2014). EQ 360 Leadership Report. Toronto, Canada: Multi-Health Systems.

Stein, S. J., & Book, H. E. (2011). The EQ Edge: Emotional Intelligence and Your Success (3rd ed.). Mississauga, ON: Jossey-Bass.

Why Organizations Need More Star Followers and Less Yes People

Many of us miss a key point about the importance of followership. Indeed, most people hold a negative view of followership (Kelley, 2008). They can’t imagine anything good or positive that might come from the role of a follower.

However, conversations about leadership must include followership “because leaders neither exist nor act in a vacuum without followers” (Kelley, 2008, p. 5). To me, there can be no leader if there are no followers, and people will not follow you if you lack the ability to influence them to work toward a goal.

Robert E. Kelley (2008), who is credited with pioneering the concept of followership, describes five styles of followership:

1) The sheep: they’re passive and look to the leader to guide & motivate them.
2) The yes-people: they’re positive and always on the leader’s side; but also look to the leader for direction & vision.
3) The alienated: they think for themselves, but are negative; skeptical/cynical; they view themselves as mavericks.
4) The pragmatics: they’re fence straddlers; they take a wait-and-see approach; they will go where the momentum is heading.
5) The star followers: they think independently; are active & positive. They do not accept the leader’s decision without evaluating it for themselves first. If they agree with the leader, the star followers will throw their full support behind the decision. If they disagree with the leader, star followers will offer constructive options/alternatives. They are often referred to as the go-to person or the leader’s right-hand person.

Kelley (2008) wrote that one question he asks of executives is, “If you could have an ideal mix of the five followership styles in your organization, what percentage of each style would you prefer?” He’s often amazed at how leaders say they want all yes-people.

“Their reasons are that (1) yes-people are “doers” who are willing to do the grunt work and who get the job done with little fuss; (2) yes-people have limited aspirations and will neither pressure the leader for promotions nor quit for better jobs elsewhere; and (3) yes-people are loyal and dependable” (Kelley, 2008, p. 13).

Kelley said it is rare to find leaders who prefer all “star followers.”

“Most executives fear that they can neither keep star followers challenged by the job nor satisfied with their role in the organization. They believe that star followers will grow bored and disillusioned, seeking greener pastures and leading to high turnover” (Kelley, 2008, p. 13).

Ironically, it is the star followers who help the organization perform better and more efficiently. In fact, we can make a very strong case that, “organizations with more star followers perform better because the star followers need not depend on the leader for direction or motivation. This reduces the transaction costs that hinder organizational success” (Kelley, 2008, p. 13).

Written By: Steve Nguyen, Ph.D.
Leadership + Talent Development Advisor

Reference

Kelley, R. E. (2008). Rethinking Followership. In R. E. Riggio, I. Chaleff, & J. Lipman-Blumen (Eds.), The art of followership (pp. 5-15). San Francisco, CA: Jossey-Bass.

GROW Coaching Model: The Fascinating Backstory

One of the most popular coaching models in the world is the G.R.O.W. Model (Whitmore, 2017). GROW is one of the earliest (perhaps even the original) business coaching models.

THE INNER GAME and THE BIRTH OF MODERN COACHING

Tim Gallwey and his Inner Game method are credited for giving birth to modern-day coaching (Whitmore, 2017). Gallwey’s Inner Game approach was extremely influential to the developers of the GROW Model. In fact, according to the late Sir John Whitmore, “All the leading exponents of business coaching today graduated from this [Tim Gallwey’s Inner Game business (tennis & skiing training)] and have been profoundly influenced by the Gallwey school of coaching” (Whitmore, 2017, p. 15).

The Inner Game approach is simple (Gallwey, 2018): By quieting self-interference, we are more able to tap into our natural abilities with greater ease. It is about overcoming the self-imposed obstacles that prevent us from accessing our full potential.

Gallwey (2008) said we don’t reach peak performance because our Self 1 (the teller/the ego-mind) is constantly thinking, judging, worrying, fearing, regretting, and being distracted and this interferes with the natural capabilities of our Self 2 (the doer/the physical body, including brain, memory bank & nervous system). “It is the constant ‘thinking’ activity of Self 1, the ego-mind, which causes interference with the natural capabilities of Self 2. Harmony between the two selves exists when this mind is quiet and focused. Only then can peak performance be reached” (Gallwey, 2008, p. 14).

The Inner Game is “the game that takes place in the mind of the player, and it is played against such obstacles as lapses in concentration, nervousness, self-doubt and self-condemnation. In short, it is played to overcome all habits of mind which inhibit excellence in performance” (Gallwey, 2008, p. xvii).

“The Inner Game approach suggests that humans can not only achieve the outcomes they commit themselves to but can do so in a way that is fulfilling to them, and learn in the process. I [Tim Gallwey] call this capacity Mobility. The coach’s role is to facilitate the mobility of the client, whether individual or in a team, by increasing awareness, choice and trust. In short, this enables the client to be more conscious in thought and action while being hampered less by unconscious habits that interfere.” (https://www.coaching-at-work.com/2010/04/26/inside-out/)

JOHN WHITMORE, THE INNER GAME, and “COACHING”

John Whitmore provided some context to his relationship with Tim Gallwey, Inner Game, and the decision to use the word “coaching” rather than “Inner Game” in their coaching:

“I trained with Tim and, under license, I started the Inner Game organization in England, which in the first instance was not a business at all, it was a ski school and a tennis school, and that was all I was interested in. Very quickly, business people who came on our ski courses recognized how valuable this could be for business . . .” (Mura, 2003, p. 108).

“[Q]uite early on we recognized that there was a problem with the name, the Inner Game, because it sounded like some sort of American cult, something limited. So we wanted to use a generic term that described it more broadly, and that’s why we chose the word ‘coaching’” (Mura, 2003, p. 108).

In fact, when Whitmore and his colleagues “introduced coaching into business four decades ago, the word [coaching] was new in that context. . .” (Whitmore, 2017, p. 15-16).

THE 3 CO-DEVELOPERS OF THE ORIGINAL GROW MODEL

Many people don’t realize that three people were involved in developing the GROW model in the mid- to late-1980s: John Whitmore, Graham Alexander, and Alan Fine (Fine, 2018).

According to the InsideOut Development [Alan Fine’s company] website (2018) and email communications between the CEO of InsideOut Development [Fine’s company] and Sir John Whitmore, Whitmore, Alexander, and Fine co-created the original G.R.O.W. Model (A. Fine, personal communication, March 26, 2018).

As Whitmore recalled, they were already using the GROW sequence, just not giving it a name: “Some early UK coaches, including me [John Whitmore], had been using the GROW chronological sequence for some time before it was given that name. A staff member at a client site where Graham Alexander and I [Whitmore] were working wanted a metaphorical word to represent that sequence. The staff member suggested ‘GROW’, and we adopted it” (Whitmore, Kauffman, David, 2013, p. 245).

In the foreword to the book, Best Practice in Performance Coaching (Wilson, 2007), Whitmore explained: “I was just the first person to publish it [the GROW Model], in my book Coaching for Performance. It [The GROW Model] originally emerged in a discussion between several coaches with whom I was working at the time, including Graham Alexander, in the McKinsey office in London . . .” (p. xi).

I asked Alan Fine via email, “Were you one of the coaches that Whitmore was talking about when he said that the GROW Model originally emerged in a discussion between himself and several coaches?”

Here is Alan Fine’s response (A. Fine, personal communication, March 26, 2018): “I would think I was I can’t imagine who else he might be referring to. I would also make a distinction between the four-step model and the labels of the steps. My memory of it is that the four-step model emerged over time during our work at McKinsey and the labels of GROW were first devised by one of McKinsey’s communication specialists.”

The Performance Consultants website, co-founded by the late Sir John Whitmore, recounted the history of the GROW Model and how McKinsey, the renowned management consultancy, played a key role in asking Whitmore and his colleagues to come up with a coaching framework — which they did (Performance Consultants, 2015):

“In 1986 the management consulting firm McKinsey became their client. Many of the programmes they ran for McKinsey included experiential coaching work on tennis courts. The coaching was so successful at improving performance and unlocking potential that McKinsey asked them to come up with an underpinning framework of coaching – a model on which to hang what was happening on the courts and elsewhere in the programmes.

“So they videoed themselves and their colleagues coaching, they invited neurolinguistic programming (NLP) experts to look at what they did, they debriefed to try to discover what was happening and whether there was a model that played out in their unconscious competence. And yes, there was – whether on the tennis court or in a business setting.

“The acronym GROW came out of the four key stages they identified: Goal, Reality, Options, Will. They bounced it and a few other ideas off an internal communications person at McKinsey who said GROW would fly well, and liked it because it was simple and because it was actions and outcome focused.”

FYI: This story also appears in the 5th edition of Whitmore’s Coaching for Performance (2017) book on pages 97-98.

VARIATIONS OF THE GROW MODEL

According to Fine, shortly after he, Whitmore, and Alexander developed the GROW Model, they all went their separate ways, each utilizing his own approach to the GROW Model. For all major iterations of the G.R.O.W. Model, the first three letters are the same: “G” is the “Goal” the individual seeks to achieve; “R” is the “Realities” a person should consider in the context of the decision process; and “O” is the “Options” open to the decision maker (Fine, 2018). Only the last letter, “W”, is interpreted differently. John Whitmore defined it as “Will” (Whitmore, 2017), Graham Alexander defined it as “Wrap-up” (Alexander & Renshaw, 2005), although he also used “Wrap-up/way forward” (Alexander, 2006), and Alan Fine defined it as “Way Forward” (Fine, 2010).

As explained on the InsideOut Development (Fine’s company) website: “The Way Forward makes the decision process something tangible and actionable, where it becomes very clear to the person making the decision what should happen next,” Fine says. “In the absence of motivating clarity,” he argues, “people simply don’t take action.”

OUT OF THE STRUGGLE CAME “GROW”

Who would have thought that the backstory of the GROW Model included McKinsey, the management consulting firm? Just as interesting was that Whitmore and his colleagues tried to fit their model into McKinsey’s 7S Framework and, initially, called their early work the “7S Coaching Model” (Whitmore, 2017, p. 97). But this proved “tortuous” (Whitmore, 2017, p. 97). “In the end, [they] came up with the acronym GROW for the four key stages [they] identified” (Whitmore, 2017, p. 97).

CONFIRMING THE 3 CO-DEVELOPERS of GROW

Alan Fine, on his website, wrote that the GROW Model “was the result of the collaborative efforts of all three individuals,” meaning Fine, Whitmore, and Alexander. After contacting Alan Fine via email, I was able to confirm this after he forwarded me email communication in 2009 between John Whitmore and the InsideOut Development CEO acknowledging that the G.R.O.W. Model was, indeed, jointly developed by John Whitmore, Graham Alexander, and Alan Fine (A. Fine, personal communication, March 26, 2018).

Whereas Alan Fine credited and mentioned both John Whitmore and Graham Alexander in his book (You Already Know How to Be Great) and on his website, neither John Whitmore nor Graham Alexander mentioned Alan Fine in any of their writings or interviews (that I could find). Whitmore and Alexander acknowledged one another as co-developers but, curiously, they never mentioned Alan Fine, even though, according to Fine, the three of them worked together for three years. As Fine explained, “The three [Whitmore, Alexander, and Fine] worked together for three years in the early 1980s before co-developing the G.R.O.W. Model.”

It was challenging to investigate the backstory of how the GROW Model came to be developed. I was very curious after reading about the history of the GROW Model on Alan Fine company’s website and learning about Fine’s claim of being one of the three co-developers. But I could not find anything from either Whitmore or Alexander to confirm this. So I reached out to Alan Fine via email and received his response about two weeks later (which included email messages from the CEO of Fine’s company to the CEO of John Whitmore’s company, and John Whitmore’s reply). In his email response (dated July 14, 2009) to Kim Capps, CEO of InsideOut Development, Sir John Whitmore wrote (A. Fine, personal communication, March 26, 2018):

“I have no disagreement with the historical circumstances as now described in the first two paragraphs [of InsideOut Development’s History and Intellectual Property Rights (Related to the G.R.O.W. Model)”*].

*Note: InsideOut had emailed a GROW Model description to Whitmore’s company which stated that “The original G.R.O.W. model was created over twenty years ago in the UK by three individuals–John Whitmore, and Graham Alexander, and Alan Fine . . . The model was the result of the collaborative efforts of all three individuals, resulting in each having joint interest in the work . . . There was an informal understanding between the three of them that each would have equal ability to work with the original model but that no single person would claim any more credit or ownership of the basic original model than the others.”

This explanation from Fine’s website sums it up well:

“The three [Whitmore, Alexander, and Fine] parted ways with an understanding between them that each would have equal ability to work with the original model, but that no one would claim any more credit or ownership of the original model than the others. Because of that understanding, the three individuals were less aggressive, individually and collectively, than they could have been in protecting their early work.”

CURIOUSLY

John Whitmore’s book, Coaching for Performance (where he outlined the GROW Model) has now been published five times [1st ed. 1992; 2nd ed. 1996; 3rd ed. 2002; 4th ed. 2009; 5th ed. 2017]. However, he never mentioned Graham Alexander or Alan Fine as co-developers of the GROW Model. On the Acknowledgement page in the first, second, and third editions of the book, Whitmore did mention them, but by name only, never crediting them as co-developers of the GROW Model. And, in the fourth and fifth editions, there is no mention whatsoever of either Graham Alexander or Alan Fine.

THE MCKINSEY COMMUNICATIONS SPECIALIST

The most interesting piece of information I discovered in my research on the history of the GROW Model was that although Whitmore, Alexander, and Fine had been using their four-step sequence for some time, the actual label (“GROW”) to their model came about through their work with McKinsey, and more precisely, a McKinsey communications specialist (A. Fine, personal communication, March 26, 2018; Performance Consultants, 2015; Whitmore, Kauffman, David, 2013).

“Some early UK coaches, including me [John Whitmore], had been using the GROW chronological sequence for some time before it was given that name. A staff member at a client site [McKinsey] where Graham Alexander and I [Whitmore] were working wanted a metaphorical word to represent that sequence. The staff member suggested ‘GROW’, and we adopted it” (Whitmore, Kauffman, David, 2013, p. 245).

“[T]he labels of GROW were first devised by one of McKinsey’s communication specialists” (A. Fine, personal communication, March 26, 2018).

Written By: Steve Nguyen, Ph.D.
Leadership + Talent Development Advisor

References

Alexander, G. (2006). Behavioural coaching — the GROW model. In J. Passmore (Ed.), Excellence in coaching: The industry guide (2nd ed., pp. 83-93). London: Kogan Page.

Alexander, G., & Renshaw, B. (2005). SuperCoaching: The Missing Ingredient for High Performance. London, UK: Random House.

Fine, A. (2010). You Already Know How to Be Great: A Simple Way to Remove Interference and Unlock Your Greatest Potential. New York: Penguin Group.

Fine, A. (2018). IP GROW Model InsideOut Development. https://www.insideoutdev.com/about-us/ip-grow-model/

Fine, A. (2018). What is the GROW Model. InsideOut Development. https://www.insideoutdev.com/about-us/what-is-the-grow-model/

Gallwey, W. T. (2018). About Tim Gallwey. http://theinnergame.com/about-tim-gallwey/

Gallwey, W. T. (2008). The Inner Game of Tennis: The Classic Guide to the Mental Side of Peak Performance. New York: Random House Trade Paperback.

Mura, A. (2003). Coaching for Performance: A Conversation with Sir John Whitmore Interview Conducted by Agnes Mura. International Journal of Coaching in Organizations, 1(4), 107-116.

Performance Consultants (2015). The GROW Model. https://www.performanceconsultants.com/grow-model

Whitmore, J. (2017). Coaching for Performance: The Principles and Practice of Coaching and Leadership (5th ed.). London: Nicholas Brealey Publishing.

Whitmore, J., Kauffman, C., & David, S. A. (2013). GROW Grows Up: From Winning the Game to Pursuing Transpersonal Goals. In S. David, D. Clutterbuck, and D. Megginson (Eds.), Beyond Goals: Effective Strategies for Coaching and Mentoring (pp. 245-260). Farnham, Surrey: Gower Publishing.

Wilson, C. (2007). Best Practice in Performance Coaching: A Handbook for Leaders, Coaches, HR Professionals and Organizations. London: Kogan Page.

The G.R.O.W. Model In Business Coaching – Simple, Concise, and Powerful


Business coaching is enhancing a client’s (person in a business) awareness and behavior in order to achieve business objectives for both client and organization (WABC, Business Coaching Definition). In my quest for a capable business coaching model (business coaching includes leadership coaching and executive coaching), I have spent several years looking at many coaching models. Some models are overly complex while others are very basic.

Sir John Whitmore wrote (2009): “Coaching is unlocking people’s potential to maximize their own performance. It is helping them to learn rather than teaching them” (p. 10).

“[T]here are no quick fixes in business, and good coaching is a skill, an art perhaps, that requires a depth of understanding and plenty of practice if it is to deliver its astonishing potential” (Whitmore, 2009, p. 2).

I began looking at coaching models during my industrial and organizational psychology doctoral program and came across many books on coaching. After years of searching and seeing what made sense, I eventually returned (very much to my surprise) to the original, wildly popular and widely used, G.R.O.W. coaching model.

John Whitmore, Graham Alexander, and Alan Fine all worked together and, in the mid- to late-1980, they co-developed the G.R.O.W. Model (Fine, 2018). Shortly after, the three went their separate ways, each one using his own approach to/version of the G.R.O.W. Model.

For all major iterations of the G.R.O.W. Model, the first three letters are the same: “G” is the “Goal” the individual seeks to achieve; “R” is the “Realities” a person should consider in the context of the decision process; and “O” is the “Options” open to the decision maker (Fine, 2018). It is only the last letter, “W”, that has been interpreted differently. John Whitmore defined it as “Will” (Whitmore, 2009), Graham Alexander defined it as “Wrap-up” (Alexander & Renshaw, 2005), although he also used “Wrap-up/way forward” (Alexander, 2006), and Alan Fine defined it as “Way Forward” (Fine, 2010).

G.R.O.W. (Goal, Reality, Options, Way Forward) is a simple 4-step process. The coach helps the coachee (person being coached) articulate a concise goal (Goal). Next, the coachee describes his current situation (Reality). This is followed by brainstorming options (Options) and next steps. Finally, the coachee identifies and selects one or more options to use in an action plan (Way Forward).

Throughout my years-long coaching model vetting process, two questions I asked were: (1) Will this model be easy enough for me to use when coaching clients? (2) Will I be able to use this model to teach leaders so they can use it to coach their employees?

For me, the desire to address both question #1 (Is this model easy enough to use when coaching clients?) and question #2 (Can I use this model to teach leaders, so they can use it to coach their employees?) were paramount in my decision. Many coaching models sufficiently answer question #1. That is, most of the models are easy enough to use to coach others, whether the model uses a 3-, 4-, 5-, 6-, or 7-step process. However, where many coaching models disappoint is in trying to answer question #2. When I pose the question — Can I use this model to teach leaders a simple process so they can use it to coach their employees? — many models could not deliver.

I also considered a third question: Does the coaching model follow a traditional coaching process that takes 6 – 12 sessions to complete or a rapid process that can be done in one or two coaching sessions? Indeed, it is the answer to this third question that made me completely rethink “coaching.” In order to adapt to the demands of an increasingly busy workplace and workforce, I needed a coaching model and process that could be delivered on-the-spot — in one or two conversations or meetings.

John Whitmore’s G.R.O.W. (Goal, Reality, Options, Will) contains 8 to 13 questions for each of the step in the model (Whitmore, 2012). But I prefer Alan Fine’s G.R.O.W. Model [covered in his book, You Already Know How to Be Great (2010)], which has 3 to 6 questions for each step. I also like the questions assigned to each of the G.R.O.W. steps in the Fine version.

I used Alan Fine’s G.R.O.W. Model to coach a new leader in two sessions (1 hour the first session, 1.5 hours the second session), plus one debriefing session (30 minutes). The coaching experience with this leader confirmed several things. First, Fine’s G.R.O.W. model is very easy to use. Second, Fine’s G.R.O.W. model can be used to teach a leader, so s/he can turn around and use it to coach his/her employees. Third, the entire process is surprisingly brief, lasting just 2.5 sessions.

Within that time frame, I was able to work with the leader to: clarify his goal for the session (Goal); describe his current situation (Reality); explore potential actions and next steps (Options); and identify a specific action as his next step (Way Forward) — demonstrating that, as a business coaching model and process, the GROW Model is very simple to use and understand (for both coach & coachee), effective yet brief, practical, and able to be delivered on demand and even as a self-coaching process (coaching yourself).

Clients answer a group of questions for each of the steps of the G.R.O.W. Model. Step #1 is Goal, Step #2 is Reality, Step #3 is Options, and Step #4 is Way Forward. The coach and coachee go through the steps and the questions that fall under each step in order, starting with Step #1. It’s important to not introduce clients to all the GROW questions at once because it can cause them to answer the questions in a cursory manner, rushing through their responses instead of really thinking about the question and allowing themselves time to process each question and formulate a response.

Although it’s recommended that you follow each of the GROW steps sequentially, starting with Step 1: Goal and ending with Step 4: Way Forward, in practice, there may be times where you have to adjust. John Whitmore explained this in his book, Coaching for Performance (2009): “[O]ne may only be able to define a vague goal until one has examined the reality in some detail. It will then be necessary to go back and define the goal much more precisely before moving forward again. Even a sharply defined initial goal may be recognized to be wrong or inappropriate once the reality is clear” (pp. 56-57).

For example, for my client, the overall goal for the session (Step #1 Goal) finally solidified in the middle of Step #2 (Reality). For this client, the topic did not become clear until after he’s had a chance to talk about what was currently happening at work and what he had tried so far. So, even though he responded to a question in Step 2, it actually made more sense to place his response in Step 1, to a question about the topic/goal of the discussion. Remember, it’s okay to be flexible and make adjustments to help clients make sense of the GROW framework. To verify, I asked my client if there was anything that did not make sense or that did not match up with what he wanted to say.

A unique question in Fine’s G.R.O.W. Model that stands out and one that I like is a question in Step #3 Options phase (“Would you like suggestions from me?”). A word of caution: If this question is not handled properly, the coach can very easily end up doling out advice and completely derail the purpose of coaching. What I like about this question is that it allows the coach an opportunity to share some suggestions and then check in to see if any of the suggestions seems interesting enough to explore further. This can be invaluable, especially when clients are at their wits’ end and no amount of open-ended questions will help to stimulate their creative ideas. In my coaching session, because of my rapport with this new leader and thanks to a previously administered personality assessment, I knew that my real contribution to him would be to offer some practical suggestions. The client told me that my suggestions were “all spot on” and that he agreed with them.

In our debriefing session, this leader stated that he likes that the GROW process is compact, simple, and straightforward and that these characteristics of GROW will help when he introduces his team to it. He especially appreciated my explanation of the GROW Model as a decision framework and said, “decision framework feels very liberating,” unlike the term “goal setting” which is becoming stale.

Finally, here’s an interesting tidbit — the G.R.O.W. framework also happens to be “one of the tools Google uses to teach [its] managers about coaching conversations” (re:Work with Google: Coach with the GROW model).

Takeaway: Overall, the G.R.O.W. Model (in particular, Alan Fine’s version) is a very capable business coaching model. From my own vetting process, it meets all three of the criteria on my list: (1) The G.R.O.W. Model is very easy to use to coach others; (2) The G.R.O.W. Model is remarkably simple and can be effectively used to teach a leader so s/he can use it to coach his/her own employees; and (3) The G.R.O.W. Model is powerful, yet concise enough that it can be completed in one or two coaching sessions.

Written By: Steve Nguyen, Ph.D.
Leadership + Talent Development Advisor

References

Alexander, G. (2006). Behavioural coaching — the GROW model. In J. Passmore (Ed.), Excellence in coaching: The industry guide (2nd ed., pp. 83-93). London: Kogan Page.

Alexander, G., & Renshaw, B. (2005). SuperCoaching: The Missing Ingredient for High Performance. London, UK: Random House.

Fine, A. (2010). You Already Know How to Be Great: A Simple Way to Remove Interference and Unlock Your Greatest Potential. New York: Penguin Group.

Fine, A. (2018). What is the GROW Model. InsideOut Development. https://www.insideoutdev.com/about-us/what-is-the-grow-model/

re:Work with Google. (2018). Coach with the GROW model. https://rework.withgoogle.com/guides/managers-coach-managers-to-coach/steps/coach-with-the-grow-model/

Whitmore, J. (2009). Coaching for Performance (4th ed.). London: Nicholas Brealey Publishing.

Whitmore, J. (2012). The GROW Model. Performance Consultants International. https://www.performanceconsultants.com/wp-content/uploads/GROW-Model-Guide.pdf

Worldwide Association of Business Coaches (WABC) (2018). Business Coaching Definition. https://www.wabccoaches.com/includes/popups/definition.html

Book Review – Servant Leadership in Action: How You Can Achieve Great Relationships and Results

Servant Leadership in Action is a collection of 42 essays (ranging from 2.5 pages to 8 pages) from servant leadership experts and practitioners, co-edited by Ken Blanchard and Renee Broadwell. The book is organized into six parts. Part One, “Fundamentals of Servant Leadership,” describes basic aspects of servant leadership. Part Two, “Elements of Servant Leadership,” highlights some of the different points of view of servant leaders. Part Three, “Lessons in Servant Leadership,” focuses on what people have learned on a personal level from observing servant leadership in action. Part Four, “Exemplars of Servant Leadership,” features people who have been identified as classic servant leaders. Part Five, “Putting Servant Leadership to Work,” offers firsthand accounts of people who have made servant leadership come alive in their organizations. Part Six, “Servant Leadership Turnarounds,” illustrates how servant leadership can dramatically impact both results and human satisfaction in organizations.

I wasn’t sure if this would be the kind of book I would enjoy or find value in because it’s a collection of essays. But the topic of servant leadership has been top of mind for me for the past few years, so I thought I’d give this book a chance and hopefully glean some useful information about servant leadership and its application to the workplace.

Even though Robert Greenleaf (1904–1990) is credited with launching the modern servant leadership movement in 1970, the idea behind servant leadership is very old. Valeri (2007), in his doctoral dissertation, wrote that the origins of servant leadership can be traced back at least 2500 years ago, starting in ancient Greece and Rome. Robert Greenleaf was the person who coined the term “servant leadership” and articulated it for modern time (Greenleaf.org, 2016; Keith, 2018; Spears, 1998).

Greenleaf’s thinking was inspired by and made clear in the 1960s thanks to a short novel called Journey to the East by Herman Hesse. It’s a story about Leo, a servant who accompanied a group of people on a spiritual quest. Everything was fine until Leo disappears, which then led to the group falling apart and the journey abandoned. The people in the group learned that they couldn’t make it without the servant. After years of searching, the story’s narrator finally locates Leo and finds out that Leo, whom everyone had thought to be a servant, was, in fact, the head of the religious order that sponsored the original journey (Spears, 1998).

“After reading this story, Greenleaf concluded that the central meaning of it was that the great leader is first experienced as a servant to others, and that this simple fact is central to his or her greatness. True leadership emerges from those whose primary motivation is a deep desire to help others” (Spears, 1998, p. 4).

I thought a background explanation about servant leadership from Blanchard in the first essay (“What Is Servant Leadership?”) is important:

“When people hear the phrase servant leadership, they are often confused . . . The problem is that these folks don’t understand leadership—much less servant leadership. They think you can’t lead and serve at the same time. Yet you can, if you understand that there are two parts to servant leadership: a visionary/direction, or strategic, role—the leadership aspect of servant leadership; and an implementation, or operational, role—the servant aspect of servant leadership.” (Blanchard & Broadwell, 2018, p. 7).

“Once people are clear on where they are going, the leader’s role shifts to a service mindset for the task of implementation—the second aspect of servant leadership. The question now is: How do we live according to the vision and accomplish the established goals? Implementation is where the servant aspect of servant leadership comes into play” (Blanchard & Broadwell, 2018, p. 9-10).

I am not a huge fan of edited books because the ones I’ve come across do not gel well together. Edited books can be messy and difficult to read when different authors and writing styles are thrown together with no editorial oversight to ensure consistency in tone and/or message. I was pleased to see that this didn’t happen with Servant Leadership in Action. The editing was well done and reading the chapters, written by different authors, felt seamless, almost as if written by the same person. This is no easy feat to achieve and I commend Blanchard and Broadwell for the great job co-editing this book.

The essays by Colleen Barrett (president emeritus, Southwest Airlines), Cheryl Bachelder (former CEO, Popeyes Louisiana Kitchen), Dave Ramsey (a money management expert & author), Phyllis Hennecy Hendry (CEO, Lead Like Jesus), and Jon Gordon (author) were all enjoyable and instructive. I also liked and found great value in Rico Maranto’s essay (“Waste Connections: A Servant Leadership Success Story”) about how top leaders can make servant leadership come alive.

In her essay, “Treat Your People as Family,” Colleen Barrett wrote about the incredible impact that servant leadership had on the 40+ years of success at Southwest Airlines. Admittedly, she shared that they didn’t know until much later on that it was called that. “But while our recognition of the term Servant Leadership might have come late, for over four decades Herb and I have said that our purpose in life as Senior Leaders with Southwest Airlines is to support our People. To us, that means treating People as family” (Blanchard & Broadwell, 2018, p. 183).

Colleen recalled a fabulous story that one of Southwest’s new leaders told her about his best example of a servant’s heart, which he saw Herb Kelleher (founder of Southwest Airlines) model.

“He watched Herb talk to a Mechanic in worker’s clothes for at least fifteen minutes—even though there were literally hundreds of People circling Herb for his attention. Herb never looked over the guy’s shoulder to see who else might be there, and never diverted his eyes from this man while they were talking. Herb was courteous to everyone who was trying to shove the guy out of his space so that they could fill it, but he gave this man his time. It was clear to this new Leader that Herb had no hierarchical concerns—he was completely interested in what the Mechanic was trying to tell him. That had a profound impact on this Leader, and he remembers it to this day. He has been with us more than twenty years now” (Blanchard & Broadwell, 2018, p. 187).

In Cheryl Bachelder’s “Serve the People” essay, she shared about the transformation at Popeyes Louisiana Kitchen, from a struggling brand and company to a prosperous enterprise. I really like what Cheryl wrote:

“When this story began, we didn’t know it would be servant leadership that drove success. We didn’t have a plaque in the office that stated our purpose and principles. What we did have was a team of leaders who were willing to focus their passion and ambition on the success of the people and the enterprise before their own interests” (Blanchard & Broadwell, 2018, p. 230).

From 2007 to 2016, under Bachelder’s leadership, Popeyes flourished, “with restaurant sales, profits, and unit growth rates that were the envy of its competitors” (Blanchard & Broadwell, 2018, p. 230).

In his essay (“Leading is Serving”), Dave Ramsey shared the lesson he taught his teenage son about the heavy responsibility of being a servant leader. Ramsey explained to his son (as they were walking toward Dave Ramsey’s company’s picnic) that as president and CEO of the company, he bears the responsibility to not just the employees of his company (the adults) but also to those employees’ children (the 97 kids seen running around the picnic): “Those kids’ parents make a living, have a future, and those kids have a future partly because of how I act. If I misbehave in my personal life, if I fail in areas of integrity, if I screw up, it will mess up a ton of lives. As a servant leader, I understand that I am at least partially responsible for those little kids” (Blanchard & Broadwell, 2018, p. 197).

Ramsey took it a step further. He told his son that, even as a teenager, the son also bore the responsibility of being a servant leader, that “if he went out and acted crazy, he could impact those kids’ lives” (Blanchard & Broadwell, 2018, p. 197) too. For instance, if the son were to get drunk, drive, and kill someone, the family would get sued and some of the employees working for his dad’s company might have to be let go. “As my son, he gets to enjoy the benefits of our success, but he also shares in the responsibility of servant leadership. He needed to know, even as a teenager, that the decisions he makes and the actions he takes have an impact” (Blanchard & Broadwell, 2018, p. 197).

Some of the essays really touched me. One such essay was by Phyllis Hennecy Hendry (“A Lesson From My Father”) about how her father, a pastor, taught her, when she was eight years old, “the simple act of caring for someone and how serving people changes everything—literally” (Blanchard & Broadwell, 2018, p. 117). She recounted the many Saturday morning visits to the home of “a crotchety old man” (Blanchard & Broadwell, 2018, p. 116) whose “wrinkles met in odd places around his face” (Blanchard & Broadwell, 2018, p. 116) and how you can serve and meet people where they’re at. The simple and consistent act of visiting this grumpy old man every Saturday morning eventually led him to change his crabby ways — smiling a lot more and hugging them, and eventually introducing both Phyllis and her father to others as his “good friends.” The essay was about how this old man came to accept Jesus, but the way Hendry told the story, through the eyes and experience of herself as an 8-year-old girl, made it very powerful and its servant leadership lesson applicable in many areas.

Jon Gordon shared an emotional story in his essay (“Little Things and Big Things”) about his late mom making a sandwich for him even though she was tired and, unbeknownst to him, was battling cancer:

“Looking back, I realize she wasn’t just making me a sandwich. She was showing me what selfless love and servant leadership were all about. At her funeral, many of her real estate clients and colleagues came up to me and shared countless stories of all the selfless acts of love my mom did for them as well . . . We often think that great leadership is about big visions, big goals, big actions, and big success. But I learned from my mom that real leadership is about serving others by doing the little things with a big dose of selfless love” (Blanchard & Broadwell, 2018, p. 134).

Finally, in his essay (“Waste Connections: A Servant Leadership Success Story”), Rico Maranto (Servant Leadership Evangelist at Waste Connections) wrote about how senior leaders at Waste Connections made servant leadership come alive by: (1) introducing a vision, purpose, and values, (2) conducting servant leadership training, (3) distributing a servant leader newsletter, (4) distributing a servant leader survey, (5) creating a Servant Leader Playbook, (6) creating servant leadership awards, (7) getting self-serving leaders off the bus, and (8) hiring for character.

Rico shared a great story and perfect example of what it is to live a servant leadership mentality and culture:

“One of the company’s division vice presidents (DVPs) had been recognized two consecutive years at the annual managers’ meeting and seemed to build good relationships with his employees. He achieved impressive results and spoke like a servant leader when talking with senior leadership. Everyone thought he was a good servant leader—everyone but his employees. In their servant leader surveys, they described a very different manager—one who was egotistical and hypocritical” (Blanchard & Broadwell, 2018, p. 236).

When that division vice president’s true character came to light, Rico recounted that Ron Mittelstaedt, CEO and Founder of Waste Connections, said this:

“Servant leadership isn’t about worrying up; it’s about worrying down. It’s not about what your boss thinks of you; it’s about what your people think of their boss. If we have a cancer in our culture, we have to cut it out” (Blanchard & Broadwell, 2018, p. 236).

What I Did Not Like: In a few of the essays, I was unconvinced that the authors effectively or at least cogently tied their thoughts and previous work to servant leadership in their essays. When authors toss their writings in without fully thinking through and making a strong case for how their work connects or is related to servant leadership, then their essays came across as disorganized ramblings.

Takeaway: I found Servant Leadership in Action to be an enjoyable collection of essays that kept me interested in the subject of servant leadership regardless of where I was in the book. Blanchard and Broadwell did a nice job setting up the book’s structure and dividing the essays into six parts/sections, starting with describing the basic aspects of servant leadership and ending with showing the readers how servant leadership can dramatically impact both results and human satisfaction in organizations. The essays are interesting and varied enough that you can skip around, reading what interests you, and still learn about servant leadership. If you like reading about servant leadership and do not mind a sprinkle of religious stories, then I think you will really enjoy this book.

Written By: Steve Nguyen, Ph.D.
Leadership + Talent Development Advisor

References

Blanchard, K., & Broadwell, R. (2018). Servant Leadership in Action: How You Can Achieve Great Relationships and Results. Oakland, CA: Berrett-Koehler Publishers.

Greenleaf.org [Greenleaf Center for Servant Leadership]. (2016). Robert K. Greenleaf. Retrieved from https://www.greenleaf.org/robert-k-greenleaf-biography/

Keith, K. M. (2018). Definition of Servant Leadership. Retrieved from toservefirst.com/definition-of-servant-leadership.html

Spears, L. C. (1998). The power of servant leadership. San Francisco, CA: Berrett-Koehler Publishers.

Valeri, D. P. (2007). The origins of servant leadership (Doctoral dissertation). Retrieved from www.greenleaf.edu/pdf/donald_valeri.pdf

Disclosure: I received Servant Leadership in Action: How You Can Achieve Great Relationships and Results as a complimentary gift, but my book review was written as though I had purchased it.

Workplace Friendships: The Benefits and Challenges

Workplace Friendships: The Benefits

When you work in close proximity to other people in an organization, it’s inevitable that friendships begin to develop. Morrison and Terry (2007) wrote that “people are motivated to make friends for the rewards they provide, be they social or more tangible and functional. Thus within the workplace too, it is reasonable to assume that some people make friends so as to enhance their own working conditions” (p. 39).

Workplace friendship involves a workplace/organizational peer that we believe we’d be friends with even if we didn’t work together, that we consider the person more than just a coworker, and that we feel that we know each other really well (Morrison & Terry, 2007).

Reich & Hershcovis (2011) wrote that workplace friendships are voluntary relationships where people interact as unique individuals rather than as occupants of organizational roles (coworker or supervisor). We form and maintain workplace friendships to enhance our social support and our job success. But most of all, we make friends at work to help us satisfy our need to belong (Reich & Hershcovis, 2011).

Workplace friendships are linked to increased job satisfaction, job involvement, job performance, team cohesion, organizational commitment, and decreased intentions to turnover (Reich & Hershcovis, 2011).

Interestingly, Morrison (2009) discovered that while women are more likely to see workplace friendships in terms of the social and emotional support in times of stress, men tend to view workplace friendships in terms of the benefits to their own career or in helping them complete a task or the job duties.

Workplace Friendships: The Challenges

Although the benefits of workplace friendships are many, there are also difficulties or challenges, including blurring of boundaries, having to devote time to the friendship, and distraction from work — all of which can cause distraction and anxiety, ultimately resulting in reduced work outputs (Morrison & Terry, 2007).

Workplace friendships fail for five main reasons (Sias, Heath, Perry, Silva, & Fix, 2004):

  1. problem personality
  2. distracting life events
  3. conflicting expectations
  4. promotion
  5. betrayal

Personality and life events can end a workplace friendship when they distract employees from their work. Betrayal can certainly destroy a workplace friendship. It makes sense that after a betrayal, it can be very difficult to regain trust. In the case of promotion, it becomes much harder to maintain an equal relationship balance because now one person (the promoted individual) has formal authority over the other.

Workplace Friendships: Tricky but Worth It

Seppala and King (2017) explained there’s always the potential of workplace friendship fallout and there are “real entanglements that can arise when the boundaries between work and friendship become blurred.” However, given that belonging is a fundamental human need and that we spend a large part of our time at work, the workplace “is an ideal place to foster the positive connections we all need — not just for our well-being but also for our productivity and health.”

Written By: Steve Nguyen, Ph.D.
Leadership + Talent Development Advisor

References

Morrison, R. L. (2009). Are Women Tending and Befriending in the Workplace? Gender Differences in the Relationship Between Workplace Friendships and Organizational Outcomes. Sex roles, 60(1),

Morrison, R. L., & Terry, N. (2007). Too Much of a Good Thing?: Difficulties with Workplace Friendships. University of Auckland Business Review, 9(2), 33-41.

Reich, T. C., & Hershcovis, M. S. (2011). Interpersonal relationships at work. In S. Zedeck (Ed.), APA handbook of industrial and organizational psychology (Vol. 3, pp. 223-248). Washington, DC: American Psychological Association.

Seppala, E., & King, M. (2017, August). Having Work Friends Can Be Tricky, but It’s Worth It. Harvard Business Review, https://hbr.org/2017/08/having-work-friends-can-be-tricky-but-its-worth-it

Sias, P. M., Heath, R. G., Perry, T., Silva, D., & Fix, B. (2004). Narratives of workplace friendship deterioration. Journal of Social and Personal Relationships, 21(3), 321–340.

Book Review: Awaken, Align, Accelerate by MDA Leadership

Awaken, Align, Accelerate (2011) is a leadership development and coaching guide from MDA Leadership Consulting. The book harnesses “the art and science of developing leaders into a unique collection of self-assessments, development suggestions, case studies, sample leadership development plans, coaching recommendations, and cross-cultural coaching tips” (Nelson & Ortmeier, 2011, p. 1).

MDA Leadership’s Awaken, Align, Accelerate is a big book. But once you flip through its brawny pages and are able to easily spot valuable information on each page (thanks to the great use of colors, bullets, and charts), I think you’ll agree that the book’s hefty size is an advantage. I actually appreciate its large size.

The overall layout (i.e., visuals, colors, graphics, tables, and charts), especially the use of colors to call out specific sections/areas on each page, is praiseworthy as it really helps to visually direct your eyes to important or interesting areas. For example, the tabs are nicely colored in blue so you can easily tell which competency you’re on and, on the back page (of each blue tab/competency), you’ll notice a gray tab which is the leadership factor that encompasses the competency.

“This guide focuses attention on what it takes to develop senior leaders, those who have responsibility for multiple teams inside a function (e.g., sales, marketing, finance) or an entire business within an organization. Additionally, we’ve designed this guide to be used by managers aspiring upward or even more senior executives facing similar challenges.” -Introduction of Awaken, Align, Accelerate

According to MDA Leadership, the book is the collaborative effort of 21 authors, most with over 25 years of leadership development experience, and was reviewed by over 60 colleagues who provided valuable insight. It includes almost 2,000 development and coaching suggestions, real-life case studies, and pragmatic development tools.

The Awaken, Align, Accelerate book is divided into six sections to match the six leadership factors of MDA’s Leadership Competency Model (Leading People, Thinking and Deciding, Achieving, Relating to People, Managing Work, and Managing Self). Each section (or factor) is further divided into a set of competencies that correspond to that particular factor. The core of the Awaken, Align, Accelerate book is divided into 16 chapters, one chapter for each of the 16 competencies in MDA’s Leadership Competency Model. Each chapter includes a self-assessment, development suggestions, and coaching suggestions.

LEADING PEOPLE (leadership factor #1)

1. Leading Courageously (competency)
2. Creating Alignment (competency)
3. Team Leadership (competency)
4. Developing Leaders (competency)

THINKING AND DECIDING (leadership factor #2)

5. Strategic Thinking (competency)
6. Business Acumen (competency)
7. Critical Thinking and Judgment (competency)

ACHIEVING (leadership factor #3)

8. Drive for Results (competency)
9. Innovation and Risk-Taking (competency)

RELATING TO PEOPLE (leadership factor #4)

10. Interpersonal Effectiveness (competency)
11. Building Collaboration (competency)

MANAGING WORK (leadership factor #5)

12. Planning and Organizing (competency)
13. Managing Execution (competency)

MANAGING SELF (leadership factor #6)

14. Resilience (competency)
15. Integrity (competency)
16. Learning Orientation (competency)

For each of the 16 competencies, there’s a nice description of each competency, a graphic indicating which of the 6 leadership factors covers that specific competency, and the 5 core practices that are contained within that particular competency.

Here’s how the Leading Courageously competency looks:

Leading Courageously [definition]: Successful organizations need courageous leaders at every level who display confidence and skill in the use of leadership, power, and authority. They assume responsibility for tackling tough assignments and pursue difficult challenges. Courageous leaders are assertive and appropriately tough-minded without being insensitive. They take initiative, act with independence, and demonstrate strength of conviction in pursuing their leadership agendas. They shape the thinking of others and actively influence upwards and across the organization.

FACTOR: Leading People
COMPETENCY: Leading Courageously
CORE PRACTICE: Authority, Courage, Assertiveness, Independence, Influence

In my opinion, what makes Awaken, Align, Accelerate stand head and shoulders above the rest are the following features:

* Leadership Levels Matrix – it illustrates how leaders (front-line managers, function leaders, and senior executives) at different levels vary by core practice.

* Self-Assessment – evaluates individual development needs, strengths or excessively used core practice behaviors.

* Development Suggestions – development tips for each core practice and sub-grouped by Awaken potential, Align goals, and Accelerate development framework. After completing the self-assessment, leaders are encouraged to focus on suggestions that correspond to the core practice s/he identified as a development need or excessive use.

* Coaching Suggestions – coaching tips for two different behaviors under each core practice grouped by Awaken, Align, Accelerate framework.

* Case Study / Development Plan / Coaching Plan – a real-life case study leading to a sample development plan and coaching plan.

Leadership Levels Matrix for the Business Acumen competency.

The first thing I like in Awaken, Align, Accelerate is the use of a Leadership Levels Matrix (shown above) “a chart that shows how key leadership skills play out at the manager, function leader, and senior executive levels of the pipeline” (Nelson & Ortmeier, 2011, p. 7). This chart/matrix illustrates how leaders at different levels (managers, function leaders, senior executives) vary by core practice. Let’s take a closer look.

For the Business Acumen competency and the Operating Models core practice, we can see “How Leaders at Different Levels Use Business Acumen” (see figure above). For front-line managers, it’s about recognizing how their areas of responsibility contribute to the bottom line. For function leaders, it’s about knowing the organization’s business model and how it operates. And for the senior executives, it’s about enhancing and evolving business models that fuel profitable growth.

As MDA Leadership explains: “Success looks different at different leadership levels [and] successful transitions to a new level [of leadership] involves developing the right skills and behaviors. . . . To successfully navigate from one level to the next, leaders need to understand the behavior differences and develop strategies for closing the gap” (Nelson & Ortmeier, 2011, p. 6).

Development Suggestions (Part 1) for the Empowerment core practice of the Team Leadership competency

 

Development Suggestions (Part 2) for the Empowerment core practice of the Team Leadership competency

Similar to Korn/Ferry’s FYI book, MDA Leadership’s Awaken, Align, Accelerate book features “Development Suggestions” (shown above) which are development tips. Development Suggestions are provided for each core practice and sub-grouped by Awaken potential, Align goals, and Accelerate development framework. After completing the self-assessment, leaders are encouraged to focus on suggestions that correspond to the core practice s/he identified as a development need or excessive use. In the example shown above, we see Development Suggestions for the Empowerment core practice of the Team Leadership competency.

Coaching Suggestions for the Utilization core practice in the Team Leadership competency

Another thing I like is the Coaching Others section for each competency. Here, the Awaken, Align, Accelerate book really shines as it demonstrates how to coach others. Indeed, the Introduction page of the book states: “Developing yourself and coaching others are the central themes of this guide” (Nelson & Ortmeier, 2011, p. 1). In the example shown above, we see Coaching Suggestions for the Utilization core practice of the Team Leadership competency.

Finally, MDA Leadership uses an IMPACT Coaching Steps process (shown above) that is mapped to their Awaken, Align, Accelerate framework. Using a pneumonic in the word IMPACT (Increase INSIGHT, MOTIVATE change, PLAN goals, ALIGN expectations, CREATE teachable moments, TRACK progress), MDA Leadership paired two coaching steps for each phase of their Awaken, Align, Accelerate framework.

Mapping the IMPACT Coaching Steps onto each phase of the Awaken, Align, Accelerate framework is a brilliant move as it ties the coaching process with MDA Leadership’s three-phase (Awaken, Align, Accelerate) model. It shows that there’s been a great deal of thought behind both the overall framework/model as well as the tactical tools and tips shared throughout the book.

MDA Leadership’s approach to leadership development is built on the interaction of three concepts (Nelson & Ortmeier, 2011):

1. Talent Pipeline – an overarching context to understanding the leadership requirement at different levels within an organization. A talent pipeline illustrates the skills, knowledge, and values needed in leadership across levels of any organizations. To successfully navigate from one level to the next, leaders need to understand the behavior differences and develop strategies for closing the gap (Nelson & Ortmeier, 2011).

2. Leadership Competency Model – a model for defining the knowledge, skills, and behaviors required across different levels of leadership. Although many organizations have defined cascading leadership models, few have integrated their models with the pipeline context in as much detail as MDA Leadership presented in the Awaken, Align, Accelerate book (Nelson & Ortmeier, 2011).

3. Awaken, Align, Accelerate – a simple but elegant framework to help leaders develop themselves and coach others (Nelson & Ortmeier, 2011).

The Awaken, Align, Accelerate Framework

“The Awaken, Align, Accelerate framework represents three crucial phases in a leader’s growth. Each phase is critical for meaningful and sustained development to occur. Leaders cycle through these phases each time they experience new insights, practices, and results at different levels of the talent pipeline” (Nelson & Ortmeier, 2011, p. 11).

  • Awaken leaders to growth opportunities and build awareness of their strengths and weaknesses.
  • Align their skills and experiences with the priorities and needs of the business.
  • Accelerate their ability to take on new responsibilities and deliver superior results.

Phase 1: Awaken Your Potential

“The Awaken phase is about helping leaders understand their impact through honest assessment. It combines taking stock of their current strengths and development opportunities as well as identifying what they want to achieve. . . . [L]eaders gain increased awareness about their leadership style, skills, and values. They also learn how their behavior affects others as well as their own performance and results. . . . The Awaken phase can give leaders a comprehensive understanding of how others perceive them and how they see themselves” (Nelson & Ortmeier, 2011, p. 12).

Phase 2: Align Your Goals

“The Align phase is the intersection between a leader’s personal development goals and the business agenda–what the organization needs from that leader to deliver strong results today and into the future. By understanding the business context for the leader’s development goals and aligning them with business outcomes, both the leader and the organization are positioned to deliver stronger results and achieve greater potential” (Nelson & Ortmeier, 2011, p. 13).

Phase 3: Accelerate Your Performance

“The Accelerate phase [is about] designing and deploying intentional development strategies that help enhance leadership performance on the most vital priorities. It leverages outcomes from the Awaken and Align phases, focusing development efforts on what is most critical. This phase is about executing the plan to ensure development actually happens through seeking new experiences, gaining additional knowledge, and practicing key leadership skills and behaviors. The Accelerate phase is the how and when of development” (Nelson & Ortmeier, 2011, p. 13).

Takeaway: Awaken, Align, Accelerate is an impressive body of work from consultants at MDA Leadership. No book review (including this one) can do it justice simply because of the depth and breadth of its content. This is not a book you can read and put away, especially since it’s a reference guide. Instead, you turn to it, time and time again, as a useful leadership and coaching reference. This incredible book is helpful to: (1) leaders who want to develop themselves and coach others, (2) coaches who will benefit from its suggestions and tips, and (3) human resources professionals exploring a leadership model & competencies. MDA Leadership’s Awaken, Align, Accelerate now occupies a prominent place on my bookshelf. It’s an invaluable leadership and coaching guide. The beautiful layout of the book (great use of colors, white space, bullets, tables, and charts), the manageable set of 16 leadership competencies with clear descriptions, the use of a Leadership Levels Matrix for each competency, the Coaching Others section for each competency, and the Case Study / Development Plan / Coaching Plan for each competency all combine to propel MDA Leadership’s Awaken, Align, Accelerate to the top of my “Highly Recommended List” – earning my absolute highest recommendation!

Written By: Steve Nguyen, Ph.D.
Leadership + Talent Development Advisor

Reference

Nelson, S. E., & Ortmeier, J. G. (2011). Awaken, Align, Accelerate: A Guide to Great Leadership. Edina, MN: Beaver’s Pond Press, Inc.

Disclosure: I purchased Awaken, Align, Accelerate: A Guide to Great Leadership on my own.

Conversation Killers: Interrupting/Monopolizing, Minimizing/Discounting, Opposing/Arguing, and Not Paying Attention

There are four types of people who destroy and neutralize a conversation dead in its track. These types can be distinct but often I find that they tend to blend together. For instance, a person who interrupts or monopolizes a conversation may also minimize or discount what the other person is saying. Or someone who enjoys arguing may also not be listening to much of the conversation since this person focuses on only one point or phrase to argue about while ignoring everything else.

1) Interrupting and/or Monopolizing

“A conversation requires a balance between talking and listening, and somewhere along the way, we lost that balance.” -Celeste Headlee, 10 Ways to Have a Better Conversation [TED Talk]

Another way to describe an individual who monopolizes a conversation is what’s called conversational narcissism. Conversational narcissism is a pattern of talking in which people find polite ways to shift the focus of the conversation to themselves.

Example of conversational narcissism:

A supervisor tells you she was very ill from meningitis and almost died in the hospital. You respond with: “Oh I had meningitis when I was younger and I thought I was going to die.” You shifted the attention of the conversation about the supervisor almost dying from meningitis to yourself and your story (i.e., I had meningitis too).

“If they’re talking about the trouble they’re having at work, don’t tell them about how much you hate your job. It’s not the same. It is never the same. All experiences are individual. And, more importantly, it is not about you. You don’t need to take that moment to prove how amazing you are or how much you’ve suffered. . . . Conversations are not a promotional opportunity.” -Celeste Headlee, 10 Ways to Have a Better Conversation [TED Talk]

2) Minimizing and/or Discounting

Back when I worked as a therapist, I learned about not minimizing or discounting the feelings and thoughts of my clients. Minimizing or discounting another person sounds something like this, “Oh, don’t worry about it. It’s nothing. You’ll get over it.”

In the workplace, I sometimes hear one person minimizing, discounting, or dismissing what another person is saying. The person doing the minimizing, discounting, or dismissing might be the boss, a co-worker, or even a subordinate. And, when I’m not careful, I am as just as guilty as anyone else of falling into one of these conversation-killer traps.

Example of Minimizing and/or Discounting:

A woman shared that she had just been laid off. A friend, uncomfortable with seeing her friend in distress and wanting to help her feel better, replied: “You know it could have been so much worse. At least the company gave you a 4-week severance package. Many people don’t even get that. You get paid for a whole month while looking for a job. So cheer up! It’ll be fine.”

Regardless of the level or position in an organization, the outcome is that the person on the receiving end of the invalidation is left feeling unheard and frustrated.

Validation is a critical tool used often in counseling sessions. While this quote about validation was written to help guide therapists, I’ve included it here because I believe it’s instructive for everyone to understand just how important validation is: “Validation . . . simply means communicating to the [person] that his or her responses make sense, are understood, or are in a sense reasonable” (Robins & Rosenthal, 2011, p. 171).

3) Opposing and/or Arguing

This person will disagree and argue with you, usually just for the sake of arguing. He will reject or oppose anything that someone else is saying or suggesting, and no amount of evidence or data will convince him to change his mind. This type of individual will only give up reluctantly and often do so by blaming the unreliable source of where he got his information.

Adam McHugh (in his list of the 12 usual suspects of bad listening, “How to Be a Bad Listener”) describes one type of bad listener who is keen on disagreeing. These individuals listen for a word, phrase, or topic that they want to argue about. And even if they do agree with most of what someone else is saying, they will nitpick over that word, phrase, or topic that they do not agree with.

4) Not Paying Attention

One of the most egregious mistakes in a conversation is not paying attention. For instance, when you talk to someone and he’s looking around or at something else, it’s quite obvious that this person is much more interested in anything else but listening to you. It’s ironic because often I don’t think the person making this mistake (i.e., not paying attention) realizes he’s doing it (i.e., clueless to the fact that he’s not paying attention). But here’s the reality: Human beings, even children, can tell when you are not paying attention to them while they are talking.

Not paying attention includes something experts call “pseudolistening” or pretending to listen. Pseudolistening is when we pretend to listen but we’re thinking about something else. We pseudolisten when we’re not interested in what is being said or when we’re familiar with the information and so don’t need to give our undivided attention (Wood, 2016).

When you pseudolisten, you risk missing important information because you weren’t actually paying attention.

“Pseudolisteners often give themselves away when their responses reveal that they weren’t paying attention. Common indicators of pseudolistening are responses that are tangential or irrelevant to what was said” (Wood, 2016, p. 173).

Why We Need To Listen

“To be listened to is a striking experience, partly because it is so rare. When another person is totally with you—leaning in, interested in every word, eager to empathize—you feel known and understood. People open up when they know they’re really being listened to; they expand; they have more presence. They feel safer and more secure as well, and trust grows. This is why listening is so important . . .” (Whitworth, Kimsey-House, Kimsey-House, & Sandahl, 2007, p. 31).

In the book, A Manager’s Guide to Coaching: Simple and Effective Ways to Get the Best Out of Your Employees we’re reminded that:

“Often, when we listen to someone, we’re only partially listening, because we’re thinking of our reply or judging their comments. We often miss what’s in between their words, or even a key idea” (Emerson & Loehr, 2008, p. 103).

“The key to successful listening is to remove all distractions, sit back, and focus 100% on [their] words, emotions, and body language” (Emerson & Loehr, 2008, p. 105).

“By listening and allowing [people] to feel heard, you’re giving them the confidence that their words and ideas have merit and that they can figure things out for themselves” (Emerson & Loehr, 2008, p. 105).

“Listening is more than hearing, and it is definitely more than waiting for the other person to take a breath so that you can speak again. It is the ability to temporarily forget the future and the past, and collapse your focus to a single point, a single person—here and now” (Burnison, 2013, p. 174).

Why People Interrupt/Monopolize, Minimize/Discount, Oppose/Argue or Not Pay Attention

People Interrupt/Monopolize, Minimize/Discount, Oppose/Argue or Not Pay Attention for several reasons: (1) Not caring – There are some people who simply do not care (or care very much) about other people, (2) Is impatient or in a hurry – These folks are in a rush to solve problems or to get to solutions. Impatient people provide answers, conclusions, and solutions too early in the process. (3) Monopolizing the conversation – Shifting the conversation to their own topic or what’s called “conversational narcissism.” (4) Misguided compassion – Unlike those who don’t care, people who do care may try to “help” others feel better so they skip over the validation part, thereby discounting or invalidating feelings, and go straight to offering solutions or words of consolation. (5) Fear of or discomfort with emotions or conflicts – These individuals do not know how to deal with strong emotions or conflicts and will try to avoid strong emotions and conflict when in conversation or interaction with others.

Suggestions For Improvement & Development:

In FYI: For Your Improvement (a guide for coaching and development), Lombardo and Eichinger (2009) shared a great tip in helping us to better understand others: Avoid early solution statements and extreme positions. While the answer might be obvious to you, and might make perfect sense to someone in your field, it may either mean nothing or will be jarring to people in another function. Lay out your thinking, explain the alternatives, and keep them as maybes. Then invite them to apply their perspective to it. If you fire out solutions, you’ll encourage them to reply in your terms. You’ll never learn to understand them.

Another useful advice Lombardo and Eichinger (2009) discussed is what to do when you’re viewed by others as being insensitive: Seek to understand before you seek a solution. You might be seen as someone who jumps to conclusions and solutions before others have had a chance to finish their statement of the problem. Take the time to really define the problem. Let people finish. Try not to interrupt. Don’t finish other’s sentences. Ask clarifying questions. Restate the problem in your own words to everyone’s satisfaction.

If you are struggling with being interpersonally savvy (relating to others; building & maintaining rapport), Lombardo and Eichinger (2009) offered this: Tailor your approach to fit others’ needs. Too busy to pay attention? Too quick to get into the agenda? Do you devalue others and dismiss their contributions, resulting in people feeling diminished, rejected and angry? Do you offer answers, solutions, conclusions, statements, or dictates early in the transaction? That’s the staple of people with a non-savvy style. Not listening. Instant output. Sharp reactions. Read your audience. Always select your interpersonal approach from the other person in, not from you out. Your best choice of approach will always be determined by the other person or group, not you.

A useful resource similar to Lombardo and Eichinger’s FYI book is Awaken, Align, Accelerate (2011), a leadership development and coaching guide from MDA Leadership. According to the Awaken, Align, Accelerate book, if you talk over or interrupt others or if you spend more time talking than listening and you fail to draw others out or ask ineffective or too few questions, then this is a problem that will need to be remedied (Nelson & Ortmeier, 2011).

Takeaway: If you do not listen in a conversation, it is very easy to derail and wreck it. The first and most obvious way is by interrupting or monopolizing the conversation. A second, more subtle but just as harmful, way to kill a conversation is by minimizing, discounting, or dismissing what another person is sharing. The third way to end a conversation or turn it into a heated exchange is by arguing with or outright opposing what another person is saying. The fourth way to wreck a conversation is failure to pay attention to what the other person is saying. These conversation killers negatively affect your ability to understand another person and can also weaken or cause irreparable damage to your relationship with them.

Written By: Steve Nguyen, Ph.D.
Leadership + Talent Development Advisor

References

Burnison, G. (2013). Lead. Hoboken, NJ: John Wiley & Sons.

Emerson, B., & Loehr, A. (2008). A Manager’s Guide to Coaching: Simple and Effective Ways to Get the Best Out of Your Employees. New York: AMACOM.

Headlee, C. (2015, April). TED Talk. 10 Ways to Have a Better Conversation. https://www.ted.com/talks/celeste_headlee_10_ways_to_have_a_better_conversation

Headlee, C. (2017, September 21). Why we should all stop saying “I know exactly how you feel.” Retrieved from https://ideas.ted.com/why-we-should-all-stop-saying-i-know-exactly-how-you-feel/

Lombardo, M. M., & Eichinger, R. W. (2009). FYI: For Your Improvement: A Guide for Development and Coaching (5th ed.). Minneapolis, MN: Lominger International.

McHugh, A. S. (n.d.). How to Be a Bad Listener. https://www.quietrev.com/be-a-bad-listener/

Nelson, S. E., & Ortmeier, J. G. (2011). Awaken, Align, Accelerate: A Guide to Great Leadership. Edina, MN: Beaver’s Pond Press, Inc.

Robins, C. J., & Rosenthal, M. Z. (2011). Dialectical Behavior Therapy. In J. D. Herbert, & E. M. Forman (Eds.), Acceptance and Mindfulness in Cognitive Behavior Therapy: Understanding and Applying the New Therapies (pp. 164-192). Hoboken, NJ: John Wiley & Sons.

Whitworth, L., Kimsey-House, K., Kimsey-House, H., & Sandahl, P. (2007). Co-active coaching: New skills for coaching people toward success in work and life (2nd ed.). Palo Alto, CA: Davies-Black.

Wood, J. T. (2016). Interpersonal Communication: Everyday Encounters (8th ed.). Boston, MA: Cengage Learning.

The Many Benefits of Coaching Employees

“Coaching is helping another person reach higher levels of effectiveness by creating a dialogue that leads to awareness and action.” -Brian Emerson and Anne Loehr

“When an employee has the skills and ability to complete the task at hand, but for some reason is struggling with the confidence, focus, motivation, drive, or bandwidth to be at their best, coaching can help.” -Brian Emerson and Anne Loehr

In the classic coaching book, Coaching for Performance (2009), the late John Whitmore described numerous benefits of coaching. Included in the list are benefits to the recipient (i.e., the client/coachee) as well as benefits to the team and the larger organization (pp. 156-158):

  • Improved performance and productivity
  • Staff development
  • Improved learning
  • Improved relationships
  • Improved quality of life for individuals
  • More time for the manager
  • More creative ideas
  • Better use of people, skills, and resources
  • Faster and more effective emergency response
  • Greater flexibility and adaptability to change
  • More motivated staff
  • Culture change
  • A life skill

In the book, Coaching People (McManus, 2006), benefits to the person being coached are (pp. 5-6):

  • maximizing their individual strengths
  • overcoming personal challenges/obstacles
  • achieving new skills & competencies to become more effective
  • preparing for new work/job roles or responsibilities
  • improvement in managing themselves (e.g., better time management)
  • clarifying and working toward goals (e.g., learning about and setting SMART goals)
  • increasing their job satisfaction and motivation

Benefits to the team and organization include (McManus, 2006, p. 6):

  • improving the working relationships between manager & direct reports (i.e., employees)
  • developing & fostering more productive teams
  • using organizational resources more effectively

Written By: Steve Nguyen, Ph.D.
Leadership + Talent Development Advisor

References

Emerson, B., & Loehr, A. (2008). A Manager’s Guide to Coaching: Simple and Effective Ways to Get the Best Out of Your Employees. New York: AMACOM.

McManus, P. (2006). Coaching People: Expert Solutions to Everyday Challenges. Boston: Harvard Business Press.

Whitmore, J. (2009). Coaching for Performance (4th ed.). London: Nicholas Brealey Publishing.

Book Review: The Leadership Challenge, 6th Edition

“The notion that there are only a few great people who can lead others to greatness is just plain wrong. Likewise, it is wrong to suggest that leaders come only from large, or small, or already great, or new organizations, or from established economies, or from certain industries, functions, or disciplines. The truth is leadership is an identifiable set of skills and abilities that are available to anyone.”
—Jim Kouzes & Barry Posner

This paragraph succinctly sums up the book:

“The Leadership Challenge is about how leaders mobilize others to want to get extraordinary things done in organizations. It’s about the practices leaders use to transform values into actions, visions into realities, obstacles into innovations, separateness into solidarity, and risks into rewards. It’s about leadership that makes a positive difference in the workplace and creates the climate in which people turn challenging opportunities into remarkable successes” (Kouzes & Posner, 2017, p. xi).

The first edition of The Leadership Challenge came out in 1987. The fifth edition (2012) marked the 25th anniversary of the book and the sixth edition (2017) marks the 30th anniversary. The sixth edition has been revised to address current challenges and includes more international examples and a focus on business issues.

It is remarkable how The Leadership Challenge and The Five Practices of Exemplary Leadership model have withstood the test of time and continue to be so well received. I think two factors play important roles in its longevity: (1) The Leadership Challenge is evidence-based, and (2) Kouzes & Posner are skilled in nicely weaving case studies of real people demonstrating the practices of exemplary leadership throughout the book that it actually reads and flows well.

At the heart of The Leadership Challenge is The Five Practices framework, which resulted from analysis of thousands of case studies and millions of survey responses (Kouzes & Posner, 2017). Kouzes and Posner illustrate The Five Practices framework with hundreds of examples of real people doing real things. With each new edition of the book, the research, stories/cases, and examples of what people do when they are at their best as leaders are updated.

“The more we research and write about leadership, the more confident we become that leadership is within the grasp of everyone. The opportunities for leadership are boundless and boundaryless” (Kouzes & Posner, 2017, p. xii).

“While the context of leadership has changed dramatically over the years, the content of leadership has not changed much at all. The fundamental behaviors and actions of leaders have remained essentially the same, and they are as relevant today as they were when [Kouzes and Posner] began [their] study of exemplary leadership” (Kouzes & Posner, 2017, p. 13).

Kouzes and Posner began and continue with a very basic question, “What did you do when you were at your personal best as a leader?” The stories, behaviors, and actions that the leaders described led to the creation of The Five Practices of Exemplary Leadership® model. “When leaders do their best, they Model the Way, Inspire a Shared Vision, Challenge the Process, Enable Others to Act, and Encourage the Heart” (Kouzes & Posner, 2017, p. xii).

According to Kouzes and Posner, the Ten Commitments of Leadership—the essential behaviors that leaders employ to make extraordinary things happen—explain the fundamental principles that support each of The Five Practices.

  • Practice #1: Model the Way
    • Commitment 1. Clarify values by finding your voice and affirming shared values.
    • Commitment 2. Set the example by aligning actions with shared values.
  • Practice #2: Inspire a Shared Vision
    • Commitment 3. Envision the future by imagining exciting and ennobling possibilities.
    • Commitment 4. Enlist others in a common vision by appealing to shared aspirations.
  • Practice #3: Challenge the Process
    • Commitment 5. Search for opportunities by seizing the initiative and looking outward for innovative ways to improve.
    • Commitment 6. Experiment and take risks by constantly generating small wins and learning from experience.
  • Practice #4: Enable Others to Act
    • Commitment 7. Foster collaboration by building trust and facilitating relationships.
    • Commitment 8. Strengthen others by increasing self-determination and developing competence.
  • Practice #5: Encourage the Heart
    • Commitment 9. Recognize contributions by showing appreciation for individual excellence.
    • Commitment 10. Celebrate the values and victories by creating a spirit of community.

After analyzing thousands of leadership experiences, Kouzes and Posner found, and continue to find, that “regardless of the times or settings, individuals who guide others along pioneering journeys follow surprisingly similar paths. Although each experience was unique in its individual expression, there were clearly identifiable behaviors and actions that made a difference” (Kouzes & Posner, 2017, p. 12).

When making extraordinary things happen in organizations, leaders engage in The Five Practices of Exemplary Leadership (Model the Way, Inspire a Shared Vision, Challenge the Process, Enable Others to Act, and Encourage the Heart).

“These leadership practices are not the private purview of the people we studied. Nor do they belong to a few select shining stars. Leadership is not about personality. It’s about behavior. The Five Practices are available to anyone who accepts the leadership challenge—the challenge of taking people and organizations to places they have never been before. It is the challenge of moving beyond the ordinary to the extraordinary” (Kouzes & Posner, 2017, p. 13).

Practice #1: Model the Way
“To effectively Model the Way, you must first be clear about your own guiding principles. You must clarify values by finding your voice” (Kouzes & Posner, 2017, p. 14). However, because a leader’s values don’t exist in a vacuum, he will also need to affirm the shared values of the group.

“No one will believe you’re serious until they see you doing what you’re asking of others. You either lead by example or don’t lead at all.” —Jim Kouzes & Barry Posner

“Deeds are far more important than words when constituents want to determine how serious leaders really are about what they say. Words and deeds must be consistent” (Kouzes & Posner, 2017, p. 14).

Practice #2: Inspire a Shared Vision
Leaders imagine an exciting and attractive future for their organizations. They envision and dream about what could be and they wholeheartedly believe in those dreams, and they’re confident in being able to make extraordinary things happen.

“Leaders envision the future by imagining exciting and ennobling possibilities” (Kouzes & Posner, 2017, p. 15). They need to make something happen, change how things are, and create something that no one has created before.

“You can’t command commitment; you have to inspire it. You have to enlist others in a common vision by appealing to shared aspirations” (Kouzes & Posner, 2017, p. 15).

Practice #3: Challenge the Process
“Challenge is the crucible for greatness. Every single personal-best leadership case involved a change from the status quo. Not one person achieved a personal best by keeping things the same” (Kouzes & Posner, 2017, p. 16).

“Leaders are pioneers willing to step out into the unknown. However, leaders aren’t the only creators or originators of new products, services, or processes. Innovation comes more from listening than from telling, and from constantly looking outside of yourself and your organization for new and innovative products, processes, and services” (Kouzes & Posner, 2017, p. 16).

Practice #4: Enable Others to Act
“Grand dreams don’t become significant realities through the actions of a single person. Achieving greatness requires a team effort. It requires solid trust and enduring relationships. It requires group collaboration and individual accountability” (Kouzes & Posner, 2017, p. 17).

“[C]onstituents don’t perform at their best or stick around for very long if they feel weak, dependent, or alienated. When you strengthen others by increasing self-determination and developing competence, they are more likely to give it their all and exceed their own expectations” (Kouzes & Posner, 2017, p. 18).

Practice #5: Encourage the Heart
“Being a leader requires showing appreciation for people’s contributions and creating a culture of celebrating the values and victories by creating a spirit of community” (Kouzes & Posner, 2017, p. 19).

“Believing in others is an extraordinarily powerful force in propelling greater performance.” —Jim Kouzes & Barry Posner

Encouraging the heart is not about being pretentious or phony in order to create a false sense of camaraderie. It is not something you can fake. “Celebrations and rituals, when done in an authentic way and from the heart, build a strong sense of collective identity and community spirit that can carry a group through extraordinarily tough times” (Kouzes & Posner, 2017, p. 19).

The Five Practices Make a Difference

“Exemplary leader behavior makes a profoundly positive difference in people’s commitment and performance at work.”
—Jim Kouzes & Barry Posner

The Five Practices of Exemplary Leadership are the core leadership competencies that emerged from Kouzes & Posner’s analysis of thousands of Personal-Best Leadership Experience cases.

“These five leadership practices—Model the Way, Inspire a Shared Vision, Challenge the Process, Enable Others to Act, and Encourage the Heart—provide an operating system for what people are doing as leaders when they are at their best, and there’s abundant empirical evidence that these leadership practices matter. Hundreds of studies have reported that The Five Practices make a positive difference in the engagement and performance of people and organizations” Kouzes & Posner, 2017, p. 20).

After reviewing responses from more than three million people around the world to the Leadership Practices Inventory (LPI), a 360-degree instrument assessing how often leaders engage in The Five Practices, Kouzes and Posner said this:

“Those leaders who more frequently use The Five Practices are considerably more effective than their counterparts who use them less frequently” (Kouzes & Posner, 2017, p. 20).

How a leader behaves is what explains the difference in why people work hard, how committed they are, and their pride and productivity (Kouzes & Posner, 2017).

Leadership Is a Relationship

“No leader has ever gotten anything extraordinary done by working solo.” —Jim Kouzes & Barry Posner

“[L]eaders don’t make extraordinary things happen all by themselves” (Kouzes & Posner, 2017, p. 28).

“Leaders mobilize others to want to struggle for shared aspirations, and this means that, fundamentally, leadership is a relationship. Leadership is a relationship between those who aspire to lead and those who choose to follow” (Kouzes & Posner, 2017, p. 26).

What People Look For and Want from Their Leaders

The top 4 characteristics that followers believe a leader—someone they would willingly follow—should possess are:

  1. honest,
  2. forward-looking,
  3. competent, and
  4. inspiring.

What people look for in a leader (a person who they would be willing to follow) has been remarkably consistent over time (as a matter of fact, over three decades), and does not significantly vary across countries, cultures, ethnicities, organizational functions and hierarchies, genders, levels of education, and age groups (Kouzes & Posner, 2017).

Credibility Is the Foundation

“People want to follow leaders who are, more than anything, credible. Credibility is the foundation of leadership. Constituents must be able, above all else, to believe in their leaders. For them to willingly follow someone else, they must believe that the leader’s word can be trusted, that she is personally passionate and enthusiastic about the work, and that she has the knowledge and skill to lead” (Kouzes & Posner, 2012, p. 37).

“Constituents also must believe that their leader knows where they’re headed and has a vision for the future. An expectation that their leaders be forward-looking is what sets leaders apart from other credible individuals” (Kouzes & Posner, 2012, p. 37).

Kouzes-Posner First Law of Leadership: If you don’t believe in the messenger, you won’t believe the message.

Kouzes-Posner Second Law of Leadership: DWYSYWDDo What You Say You Will Do.

What I Miss from the 5th Edition That Is Not in the 6th Edition:

In the 5th Edition, there’s a 1-page summary at the beginning of each of the five practices (i.e., Model the Way, Inspire a Shared Vision, Challenge the Process, Enable Others to Act, and Encourage the Heart). It’s great because it served as a brief introduction to each practice AND touched on each of the two Commitments. Each practice has two Commitments of Leadership [10 Commitments total; 2 Commitments for each of the 5 Practices; each Commitment has its very own chapter].

A Brief Comparison Between The 5th and 6th Editions:

For a short comparison between the 5th and 6th editions, I chose two cases. The first case is under the “Make Something Happen” section in the “Search for Opportunities” chapter. The second case is located under the “Educate and Share Information” section in the “Strengthen Others” chapter.

The 6th edition does a nicer job integrating real world examples and comments in support of the 10 commitments.

For instance, under the “Make Something Happen” section in the “Search for Opportunities” chapter, in the story about Emily Taylor and how she made something happen, I found that the 6th edition made better use of Emily’s own words to powerfully illustrate the idea that high performers work beyond their job descriptions and recognize opportunities that others do not (Kouzes & Posner, 2017). In the 5th edition, the example Kouzes and Posner (2012) provided [under the “Make Something Happen” section in the “Search for Opportunities” chapter] and their use of that person’s words weren’t as compelling in bringing that same idea (i.e., making something happen) to life.

Similarly, under the “Educate and Share Information” section in the “Strengthen Others” chapter, the real-life example of Jeff Allison’s situation (in the 6th edition) and how he was able to strengthen others by investing in time and initiatives that developed their skills and fostered their confidence was better than the example provided in the 5th edition — again, I believe it’s because Kouzes and Posner selected better real-life examples and made better use of the actual quotes to support the concepts being discussed as well as bring them to life.

What I Really Like:

There are 13 chapters in all in the 6th edition, with 10 chapters covering the Ten Commitments of Leadership (these are essential behaviors that leaders employ to make extraordinary things happen). The Ten Commitments of Leadership also explain the fundamental principles that support each of The Five Practices (Kouzes & Posner, 2017).

At the end of each of the Commitments of Leadership chapter (two chapters for each practice [10 Commitments total; 2 for each Practice]), there’s a very helpful and practical “Take Action” section that tells you “what you need to do to make this leadership practice an ongoing and natural part of your behavioral and attitudinal repertoire” (Kouzes & Posner, 2017, p. xiv).

Visually, two dramatic changes are welcomed surprises with the 6th edition of The Leadership Challenge. First, the updated charts and graphics to color really make the model and ideas more striking and appealing. Second, the 6th edition uses heavier and bright white paper to print the text on and this makes it much easier to read. I had a hard time reading the 5th edition because of the color of the paper (I’m referring to the hard copy of the book).


Summary: The Five Practices of Exemplary Leadership model—the backbone of The Leadership Challenge book—states that leadership is an observable set of similar patterns of behavior (skills and abilities) that can be taught and learned by everyone. Three decades of research provide strong and enduring support for the model. When leaders are at their personal best, they demonstrate five core practices: they Model the Way, Inspire a Shared Vision, Challenge the Process, Enable Others to Act, and Encourage the Heart. Credibility is the foundation of every leader-follower relationship. For leaders to be viewed as credible, they need to consistently do what they say they will do (DWYSYWD). Finally, followers look for and expect four characteristics from their leaders (someone they would willingly follow): honest, competent, inspiring, and forward-looking. These four prerequisites for leadership have stood the test of time and geography.

The Leadership Challenge is a compelling, evidence-based, practical, and delightful masterpiece. Kouzes and Posner skillfully weave real examples and actual words of ordinary people achieving extraordinary things in their organizations throughout to support decades of empirical data. To ensure that they drive their points home, they include ten “Take Action” sections summarizing what you need to do to make each leadership practice a part of your daily repertoire. The result is an extremely robust, yet eminently practical model of leadership development. With substance (30 years’ worth of data and counting) and stories (hundreds of them) to bring the substance to life, The Leadership Challenge is a must-read for anyone interested in the study and practice of leadership. It is truly a book that should be required reading for both leaders and followers. As Kouzes and Posner aptly point out, we’re only able to see a complete picture of leadership by asking followers what they admire and look for in a leader. The Leadership Challenge earns my highest recommendation.

Written By: Steve Nguyen, Ph.D.
Leadership + Talent Development Advisor

References

Kouzes, J. M., & Posner, B. Z. (2012). The Leadership Challenge (5th ed.). Hoboken, NJ: John Wiley & Sons.

Kouzes, J. M., & Posner, B. Z. (2017). The Leadership Challenge (6th ed.). Hoboken, NJ: John Wiley & Sons.

Disclosure: I received The Leadership Challenge (6th ed.) as a complimentary gift, but my book review was written as though I had purchased it.

Managers Are Not Good at Coaching and Developing Their People

In their book, 100 Things You Need to Know: Best People Practices for Managers & HR (2004), Eichinger, Lombardo, and Ulrich — three internationally-recognized experts in human capital management — shared that, in general, managers are “very poor at coaching and developing their people” (p. 470).

This may come as a shock to some, but probably not to others. Why? Let’s think about it for a minute. Line managers and mid-level managers are often quite busy and they simply do not have the time or want to set aside quality time for coaching and developing their staff. And even when some managers do make time to coach and develop their direct reports, coaching & developing others isn’t something that gets rewarded by senior leadership (Eichinger, Lombardo, & Ulrich, 2004).

“Relying exclusively on line managers to coach and develop their people for the long-term is a losing strategy. Typical line managers aren’t good at it, don’t have much motivation to do it, are terminally busy and don’t have or make quality time for it, and are not rewarded for it when the few do actually do it” (Eichinger, Lombardo, & Ulrich, 2004, p. 472).

According to Eichinger, Lombardo, and Ulrich (2004), the recommended best practice is a coordinated process led by human resource professionals and enthusiastically endorsed by senior executives and with the buy-in and collaboration of line managers and the people being coached.

“An organization’s success depends on its talent—its ability to maximize its talent and to retain it. To be successful, an organization needs to enable its workforce to grow, develop, and mature. Coaching is one way to support continued employee development and can be a powerful tool for improving the performance of both the individual and the organization.” —Jim Kouzes & Barry Posner

Written By: Steve Nguyen, Ph.D.
Leadership + Talent Development Advisor

Reference

Eichinger, R. W., Lombardo, M. M., & Ulrich, D. (2004). 100 things you need to know: Best people practices for managers & HR. Minneapolis, MN: Lominger Limited.