Category Archives: Organizational Behavior

GROW Coaching Model: The Fascinating Backstory

One of the most popular coaching models in the world is the G.R.O.W. Model (Whitmore, 2017). GROW is one of the earliest (perhaps even the original) business coaching models.

THE INNER GAME and THE BIRTH OF MODERN COACHING

Tim Gallwey and his Inner Game method are credited for giving birth to modern-day coaching (Whitmore, 2017). Gallwey’s Inner Game approach was extremely influential to the developers of the GROW Model. In fact, according to the late Sir John Whitmore, “All the leading exponents of business coaching today graduated from this [Tim Gallwey’s Inner Game business (tennis & skiing training)] and have been profoundly influenced by the Gallwey school of coaching” (Whitmore, 2017, p. 15).

The Inner Game approach is simple (Gallwey, 2018): By quieting self-interference, we are more able to tap into our natural abilities with greater ease. It is about overcoming the self-imposed obstacles that prevent us from accessing our full potential.

Gallwey (2008) said we don’t reach peak performance because our Self 1 (the teller/the ego-mind) is constantly thinking, judging, worrying, fearing, regretting, and being distracted and this interferes with the natural capabilities of our Self 2 (the doer/the physical body, including brain, memory bank & nervous system). “It is the constant ‘thinking’ activity of Self 1, the ego-mind, which causes interference with the natural capabilities of Self 2. Harmony between the two selves exists when this mind is quiet and focused. Only then can peak performance be reached” (Gallwey, 2008, p. 14).

The Inner Game is “the game that takes place in the mind of the player, and it is played against such obstacles as lapses in concentration, nervousness, self-doubt and self-condemnation. In short, it is played to overcome all habits of mind which inhibit excellence in performance” (Gallwey, 2008, p. xvii).

“The Inner Game approach suggests that humans can not only achieve the outcomes they commit themselves to but can do so in a way that is fulfilling to them, and learn in the process. I [Tim Gallwey] call this capacity Mobility. The coach’s role is to facilitate the mobility of the client, whether individual or in a team, by increasing awareness, choice and trust. In short, this enables the client to be more conscious in thought and action while being hampered less by unconscious habits that interfere.” (https://www.coaching-at-work.com/2010/04/26/inside-out/)

JOHN WHITMORE, THE INNER GAME, and “COACHING”

John Whitmore provided some context to his relationship with Tim Gallwey, Inner Game, and the decision to use the word “coaching” rather than “Inner Game” in their coaching:

“I trained with Tim and, under license, I started the Inner Game organization in England, which in the first instance was not a business at all, it was a ski school and a tennis school, and that was all I was interested in. Very quickly, business people who came on our ski courses recognized how valuable this could be for business . . .” (Mura, 2003, p. 108).

“[Q]uite early on we recognized that there was a problem with the name, the Inner Game, because it sounded like some sort of American cult, something limited. So we wanted to use a generic term that described it more broadly, and that’s why we chose the word ‘coaching’” (Mura, 2003, p. 108).

In fact, when Whitmore and his colleagues “introduced coaching into business four decades ago, the word [coaching] was new in that context. . .” (Whitmore, 2017, p. 15-16).

THE 3 CO-DEVELOPERS OF THE ORIGINAL GROW MODEL

Many people don’t realize that three people were involved in developing the GROW model in the mid- to late-1980s: John Whitmore, Graham Alexander, and Alan Fine (Fine, 2018).

According to the InsideOut Development [Alan Fine’s company] website (2018) and email communications between the CEO of InsideOut Development [Fine’s company] and Sir John Whitmore, Whitmore, Alexander, and Fine co-created the original G.R.O.W. Model (A. Fine, personal communication, March 26, 2018).

As Whitmore recalled, they were already using the GROW sequence, just not giving it a name: “Some early UK coaches, including me [John Whitmore], had been using the GROW chronological sequence for some time before it was given that name. A staff member at a client site where Graham Alexander and I [Whitmore] were working wanted a metaphorical word to represent that sequence. The staff member suggested ‘GROW’, and we adopted it” (Whitmore, Kauffman, David, 2013, p. 245).

In the foreword to the book, Best Practice in Performance Coaching (Wilson, 2007), Whitmore explained: “I was just the first person to publish it [the GROW Model], in my book Coaching for Performance. It [The GROW Model] originally emerged in a discussion between several coaches with whom I was working at the time, including Graham Alexander, in the McKinsey office in London . . .” (p. xi).

I asked Alan Fine via email, “Were you one of the coaches that Whitmore was talking about when he said that the GROW Model originally emerged in a discussion between himself and several coaches?”

Here is Alan Fine’s response (A. Fine, personal communication, March 26, 2018): “I would think I was I can’t imagine who else he might be referring to. I would also make a distinction between the four-step model and the labels of the steps. My memory of it is that the four-step model emerged over time during our work at McKinsey and the labels of GROW were first devised by one of McKinsey’s communication specialists.”

The Performance Consultants website, co-founded by the late Sir John Whitmore, recounted the history of the GROW Model and how McKinsey, the renowned management consultancy, played a key role in asking Whitmore and his colleagues to come up with a coaching framework — which they did (Performance Consultants, 2015):

“In 1986 the management consulting firm McKinsey became their client. Many of the programmes they ran for McKinsey included experiential coaching work on tennis courts. The coaching was so successful at improving performance and unlocking potential that McKinsey asked them to come up with an underpinning framework of coaching – a model on which to hang what was happening on the courts and elsewhere in the programmes.

“So they videoed themselves and their colleagues coaching, they invited neurolinguistic programming (NLP) experts to look at what they did, they debriefed to try to discover what was happening and whether there was a model that played out in their unconscious competence. And yes, there was – whether on the tennis court or in a business setting.

“The acronym GROW came out of the four key stages they identified: Goal, Reality, Options, Will. They bounced it and a few other ideas off an internal communications person at McKinsey who said GROW would fly well, and liked it because it was simple and because it was actions and outcome focused.”

FYI: This story also appears in the 5th edition of Whitmore’s Coaching for Performance (2017) book on pages 97-98.

VARIATIONS OF THE GROW MODEL

According to Fine, shortly after he, Whitmore, and Alexander developed the GROW Model, they all went their separate ways, each utilizing his own approach to the GROW Model. For all major iterations of the G.R.O.W. Model, the first three letters are the same: “G” is the “Goal” the individual seeks to achieve; “R” is the “Realities” a person should consider in the context of the decision process; and “O” is the “Options” open to the decision maker (Fine, 2018). Only the last letter, “W”, is interpreted differently. John Whitmore defined it as “Will” (Whitmore, 2017), Graham Alexander defined it as “Wrap-up” (Alexander & Renshaw, 2005), although he also used “Wrap-up/way forward” (Alexander, 2006), and Alan Fine defined it as “Way Forward” (Fine, 2010).

As explained on the InsideOut Development (Fine’s company) website: “The Way Forward makes the decision process something tangible and actionable, where it becomes very clear to the person making the decision what should happen next,” Fine says. “In the absence of motivating clarity,” he argues, “people simply don’t take action.”

OUT OF THE STRUGGLE CAME “GROW”

Who would have thought that the backstory of the GROW Model included McKinsey, the management consulting firm? Just as interesting was that Whitmore and his colleagues tried to fit their model into McKinsey’s 7S Framework and, initially, called their early work the “7S Coaching Model” (Whitmore, 2017, p. 97). But this proved “tortuous” (Whitmore, 2017, p. 97). “In the end, [they] came up with the acronym GROW for the four key stages [they] identified” (Whitmore, 2017, p. 97).

CONFIRMING THE 3 CO-DEVELOPERS of GROW

Alan Fine, on his website, wrote that the GROW Model “was the result of the collaborative efforts of all three individuals,” meaning Fine, Whitmore, and Alexander. After contacting Alan Fine via email, I was able to confirm this after he forwarded me email communication in 2009 between John Whitmore and the InsideOut Development CEO acknowledging that the G.R.O.W. Model was, indeed, jointly developed by John Whitmore, Graham Alexander, and Alan Fine (A. Fine, personal communication, March 26, 2018).

Whereas Alan Fine credited and mentioned both John Whitmore and Graham Alexander in his book (You Already Know How to Be Great) and on his website, neither John Whitmore nor Graham Alexander mentioned Alan Fine in any of their writings or interviews (that I could find). Whitmore and Alexander acknowledged one another as co-developers but, curiously, they never mentioned Alan Fine, even though, according to Fine, the three of them worked together for three years. As Fine explained, “The three [Whitmore, Alexander, and Fine] worked together for three years in the early 1980s before co-developing the G.R.O.W. Model.”

It was challenging to investigate the backstory of how the GROW Model came to be developed. I was very curious after reading about the history of the GROW Model on Alan Fine company’s website and learning about Fine’s claim of being one of the three co-developers. But I could not find anything from either Whitmore or Alexander to confirm this. So I reached out to Alan Fine via email and received his response about two weeks later (which included email messages from the CEO of Fine’s company to the CEO of John Whitmore’s company, and John Whitmore’s reply). In his email response (dated July 14, 2009) to Kim Capps, CEO of InsideOut Development, Sir John Whitmore wrote (A. Fine, personal communication, March 26, 2018):

“I have no disagreement with the historical circumstances as now described in the first two paragraphs [of InsideOut Development’s History and Intellectual Property Rights (Related to the G.R.O.W. Model)”*].

*Note: InsideOut had emailed a GROW Model description to Whitmore’s company which stated that “The original G.R.O.W. model was created over twenty years ago in the UK by three individuals–John Whitmore, and Graham Alexander, and Alan Fine . . . The model was the result of the collaborative efforts of all three individuals, resulting in each having joint interest in the work . . . There was an informal understanding between the three of them that each would have equal ability to work with the original model but that no single person would claim any more credit or ownership of the basic original model than the others.”

This explanation from Fine’s website sums it up well:

“The three [Whitmore, Alexander, and Fine] parted ways with an understanding between them that each would have equal ability to work with the original model, but that no one would claim any more credit or ownership of the original model than the others. Because of that understanding, the three individuals were less aggressive, individually and collectively, than they could have been in protecting their early work.”

CURIOUSLY

John Whitmore’s book, Coaching for Performance (where he outlined the GROW Model) has now been published five times [1st ed. 1992; 2nd ed. 1996; 3rd ed. 2002; 4th ed. 2009; 5th ed. 2017]. However, he never mentioned Graham Alexander or Alan Fine as co-developers of the GROW Model. On the Acknowledgement page in the first, second, and third editions of the book, Whitmore did mention them, but by name only, never crediting them as co-developers of the GROW Model. And, in the fourth and fifth editions, there is no mention whatsoever of either Graham Alexander or Alan Fine.

THE MCKINSEY COMMUNICATIONS SPECIALIST

The most interesting piece of information I discovered in my research on the history of the GROW Model was that although Whitmore, Alexander, and Fine had been using their four-step sequence for some time, the actual label (“GROW”) to their model came about through their work with McKinsey, and more precisely, a McKinsey communications specialist (A. Fine, personal communication, March 26, 2018; Performance Consultants, 2015; Whitmore, Kauffman, David, 2013).

“Some early UK coaches, including me [John Whitmore], had been using the GROW chronological sequence for some time before it was given that name. A staff member at a client site [McKinsey] where Graham Alexander and I [Whitmore] were working wanted a metaphorical word to represent that sequence. The staff member suggested ‘GROW’, and we adopted it” (Whitmore, Kauffman, David, 2013, p. 245).

“[T]he labels of GROW were first devised by one of McKinsey’s communication specialists” (A. Fine, personal communication, March 26, 2018).

Written By: Steve Nguyen, Ph.D.
Leadership + Talent Development Advisor

References

Alexander, G. (2006). Behavioural coaching — the GROW model. In J. Passmore (Ed.), Excellence in coaching: The industry guide (2nd ed., pp. 83-93). London: Kogan Page.

Alexander, G., & Renshaw, B. (2005). SuperCoaching: The Missing Ingredient for High Performance. London, UK: Random House.

Fine, A. (2010). You Already Know How to Be Great: A Simple Way to Remove Interference and Unlock Your Greatest Potential. New York: Penguin Group.

Fine, A. (2018). IP GROW Model InsideOut Development. https://www.insideoutdev.com/about-us/ip-grow-model/

Fine, A. (2018). What is the GROW Model. InsideOut Development. https://www.insideoutdev.com/about-us/what-is-the-grow-model/

Gallwey, W. T. (2018). About Tim Gallwey. http://theinnergame.com/about-tim-gallwey/

Gallwey, W. T. (2008). The Inner Game of Tennis: The Classic Guide to the Mental Side of Peak Performance. New York: Random House Trade Paperback.

Mura, A. (2003). Coaching for Performance: A Conversation with Sir John Whitmore Interview Conducted by Agnes Mura. International Journal of Coaching in Organizations, 1(4), 107-116.

Performance Consultants (2015). The GROW Model. https://www.performanceconsultants.com/grow-model

Whitmore, J. (2017). Coaching for Performance: The Principles and Practice of Coaching and Leadership (5th ed.). London: Nicholas Brealey Publishing.

Whitmore, J., Kauffman, C., & David, S. A. (2013). GROW Grows Up: From Winning the Game to Pursuing Transpersonal Goals. In S. David, D. Clutterbuck, and D. Megginson (Eds.), Beyond Goals: Effective Strategies for Coaching and Mentoring (pp. 245-260). Farnham, Surrey: Gower Publishing.

Wilson, C. (2007). Best Practice in Performance Coaching: A Handbook for Leaders, Coaches, HR Professionals and Organizations. London: Kogan Page.

The G.R.O.W. Model In Business Coaching – Simple, Concise, and Powerful


Business coaching is enhancing a client’s (person in a business) awareness and behavior in order to achieve business objectives for both client and organization (WABC, Business Coaching Definition). In my quest for a capable business coaching model (business coaching includes leadership coaching and executive coaching), I have spent several years looking at many coaching models. Some models are overly complex while others are very basic.

Sir John Whitmore wrote (2009): “Coaching is unlocking people’s potential to maximize their own performance. It is helping them to learn rather than teaching them” (p. 10).

“[T]here are no quick fixes in business, and good coaching is a skill, an art perhaps, that requires a depth of understanding and plenty of practice if it is to deliver its astonishing potential” (Whitmore, 2009, p. 2).

I began looking at coaching models during my industrial and organizational psychology doctoral program and came across many books on coaching. After years of searching and seeing what made sense, I eventually returned (very much to my surprise) to the original, wildly popular and widely used, G.R.O.W. coaching model.

John Whitmore, Graham Alexander, and Alan Fine all worked together and, in the mid- to late-1980, they co-developed the G.R.O.W. Model (Fine, 2018). Shortly after, the three went their separate ways, each one using his own approach to/version of the G.R.O.W. Model.

For all major iterations of the G.R.O.W. Model, the first three letters are the same: “G” is the “Goal” the individual seeks to achieve; “R” is the “Realities” a person should consider in the context of the decision process; and “O” is the “Options” open to the decision maker (Fine, 2018). It is only the last letter, “W”, that has been interpreted differently. John Whitmore defined it as “Will” (Whitmore, 2009), Graham Alexander defined it as “Wrap-up” (Alexander & Renshaw, 2005), although he also used “Wrap-up/way forward” (Alexander, 2006), and Alan Fine defined it as “Way Forward” (Fine, 2010).

G.R.O.W. (Goal, Reality, Options, Way Forward) is a simple 4-step process. The coach helps the coachee (person being coached) articulate a concise goal (Goal). Next, the coachee describes his current situation (Reality). This is followed by brainstorming options (Options) and next steps. Finally, the coachee identifies and selects one or more options to use in an action plan (Way Forward).

Throughout my years-long coaching model vetting process, two questions I asked were: (1) Will this model be easy enough for me to use when coaching clients? (2) Will I be able to use this model to teach leaders so they can use it to coach their employees?

For me, the desire to address both question #1 (Is this model easy enough to use when coaching clients?) and question #2 (Can I use this model to teach leaders, so they can use it to coach their employees?) were paramount in my decision. Many coaching models sufficiently answer question #1. That is, most of the models are easy enough to use to coach others, whether the model uses a 3-, 4-, 5-, 6-, or 7-step process. However, where many coaching models disappoint is in trying to answer question #2. When I pose the question — Can I use this model to teach leaders a simple process so they can use it to coach their employees? — many models could not deliver.

I also considered a third question: Does the coaching model follow a traditional coaching process that takes 6 – 12 sessions to complete or a rapid process that can be done in one or two coaching sessions? Indeed, it is the answer to this third question that made me completely rethink “coaching.” In order to adapt to the demands of an increasingly busy workplace and workforce, I needed a coaching model and process that could be delivered on-the-spot — in one or two conversations or meetings.

John Whitmore’s G.R.O.W. (Goal, Reality, Options, Will) contains 8 to 13 questions for each of the step in the model (Whitmore, 2012). But I prefer Alan Fine’s G.R.O.W. Model [covered in his book, You Already Know How to Be Great (2010)], which has 3 to 6 questions for each step. I also like the questions assigned to each of the G.R.O.W. steps in the Fine version.

I used Alan Fine’s G.R.O.W. Model to coach a new leader in two sessions (1 hour the first session, 1.5 hours the second session), plus one debriefing session (30 minutes). The coaching experience with this leader confirmed several things. First, Fine’s G.R.O.W. model is very easy to use. Second, Fine’s G.R.O.W. model can be used to teach a leader, so s/he can turn around and use it to coach his/her employees. Third, the entire process is surprisingly brief, lasting just 2.5 sessions.

Within that time frame, I was able to work with the leader to: clarify his goal for the session (Goal); describe his current situation (Reality); explore potential actions and next steps (Options); and identify a specific action as his next step (Way Forward) — demonstrating that, as a business coaching model and process, the GROW Model is very simple to use and understand (for both coach & coachee), effective yet brief, practical, and able to be delivered on demand and even as a self-coaching process (coaching yourself).

Clients answer a group of questions for each of the steps of the G.R.O.W. Model. Step #1 is Goal, Step #2 is Reality, Step #3 is Options, and Step #4 is Way Forward. The coach and coachee go through the steps and the questions that fall under each step in order, starting with Step #1. It’s important to not introduce clients to all the GROW questions at once because it can cause them to answer the questions in a cursory manner, rushing through their responses instead of really thinking about the question and allowing themselves time to process each question and formulate a response.

Although it’s recommended that you follow each of the GROW steps sequentially, starting with Step 1: Goal and ending with Step 4: Way Forward, in practice, there may be times where you have to adjust. John Whitmore explained this in his book, Coaching for Performance (2009): “[O]ne may only be able to define a vague goal until one has examined the reality in some detail. It will then be necessary to go back and define the goal much more precisely before moving forward again. Even a sharply defined initial goal may be recognized to be wrong or inappropriate once the reality is clear” (pp. 56-57).

For example, for my client, the overall goal for the session (Step #1 Goal) finally solidified in the middle of Step #2 (Reality). For this client, the topic did not become clear until after he’s had a chance to talk about what was currently happening at work and what he had tried so far. So, even though he responded to a question in Step 2, it actually made more sense to place his response in Step 1, to a question about the topic/goal of the discussion. Remember, it’s okay to be flexible and make adjustments to help clients make sense of the GROW framework. To verify, I asked my client if there was anything that did not make sense or that did not match up with what he wanted to say.

A unique question in Fine’s G.R.O.W. Model that stands out and one that I like is a question in Step #3 Options phase (“Would you like suggestions from me?”). A word of caution: If this question is not handled properly, the coach can very easily end up doling out advice and completely derail the purpose of coaching. What I like about this question is that it allows the coach an opportunity to share some suggestions and then check in to see if any of the suggestions seems interesting enough to explore further. This can be invaluable, especially when clients are at their wits’ end and no amount of open-ended questions will help to stimulate their creative ideas. In my coaching session, because of my rapport with this new leader and thanks to a previously administered personality assessment, I knew that my real contribution to him would be to offer some practical suggestions. The client told me that my suggestions were “all spot on” and that he agreed with them.

In our debriefing session, this leader stated that he likes that the GROW process is compact, simple, and straightforward and that these characteristics of GROW will help when he introduces his team to it. He especially appreciated my explanation of the GROW Model as a decision framework and said, “decision framework feels very liberating,” unlike the term “goal setting” which is becoming stale.

Finally, here’s an interesting tidbit — the G.R.O.W. framework also happens to be “one of the tools Google uses to teach [its] managers about coaching conversations” (re:Work with Google: Coach with the GROW model).

Takeaway: Overall, the G.R.O.W. Model (in particular, Alan Fine’s version) is a very capable business coaching model. From my own vetting process, it meets all three of the criteria on my list: (1) The G.R.O.W. Model is very easy to use to coach others; (2) The G.R.O.W. Model is remarkably simple and can be effectively used to teach a leader so s/he can use it to coach his/her own employees; and (3) The G.R.O.W. Model is powerful, yet concise enough that it can be completed in one or two coaching sessions.

Written By: Steve Nguyen, Ph.D.
Leadership + Talent Development Advisor

References

Alexander, G. (2006). Behavioural coaching — the GROW model. In J. Passmore (Ed.), Excellence in coaching: The industry guide (2nd ed., pp. 83-93). London: Kogan Page.

Alexander, G., & Renshaw, B. (2005). SuperCoaching: The Missing Ingredient for High Performance. London, UK: Random House.

Fine, A. (2010). You Already Know How to Be Great: A Simple Way to Remove Interference and Unlock Your Greatest Potential. New York: Penguin Group.

Fine, A. (2018). What is the GROW Model. InsideOut Development. https://www.insideoutdev.com/about-us/what-is-the-grow-model/

re:Work with Google. (2018). Coach with the GROW model. https://rework.withgoogle.com/guides/managers-coach-managers-to-coach/steps/coach-with-the-grow-model/

Whitmore, J. (2009). Coaching for Performance (4th ed.). London: Nicholas Brealey Publishing.

Whitmore, J. (2012). The GROW Model. Performance Consultants International. https://www.performanceconsultants.com/wp-content/uploads/GROW-Model-Guide.pdf

Worldwide Association of Business Coaches (WABC) (2018). Business Coaching Definition. https://www.wabccoaches.com/includes/popups/definition.html

Book Review – Servant Leadership in Action: How You Can Achieve Great Relationships and Results

Servant Leadership in Action is a collection of 42 essays (ranging from 2.5 pages to 8 pages) from servant leadership experts and practitioners, co-edited by Ken Blanchard and Renee Broadwell. The book is organized into six parts. Part One, “Fundamentals of Servant Leadership,” describes basic aspects of servant leadership. Part Two, “Elements of Servant Leadership,” highlights some of the different points of view of servant leaders. Part Three, “Lessons in Servant Leadership,” focuses on what people have learned on a personal level from observing servant leadership in action. Part Four, “Exemplars of Servant Leadership,” features people who have been identified as classic servant leaders. Part Five, “Putting Servant Leadership to Work,” offers firsthand accounts of people who have made servant leadership come alive in their organizations. Part Six, “Servant Leadership Turnarounds,” illustrates how servant leadership can dramatically impact both results and human satisfaction in organizations.

I wasn’t sure if this would be the kind of book I would enjoy or find value in because it’s a collection of essays. But the topic of servant leadership has been top of mind for me for the past few years, so I thought I’d give this book a chance and hopefully glean some useful information about servant leadership and its application to the workplace.

Even though Robert Greenleaf (1904–1990) is credited with launching the modern servant leadership movement in 1970, the idea behind servant leadership is very old. Valeri (2007), in his doctoral dissertation, wrote that the origins of servant leadership can be traced back at least 2500 years ago, starting in ancient Greece and Rome. Robert Greenleaf was the person who coined the term “servant leadership” and articulated it for modern time (Greenleaf.org, 2016; Keith, 2018; Spears, 1998).

Greenleaf’s thinking was inspired by and made clear in the 1960s thanks to a short novel called Journey to the East by Herman Hesse. It’s a story about Leo, a servant who accompanied a group of people on a spiritual quest. Everything was fine until Leo disappears, which then led to the group falling apart and the journey abandoned. The people in the group learned that they couldn’t make it without the servant. After years of searching, the story’s narrator finally locates Leo and finds out that Leo, whom everyone had thought to be a servant, was, in fact, the head of the religious order that sponsored the original journey (Spears, 1998).

“After reading this story, Greenleaf concluded that the central meaning of it was that the great leader is first experienced as a servant to others, and that this simple fact is central to his or her greatness. True leadership emerges from those whose primary motivation is a deep desire to help others” (Spears, 1998, p. 4).

I thought a background explanation about servant leadership from Blanchard in the first essay (“What Is Servant Leadership?”) is important:

“When people hear the phrase servant leadership, they are often confused . . . The problem is that these folks don’t understand leadership—much less servant leadership. They think you can’t lead and serve at the same time. Yet you can, if you understand that there are two parts to servant leadership: a visionary/direction, or strategic, role—the leadership aspect of servant leadership; and an implementation, or operational, role—the servant aspect of servant leadership.” (Blanchard & Broadwell, 2018, p. 7).

“Once people are clear on where they are going, the leader’s role shifts to a service mindset for the task of implementation—the second aspect of servant leadership. The question now is: How do we live according to the vision and accomplish the established goals? Implementation is where the servant aspect of servant leadership comes into play” (Blanchard & Broadwell, 2018, p. 9-10).

I am not a huge fan of edited books because the ones I’ve come across do not gel well together. Edited books can be messy and difficult to read when different authors and writing styles are thrown together with no editorial oversight to ensure consistency in tone and/or message. I was pleased to see that this didn’t happen with Servant Leadership in Action. The editing was well done and reading the chapters, written by different authors, felt seamless, almost as if written by the same person. This is no easy feat to achieve and I commend Blanchard and Broadwell for the great job co-editing this book.

The essays by Colleen Barrett (president emeritus, Southwest Airlines), Cheryl Bachelder (former CEO, Popeyes Louisiana Kitchen), Dave Ramsey (a money management expert & author), Phyllis Hennecy Hendry (CEO, Lead Like Jesus), and Jon Gordon (author) were all enjoyable and instructive. I also liked and found great value in Rico Maranto’s essay (“Waste Connections: A Servant Leadership Success Story”) about how top leaders can make servant leadership come alive.

In her essay, “Treat Your People as Family,” Colleen Barrett wrote about the incredible impact that servant leadership had on the 40+ years of success at Southwest Airlines. Admittedly, she shared that they didn’t know until much later on that it was called that. “But while our recognition of the term Servant Leadership might have come late, for over four decades Herb and I have said that our purpose in life as Senior Leaders with Southwest Airlines is to support our People. To us, that means treating People as family” (Blanchard & Broadwell, 2018, p. 183).

Colleen recalled a fabulous story that one of Southwest’s new leaders told her about his best example of a servant’s heart, which he saw Herb Kelleher (founder of Southwest Airlines) model.

“He watched Herb talk to a Mechanic in worker’s clothes for at least fifteen minutes—even though there were literally hundreds of People circling Herb for his attention. Herb never looked over the guy’s shoulder to see who else might be there, and never diverted his eyes from this man while they were talking. Herb was courteous to everyone who was trying to shove the guy out of his space so that they could fill it, but he gave this man his time. It was clear to this new Leader that Herb had no hierarchical concerns—he was completely interested in what the Mechanic was trying to tell him. That had a profound impact on this Leader, and he remembers it to this day. He has been with us more than twenty years now” (Blanchard & Broadwell, 2018, p. 187).

In Cheryl Bachelder’s “Serve the People” essay, she shared about the transformation at Popeyes Louisiana Kitchen, from a struggling brand and company to a prosperous enterprise. I really like what Cheryl wrote:

“When this story began, we didn’t know it would be servant leadership that drove success. We didn’t have a plaque in the office that stated our purpose and principles. What we did have was a team of leaders who were willing to focus their passion and ambition on the success of the people and the enterprise before their own interests” (Blanchard & Broadwell, 2018, p. 230).

From 2007 to 2016, under Bachelder’s leadership, Popeyes flourished, “with restaurant sales, profits, and unit growth rates that were the envy of its competitors” (Blanchard & Broadwell, 2018, p. 230).

In his essay (“Leading is Serving”), Dave Ramsey shared the lesson he taught his teenage son about the heavy responsibility of being a servant leader. Ramsey explained to his son (as they were walking toward Dave Ramsey’s company’s picnic) that as president and CEO of the company, he bears the responsibility to not just the employees of his company (the adults) but also to those employees’ children (the 97 kids seen running around the picnic): “Those kids’ parents make a living, have a future, and those kids have a future partly because of how I act. If I misbehave in my personal life, if I fail in areas of integrity, if I screw up, it will mess up a ton of lives. As a servant leader, I understand that I am at least partially responsible for those little kids” (Blanchard & Broadwell, 2018, p. 197).

Ramsey took it a step further. He told his son that, even as a teenager, the son also bore the responsibility of being a servant leader, that “if he went out and acted crazy, he could impact those kids’ lives” (Blanchard & Broadwell, 2018, p. 197) too. For instance, if the son were to get drunk, drive, and kill someone, the family would get sued and some of the employees working for his dad’s company might have to be let go. “As my son, he gets to enjoy the benefits of our success, but he also shares in the responsibility of servant leadership. He needed to know, even as a teenager, that the decisions he makes and the actions he takes have an impact” (Blanchard & Broadwell, 2018, p. 197).

Some of the essays really touched me. One such essay was by Phyllis Hennecy Hendry (“A Lesson From My Father”) about how her father, a pastor, taught her, when she was eight years old, “the simple act of caring for someone and how serving people changes everything—literally” (Blanchard & Broadwell, 2018, p. 117). She recounted the many Saturday morning visits to the home of “a crotchety old man” (Blanchard & Broadwell, 2018, p. 116) whose “wrinkles met in odd places around his face” (Blanchard & Broadwell, 2018, p. 116) and how you can serve and meet people where they’re at. The simple and consistent act of visiting this grumpy old man every Saturday morning eventually led him to change his crabby ways — smiling a lot more and hugging them, and eventually introducing both Phyllis and her father to others as his “good friends.” The essay was about how this old man came to accept Jesus, but the way Hendry told the story, through the eyes and experience of herself as an 8-year-old girl, made it very powerful and its servant leadership lesson applicable in many areas.

Jon Gordon shared an emotional story in his essay (“Little Things and Big Things”) about his late mom making a sandwich for him even though she was tired and, unbeknownst to him, was battling cancer:

“Looking back, I realize she wasn’t just making me a sandwich. She was showing me what selfless love and servant leadership were all about. At her funeral, many of her real estate clients and colleagues came up to me and shared countless stories of all the selfless acts of love my mom did for them as well . . . We often think that great leadership is about big visions, big goals, big actions, and big success. But I learned from my mom that real leadership is about serving others by doing the little things with a big dose of selfless love” (Blanchard & Broadwell, 2018, p. 134).

Finally, in his essay (“Waste Connections: A Servant Leadership Success Story”), Rico Maranto (Servant Leadership Evangelist at Waste Connections) wrote about how senior leaders at Waste Connections made servant leadership come alive by: (1) introducing a vision, purpose, and values, (2) conducting servant leadership training, (3) distributing a servant leader newsletter, (4) distributing a servant leader survey, (5) creating a Servant Leader Playbook, (6) creating servant leadership awards, (7) getting self-serving leaders off the bus, and (8) hiring for character.

Rico shared a great story and perfect example of what it is to live a servant leadership mentality and culture:

“One of the company’s division vice presidents (DVPs) had been recognized two consecutive years at the annual managers’ meeting and seemed to build good relationships with his employees. He achieved impressive results and spoke like a servant leader when talking with senior leadership. Everyone thought he was a good servant leader—everyone but his employees. In their servant leader surveys, they described a very different manager—one who was egotistical and hypocritical” (Blanchard & Broadwell, 2018, p. 236).

When that division vice president’s true character came to light, Rico recounted that Ron Mittelstaedt, CEO and Founder of Waste Connections, said this:

“Servant leadership isn’t about worrying up; it’s about worrying down. It’s not about what your boss thinks of you; it’s about what your people think of their boss. If we have a cancer in our culture, we have to cut it out” (Blanchard & Broadwell, 2018, p. 236).

What I Did Not Like: In a few of the essays, I was unconvinced that the authors effectively or at least cogently tied their thoughts and previous work to servant leadership in their essays. When authors toss their writings in without fully thinking through and making a strong case for how their work connects or is related to servant leadership, then their essays came across as disorganized ramblings.

Takeaway: I found Servant Leadership in Action to be an enjoyable collection of essays that kept me interested in the subject of servant leadership regardless of where I was in the book. Blanchard and Broadwell did a nice job setting up the book’s structure and dividing the essays into six parts/sections, starting with describing the basic aspects of servant leadership and ending with showing the readers how servant leadership can dramatically impact both results and human satisfaction in organizations. The essays are interesting and varied enough that you can skip around, reading what interests you, and still learn about servant leadership. If you like reading about servant leadership and do not mind a sprinkle of religious stories, then I think you will really enjoy this book.

Written By: Steve Nguyen, Ph.D.
Leadership + Talent Development Advisor

References

Blanchard, K., & Broadwell, R. (2018). Servant Leadership in Action: How You Can Achieve Great Relationships and Results. Oakland, CA: Berrett-Koehler Publishers.

Greenleaf.org [Greenleaf Center for Servant Leadership]. (2016). Robert K. Greenleaf. Retrieved from https://www.greenleaf.org/robert-k-greenleaf-biography/

Keith, K. M. (2018). Definition of Servant Leadership. Retrieved from toservefirst.com/definition-of-servant-leadership.html

Spears, L. C. (1998). The power of servant leadership. San Francisco, CA: Berrett-Koehler Publishers.

Valeri, D. P. (2007). The origins of servant leadership (Doctoral dissertation). Retrieved from www.greenleaf.edu/pdf/donald_valeri.pdf

Disclosure: I received Servant Leadership in Action: How You Can Achieve Great Relationships and Results as a complimentary gift, but my book review was written as though I had purchased it.

Workplace Friendships: The Benefits and Challenges

Workplace Friendships: The Benefits

When you work in close proximity to other people in an organization, it’s inevitable that friendships begin to develop. Morrison and Terry (2007) wrote that “people are motivated to make friends for the rewards they provide, be they social or more tangible and functional. Thus within the workplace too, it is reasonable to assume that some people make friends so as to enhance their own working conditions” (p. 39).

Workplace friendship involves a workplace/organizational peer that we believe we’d be friends with even if we didn’t work together, that we consider the person more than just a coworker, and that we feel that we know each other really well (Morrison & Terry, 2007).

Reich & Hershcovis (2011) wrote that workplace friendships are voluntary relationships where people interact as unique individuals rather than as occupants of organizational roles (coworker or supervisor). We form and maintain workplace friendships to enhance our social support and our job success. But most of all, we make friends at work to help us satisfy our need to belong (Reich & Hershcovis, 2011).

Workplace friendships are linked to increased job satisfaction, job involvement, job performance, team cohesion, organizational commitment, and decreased intentions to turnover (Reich & Hershcovis, 2011).

Interestingly, Morrison (2009) discovered that while women are more likely to see workplace friendships in terms of the social and emotional support in times of stress, men tend to view workplace friendships in terms of the benefits to their own career or in helping them complete a task or the job duties.

Workplace Friendships: The Challenges

Although the benefits of workplace friendships are many, there are also difficulties or challenges, including blurring of boundaries, having to devote time to the friendship, and distraction from work — all of which can cause distraction and anxiety, ultimately resulting in reduced work outputs (Morrison & Terry, 2007).

Workplace friendships fail for five main reasons (Sias, Heath, Perry, Silva, & Fix, 2004):

  1. problem personality
  2. distracting life events
  3. conflicting expectations
  4. promotion
  5. betrayal

Personality and life events can end a workplace friendship when they distract employees from their work. Betrayal can certainly destroy a workplace friendship. It makes sense that after a betrayal, it can be very difficult to regain trust. In the case of promotion, it becomes much harder to maintain an equal relationship balance because now one person (the promoted individual) has formal authority over the other.

Workplace Friendships: Tricky but Worth It

Seppala and King (2017) explained there’s always the potential of workplace friendship fallout and there are “real entanglements that can arise when the boundaries between work and friendship become blurred.” However, given that belonging is a fundamental human need and that we spend a large part of our time at work, the workplace “is an ideal place to foster the positive connections we all need — not just for our well-being but also for our productivity and health.”

Written By: Steve Nguyen, Ph.D.
Leadership + Talent Development Advisor

References

Morrison, R. L. (2009). Are Women Tending and Befriending in the Workplace? Gender Differences in the Relationship Between Workplace Friendships and Organizational Outcomes. Sex roles, 60(1),

Morrison, R. L., & Terry, N. (2007). Too Much of a Good Thing?: Difficulties with Workplace Friendships. University of Auckland Business Review, 9(2), 33-41.

Reich, T. C., & Hershcovis, M. S. (2011). Interpersonal relationships at work. In S. Zedeck (Ed.), APA handbook of industrial and organizational psychology (Vol. 3, pp. 223-248). Washington, DC: American Psychological Association.

Seppala, E., & King, M. (2017, August). Having Work Friends Can Be Tricky, but It’s Worth It. Harvard Business Review, https://hbr.org/2017/08/having-work-friends-can-be-tricky-but-its-worth-it

Sias, P. M., Heath, R. G., Perry, T., Silva, D., & Fix, B. (2004). Narratives of workplace friendship deterioration. Journal of Social and Personal Relationships, 21(3), 321–340.

Book Review: Awaken, Align, Accelerate by MDA Leadership

Awaken, Align, Accelerate (2011) is a leadership development and coaching guide from MDA Leadership Consulting. The book harnesses “the art and science of developing leaders into a unique collection of self-assessments, development suggestions, case studies, sample leadership development plans, coaching recommendations, and cross-cultural coaching tips” (Nelson & Ortmeier, 2011, p. 1).

MDA Leadership’s Awaken, Align, Accelerate is a big book. But once you flip through its brawny pages and are able to easily spot valuable information on each page (thanks to the great use of colors, bullets, and charts), I think you’ll agree that the book’s hefty size is an advantage. I actually appreciate its large size.

The overall layout (i.e., visuals, colors, graphics, tables, and charts), especially the use of colors to call out specific sections/areas on each page, is praiseworthy as it really helps to visually direct your eyes to important or interesting areas. For example, the tabs are nicely colored in blue so you can easily tell which competency you’re on and, on the back page (of each blue tab/competency), you’ll notice a gray tab which is the leadership factor that encompasses the competency.

“This guide focuses attention on what it takes to develop senior leaders, those who have responsibility for multiple teams inside a function (e.g., sales, marketing, finance) or an entire business within an organization. Additionally, we’ve designed this guide to be used by managers aspiring upward or even more senior executives facing similar challenges.” -Introduction of Awaken, Align, Accelerate

According to MDA Leadership, the book is the collaborative effort of 21 authors, most with over 25 years of leadership development experience, and was reviewed by over 60 colleagues who provided valuable insight. It includes almost 2,000 development and coaching suggestions, real-life case studies, and pragmatic development tools.

The Awaken, Align, Accelerate book is divided into six sections to match the six leadership factors of MDA’s Leadership Competency Model (Leading People, Thinking and Deciding, Achieving, Relating to People, Managing Work, and Managing Self). Each section (or factor) is further divided into a set of competencies that correspond to that particular factor. The core of the Awaken, Align, Accelerate book is divided into 16 chapters, one chapter for each of the 16 competencies in MDA’s Leadership Competency Model. Each chapter includes a self-assessment, development suggestions, and coaching suggestions.

LEADING PEOPLE (leadership factor #1)

1. Leading Courageously (competency)
2. Creating Alignment (competency)
3. Team Leadership (competency)
4. Developing Leaders (competency)

THINKING AND DECIDING (leadership factor #2)

5. Strategic Thinking (competency)
6. Business Acumen (competency)
7. Critical Thinking and Judgment (competency)

ACHIEVING (leadership factor #3)

8. Drive for Results (competency)
9. Innovation and Risk-Taking (competency)

RELATING TO PEOPLE (leadership factor #4)

10. Interpersonal Effectiveness (competency)
11. Building Collaboration (competency)

MANAGING WORK (leadership factor #5)

12. Planning and Organizing (competency)
13. Managing Execution (competency)

MANAGING SELF (leadership factor #6)

14. Resilience (competency)
15. Integrity (competency)
16. Learning Orientation (competency)

For each of the 16 competencies, there’s a nice description of each competency, a graphic indicating which of the 6 leadership factors covers that specific competency, and the 5 core practices that are contained within that particular competency.

Here’s how the Leading Courageously competency looks:

Leading Courageously [definition]: Successful organizations need courageous leaders at every level who display confidence and skill in the use of leadership, power, and authority. They assume responsibility for tackling tough assignments and pursue difficult challenges. Courageous leaders are assertive and appropriately tough-minded without being insensitive. They take initiative, act with independence, and demonstrate strength of conviction in pursuing their leadership agendas. They shape the thinking of others and actively influence upwards and across the organization.

FACTOR: Leading People
COMPETENCY: Leading Courageously
CORE PRACTICE: Authority, Courage, Assertiveness, Independence, Influence

In my opinion, what makes Awaken, Align, Accelerate stand head and shoulders above the rest are the following features:

* Leadership Levels Matrix – it illustrates how leaders (front-line managers, function leaders, and senior executives) at different levels vary by core practice.

* Self-Assessment – evaluates individual development needs, strengths or excessively used core practice behaviors.

* Development Suggestions – development tips for each core practice and sub-grouped by Awaken potential, Align goals, and Accelerate development framework. After completing the self-assessment, leaders are encouraged to focus on suggestions that correspond to the core practice s/he identified as a development need or excessive use.

* Coaching Suggestions – coaching tips for two different behaviors under each core practice grouped by Awaken, Align, Accelerate framework.

* Case Study / Development Plan / Coaching Plan – a real-life case study leading to a sample development plan and coaching plan.

Leadership Levels Matrix for the Business Acumen competency.

The first thing I like in Awaken, Align, Accelerate is the use of a Leadership Levels Matrix (shown above) “a chart that shows how key leadership skills play out at the manager, function leader, and senior executive levels of the pipeline” (Nelson & Ortmeier, 2011, p. 7). This chart/matrix illustrates how leaders at different levels (managers, function leaders, senior executives) vary by core practice. Let’s take a closer look.

For the Business Acumen competency and the Operating Models core practice, we can see “How Leaders at Different Levels Use Business Acumen” (see figure above). For front-line managers, it’s about recognizing how their areas of responsibility contribute to the bottom line. For function leaders, it’s about knowing the organization’s business model and how it operates. And for the senior executives, it’s about enhancing and evolving business models that fuel profitable growth.

As MDA Leadership explains: “Success looks different at different leadership levels [and] successful transitions to a new level [of leadership] involves developing the right skills and behaviors. . . . To successfully navigate from one level to the next, leaders need to understand the behavior differences and develop strategies for closing the gap” (Nelson & Ortmeier, 2011, p. 6).

Development Suggestions (Part 1) for the Empowerment core practice of the Team Leadership competency

 

Development Suggestions (Part 2) for the Empowerment core practice of the Team Leadership competency

Similar to Korn/Ferry’s FYI book, MDA Leadership’s Awaken, Align, Accelerate book features “Development Suggestions” (shown above) which are development tips. Development Suggestions are provided for each core practice and sub-grouped by Awaken potential, Align goals, and Accelerate development framework. After completing the self-assessment, leaders are encouraged to focus on suggestions that correspond to the core practice s/he identified as a development need or excessive use. In the example shown above, we see Development Suggestions for the Empowerment core practice of the Team Leadership competency.

Coaching Suggestions for the Utilization core practice in the Team Leadership competency

Another thing I like is the Coaching Others section for each competency. Here, the Awaken, Align, Accelerate book really shines as it demonstrates how to coach others. Indeed, the Introduction page of the book states: “Developing yourself and coaching others are the central themes of this guide” (Nelson & Ortmeier, 2011, p. 1). In the example shown above, we see Coaching Suggestions for the Utilization core practice of the Team Leadership competency.

Finally, MDA Leadership uses an IMPACT Coaching Steps process (shown above) that is mapped to their Awaken, Align, Accelerate framework. Using a pneumonic in the word IMPACT (Increase INSIGHT, MOTIVATE change, PLAN goals, ALIGN expectations, CREATE teachable moments, TRACK progress), MDA Leadership paired two coaching steps for each phase of their Awaken, Align, Accelerate framework.

Mapping the IMPACT Coaching Steps onto each phase of the Awaken, Align, Accelerate framework is a brilliant move as it ties the coaching process with MDA Leadership’s three-phase (Awaken, Align, Accelerate) model. It shows that there’s been a great deal of thought behind both the overall framework/model as well as the tactical tools and tips shared throughout the book.

MDA Leadership’s approach to leadership development is built on the interaction of three concepts (Nelson & Ortmeier, 2011):

1. Talent Pipeline – an overarching context to understanding the leadership requirement at different levels within an organization. A talent pipeline illustrates the skills, knowledge, and values needed in leadership across levels of any organizations. To successfully navigate from one level to the next, leaders need to understand the behavior differences and develop strategies for closing the gap (Nelson & Ortmeier, 2011).

2. Leadership Competency Model – a model for defining the knowledge, skills, and behaviors required across different levels of leadership. Although many organizations have defined cascading leadership models, few have integrated their models with the pipeline context in as much detail as MDA Leadership presented in the Awaken, Align, Accelerate book (Nelson & Ortmeier, 2011).

3. Awaken, Align, Accelerate – a simple but elegant framework to help leaders develop themselves and coach others (Nelson & Ortmeier, 2011).

The Awaken, Align, Accelerate Framework

“The Awaken, Align, Accelerate framework represents three crucial phases in a leader’s growth. Each phase is critical for meaningful and sustained development to occur. Leaders cycle through these phases each time they experience new insights, practices, and results at different levels of the talent pipeline” (Nelson & Ortmeier, 2011, p. 11).

  • Awaken leaders to growth opportunities and build awareness of their strengths and weaknesses.
  • Align their skills and experiences with the priorities and needs of the business.
  • Accelerate their ability to take on new responsibilities and deliver superior results.

Phase 1: Awaken Your Potential

“The Awaken phase is about helping leaders understand their impact through honest assessment. It combines taking stock of their current strengths and development opportunities as well as identifying what they want to achieve. . . . [L]eaders gain increased awareness about their leadership style, skills, and values. They also learn how their behavior affects others as well as their own performance and results. . . . The Awaken phase can give leaders a comprehensive understanding of how others perceive them and how they see themselves” (Nelson & Ortmeier, 2011, p. 12).

Phase 2: Align Your Goals

“The Align phase is the intersection between a leader’s personal development goals and the business agenda–what the organization needs from that leader to deliver strong results today and into the future. By understanding the business context for the leader’s development goals and aligning them with business outcomes, both the leader and the organization are positioned to deliver stronger results and achieve greater potential” (Nelson & Ortmeier, 2011, p. 13).

Phase 3: Accelerate Your Performance

“The Accelerate phase [is about] designing and deploying intentional development strategies that help enhance leadership performance on the most vital priorities. It leverages outcomes from the Awaken and Align phases, focusing development efforts on what is most critical. This phase is about executing the plan to ensure development actually happens through seeking new experiences, gaining additional knowledge, and practicing key leadership skills and behaviors. The Accelerate phase is the how and when of development” (Nelson & Ortmeier, 2011, p. 13).

Takeaway: Awaken, Align, Accelerate is an impressive body of work from consultants at MDA Leadership. No book review (including this one) can do it justice simply because of the depth and breadth of its content. This is not a book you can read and put away, especially since it’s a reference guide. Instead, you turn to it, time and time again, as a useful leadership and coaching reference. This incredible book is helpful to: (1) leaders who want to develop themselves and coach others, (2) coaches who will benefit from its suggestions and tips, and (3) human resources professionals exploring a leadership model & competencies. MDA Leadership’s Awaken, Align, Accelerate now occupies a prominent place on my bookshelf. It’s an invaluable leadership and coaching guide. The beautiful layout of the book (great use of colors, white space, bullets, tables, and charts), the manageable set of 16 leadership competencies with clear descriptions, the use of a Leadership Levels Matrix for each competency, the Coaching Others section for each competency, and the Case Study / Development Plan / Coaching Plan for each competency all combine to propel MDA Leadership’s Awaken, Align, Accelerate to the top of my “Highly Recommended List” – earning my absolute highest recommendation!

Written By: Steve Nguyen, Ph.D.
Leadership + Talent Development Advisor

Reference

Nelson, S. E., & Ortmeier, J. G. (2011). Awaken, Align, Accelerate: A Guide to Great Leadership. Edina, MN: Beaver’s Pond Press, Inc.

Disclosure: I purchased Awaken, Align, Accelerate: A Guide to Great Leadership on my own.

Conversation Killers: Interrupting/Monopolizing, Minimizing/Discounting, Opposing/Arguing, and Not Paying Attention

There are four types of people who destroy and neutralize a conversation dead in its track. These types can be distinct but often I find that they tend to blend together. For instance, a person who interrupts or monopolizes a conversation may also minimize or discount what the other person is saying. Or someone who enjoys arguing may also not be listening to much of the conversation since this person focuses on only one point or phrase to argue about while ignoring everything else.

1) Interrupting and/or Monopolizing

“A conversation requires a balance between talking and listening, and somewhere along the way, we lost that balance.” -Celeste Headlee, 10 Ways to Have a Better Conversation [TED Talk]

Another way to describe an individual who monopolizes a conversation is what’s called conversational narcissism. Conversational narcissism is a pattern of talking in which people find polite ways to shift the focus of the conversation to themselves.

Example of conversational narcissism:

A supervisor tells you she was very ill from meningitis and almost died in the hospital. You respond with: “Oh I had meningitis when I was younger and I thought I was going to die.” You shifted the attention of the conversation about the supervisor almost dying from meningitis to yourself and your story (i.e., I had meningitis too).

“If they’re talking about the trouble they’re having at work, don’t tell them about how much you hate your job. It’s not the same. It is never the same. All experiences are individual. And, more importantly, it is not about you. You don’t need to take that moment to prove how amazing you are or how much you’ve suffered. . . . Conversations are not a promotional opportunity.” -Celeste Headlee, 10 Ways to Have a Better Conversation [TED Talk]

2) Minimizing and/or Discounting

Back when I worked as a therapist, I learned about not minimizing or discounting the feelings and thoughts of my clients. Minimizing or discounting another person sounds something like this, “Oh, don’t worry about it. It’s nothing. You’ll get over it.”

In the workplace, I sometimes hear one person minimizing, discounting, or dismissing what another person is saying. The person doing the minimizing, discounting, or dismissing might be the boss, a co-worker, or even a subordinate. And, when I’m not careful, I am as just as guilty as anyone else of falling into one of these conversation-killer traps.

Example of Minimizing and/or Discounting:

A woman shared that she had just been laid off. A friend, uncomfortable with seeing her friend in distress and wanting to help her feel better, replied: “You know it could have been so much worse. At least the company gave you a 4-week severance package. Many people don’t even get that. You get paid for a whole month while looking for a job. So cheer up! It’ll be fine.”

Regardless of the level or position in an organization, the outcome is that the person on the receiving end of the invalidation is left feeling unheard and frustrated.

Validation is a critical tool used often in counseling sessions. While this quote about validation was written to help guide therapists, I’ve included it here because I believe it’s instructive for everyone to understand just how important validation is: “Validation . . . simply means communicating to the [person] that his or her responses make sense, are understood, or are in a sense reasonable” (Robins & Rosenthal, 2011, p. 171).

3) Opposing and/or Arguing

This person will disagree and argue with you, usually just for the sake of arguing. He will reject or oppose anything that someone else is saying or suggesting, and no amount of evidence or data will convince him to change his mind. This type of individual will only give up reluctantly and often do so by blaming the unreliable source of where he got his information.

Adam McHugh (in his list of the 12 usual suspects of bad listening, “How to Be a Bad Listener”) describes one type of bad listener who is keen on disagreeing. These individuals listen for a word, phrase, or topic that they want to argue about. And even if they do agree with most of what someone else is saying, they will nitpick over that word, phrase, or topic that they do not agree with.

4) Not Paying Attention

One of the most egregious mistakes in a conversation is not paying attention. For instance, when you talk to someone and he’s looking around or at something else, it’s quite obvious that this person is much more interested in anything else but listening to you. It’s ironic because often I don’t think the person making this mistake (i.e., not paying attention) realizes he’s doing it (i.e., clueless to the fact that he’s not paying attention). But here’s the reality: Human beings, even children, can tell when you are not paying attention to them while they are talking.

Not paying attention includes something experts call “pseudolistening” or pretending to listen. Pseudolistening is when we pretend to listen but we’re thinking about something else. We pseudolisten when we’re not interested in what is being said or when we’re familiar with the information and so don’t need to give our undivided attention (Wood, 2016).

When you pseudolisten, you risk missing important information because you weren’t actually paying attention.

“Pseudolisteners often give themselves away when their responses reveal that they weren’t paying attention. Common indicators of pseudolistening are responses that are tangential or irrelevant to what was said” (Wood, 2016, p. 173).

Why We Need To Listen

“To be listened to is a striking experience, partly because it is so rare. When another person is totally with you—leaning in, interested in every word, eager to empathize—you feel known and understood. People open up when they know they’re really being listened to; they expand; they have more presence. They feel safer and more secure as well, and trust grows. This is why listening is so important . . .” (Whitworth, Kimsey-House, Kimsey-House, & Sandahl, 2007, p. 31).

In the book, A Manager’s Guide to Coaching: Simple and Effective Ways to Get the Best Out of Your Employees we’re reminded that:

“Often, when we listen to someone, we’re only partially listening, because we’re thinking of our reply or judging their comments. We often miss what’s in between their words, or even a key idea” (Emerson & Loehr, 2008, p. 103).

“The key to successful listening is to remove all distractions, sit back, and focus 100% on [their] words, emotions, and body language” (Emerson & Loehr, 2008, p. 105).

“By listening and allowing [people] to feel heard, you’re giving them the confidence that their words and ideas have merit and that they can figure things out for themselves” (Emerson & Loehr, 2008, p. 105).

“Listening is more than hearing, and it is definitely more than waiting for the other person to take a breath so that you can speak again. It is the ability to temporarily forget the future and the past, and collapse your focus to a single point, a single person—here and now” (Burnison, 2013, p. 174).

Why People Interrupt/Monopolize, Minimize/Discount, Oppose/Argue or Not Pay Attention

People Interrupt/Monopolize, Minimize/Discount, Oppose/Argue or Not Pay Attention for several reasons: (1) Not caring – There are some people who simply do not care (or care very much) about other people, (2) Is impatient or in a hurry – These folks are in a rush to solve problems or to get to solutions. Impatient people provide answers, conclusions, and solutions too early in the process. (3) Monopolizing the conversation – Shifting the conversation to their own topic or what’s called “conversational narcissism.” (4) Misguided compassion – Unlike those who don’t care, people who do care may try to “help” others feel better so they skip over the validation part, thereby discounting or invalidating feelings, and go straight to offering solutions or words of consolation. (5) Fear of or discomfort with emotions or conflicts – These individuals do not know how to deal with strong emotions or conflicts and will try to avoid strong emotions and conflict when in conversation or interaction with others.

Suggestions For Improvement & Development:

In FYI: For Your Improvement (a guide for coaching and development), Lombardo and Eichinger (2009) shared a great tip in helping us to better understand others: Avoid early solution statements and extreme positions. While the answer might be obvious to you, and might make perfect sense to someone in your field, it may either mean nothing or will be jarring to people in another function. Lay out your thinking, explain the alternatives, and keep them as maybes. Then invite them to apply their perspective to it. If you fire out solutions, you’ll encourage them to reply in your terms. You’ll never learn to understand them.

Another useful advice Lombardo and Eichinger (2009) discussed is what to do when you’re viewed by others as being insensitive: Seek to understand before you seek a solution. You might be seen as someone who jumps to conclusions and solutions before others have had a chance to finish their statement of the problem. Take the time to really define the problem. Let people finish. Try not to interrupt. Don’t finish other’s sentences. Ask clarifying questions. Restate the problem in your own words to everyone’s satisfaction.

If you are struggling with being interpersonally savvy (relating to others; building & maintaining rapport), Lombardo and Eichinger (2009) offered this: Tailor your approach to fit others’ needs. Too busy to pay attention? Too quick to get into the agenda? Do you devalue others and dismiss their contributions, resulting in people feeling diminished, rejected and angry? Do you offer answers, solutions, conclusions, statements, or dictates early in the transaction? That’s the staple of people with a non-savvy style. Not listening. Instant output. Sharp reactions. Read your audience. Always select your interpersonal approach from the other person in, not from you out. Your best choice of approach will always be determined by the other person or group, not you.

A useful resource similar to Lombardo and Eichinger’s FYI book is Awaken, Align, Accelerate (2011), a leadership development and coaching guide from MDA Leadership. According to the Awaken, Align, Accelerate book, if you talk over or interrupt others or if you spend more time talking than listening and you fail to draw others out or ask ineffective or too few questions, then this is a problem that will need to be remedied (Nelson & Ortmeier, 2011).

Takeaway: If you do not listen in a conversation, it is very easy to derail and wreck it. The first and most obvious way is by interrupting or monopolizing the conversation. A second, more subtle but just as harmful, way to kill a conversation is by minimizing, discounting, or dismissing what another person is sharing. The third way to end a conversation or turn it into a heated exchange is by arguing with or outright opposing what another person is saying. The fourth way to wreck a conversation is failure to pay attention to what the other person is saying. These conversation killers negatively affect your ability to understand another person and can also weaken or cause irreparable damage to your relationship with them.

Written By: Steve Nguyen, Ph.D.
Leadership + Talent Development Advisor

References

Burnison, G. (2013). Lead. Hoboken, NJ: John Wiley & Sons.

Emerson, B., & Loehr, A. (2008). A Manager’s Guide to Coaching: Simple and Effective Ways to Get the Best Out of Your Employees. New York: AMACOM.

Headlee, C. (2015, April). TED Talk. 10 Ways to Have a Better Conversation. https://www.ted.com/talks/celeste_headlee_10_ways_to_have_a_better_conversation

Headlee, C. (2017, September 21). Why we should all stop saying “I know exactly how you feel.” Retrieved from https://ideas.ted.com/why-we-should-all-stop-saying-i-know-exactly-how-you-feel/

Lombardo, M. M., & Eichinger, R. W. (2009). FYI: For Your Improvement: A Guide for Development and Coaching (5th ed.). Minneapolis, MN: Lominger International.

McHugh, A. S. (n.d.). How to Be a Bad Listener. https://www.quietrev.com/be-a-bad-listener/

Nelson, S. E., & Ortmeier, J. G. (2011). Awaken, Align, Accelerate: A Guide to Great Leadership. Edina, MN: Beaver’s Pond Press, Inc.

Robins, C. J., & Rosenthal, M. Z. (2011). Dialectical Behavior Therapy. In J. D. Herbert, & E. M. Forman (Eds.), Acceptance and Mindfulness in Cognitive Behavior Therapy: Understanding and Applying the New Therapies (pp. 164-192). Hoboken, NJ: John Wiley & Sons.

Whitworth, L., Kimsey-House, K., Kimsey-House, H., & Sandahl, P. (2007). Co-active coaching: New skills for coaching people toward success in work and life (2nd ed.). Palo Alto, CA: Davies-Black.

Wood, J. T. (2016). Interpersonal Communication: Everyday Encounters (8th ed.). Boston, MA: Cengage Learning.

Does The Physical Workspace Have An Impact On Creativity?

I was asked by a writer for my thoughts about physical workspaces (e.g., open office layout, green landscapes, expansive views, etc.) and whether or not they impact creativity.

Here’s my response (additional comments have been added):

Creativity can be defined as coming up with new and useful ideas (Amabile, 1998). Professor Teresa Amabile (2012) developed a 4-component model of creativity. In the model, creativity is based on domain-relevant skills (expertise), creative-thinking skills, intrinsic motivation, and the social environment in which a person works.

In a 1998 Harvard Business Review article, Amabile wrote:

“Another resource that is misunderstood when it comes to creativity is physical space. It is almost conventional wisdom that creative teams need open, comfortable offices. Such an atmosphere won’t hurt creativity, and it may even help, but it is not nearly as important as other managerial initiatives that influence creativity. Indeed, a problem we have seen time and time again is managers paying attention to creating the “right” physical space at the expense of more high-impact actions, such as matching people to the right assignments and granting freedom around work processes.” -Professor Teresa M. Amabile (1998)

She would further refine her position in her Componential Theory of Creativity (2012).

“Research in organizational settings has revealed a number of work environment factors that can block creativity, such as norms of harshly criticizing new ideas; political problems within the organization; an emphasis on the status quo; a conservative, low-risk attitude among top management; and excessive time pressure. Other factors can stimulate creativity, such as a sense of positive challenge in the work; work teams that are collaborative, diversely skilled, and idea-focused; freedom in carrying out the work; supervisors who encourage the development of new ideas; top management that supports innovation through a clearly articulated creativity-encouraging vision and through appropriate recognition for creative work; mechanisms for developing new ideas; and norms of actively sharing ideas across the organization.” -Professor Teresa M. Amabile (2012)

“Creativity requires a confluence of all components; creativity should be highest when an intrinsically motivated person with high domain expertise and high skill in creative thinking works in an environment high in supports for creativity.” -Professor Teresa M. Amabile (2012)

Regarding creativity and the physical work environment or workspace, I think this quote from Professor Amabile’s interview is especially noteworthy:

“When I’ve done broad open ended studies of people trying to be creative in organizations, I [Teresa Amabile] ask them to describe a highly creative event from their recent work experience where they or their team did something highly creative and then contrast that with an uncreative event or project where they needed creative ideas and it just didn’t just come together. People talk about a lot of things when they describe these instances, and rarely do they mention the physical environment they are working in.” -Professor Teresa M. Amabile

Takeaway: Workspaces do not need to be beautifully designed or have unconventional layouts in order to spark creativity. In Professor Amabile’s writings about creativity and the social environment component of her creativity model she emphasized the importance of managerial practices and the impact on creativity and the leader’s role in creating the right processes and workplace climates to enhance creativity. Professor Amabile cautions against focusing too much on creating the “right” physical space “at the expense of more high-impact actions, such as matching people to the right assignments and granting freedom around work processes” (Amabile, 1998).

Written By: Steve Nguyen, Ph.D.
Leadership + Talent Development Advisor

References

Amabile, T. M. (1998). How to Kill Creativity. Harvard Business Review, 76(5), 76-87. https://hbr.org/1998/09/how-to-kill-creativity

Amabile, T. M. (2012). Componential Theory of Creativity. Working Paper 12-096. Retrieved from http://www.hbs.edu/faculty/Publication%20Files/12-096.pdf

Stringer, L. (2016, April 13). Unlocking Creativity at Work: An Interview with Teresa Amabile, Professor and Director of Research at Harvard Business School. http://www.leighstringer.com/interview-teresa-amabile-creativity-guru-director-research-harvard-business-school/

The Many Benefits of Coaching Employees

“Coaching is helping another person reach higher levels of effectiveness by creating a dialogue that leads to awareness and action.” -Brian Emerson and Anne Loehr

“When an employee has the skills and ability to complete the task at hand, but for some reason is struggling with the confidence, focus, motivation, drive, or bandwidth to be at their best, coaching can help.” -Brian Emerson and Anne Loehr

In the classic coaching book, Coaching for Performance (2009), the late John Whitmore described numerous benefits of coaching. Included in the list are benefits to the recipient (i.e., the client/coachee) as well as benefits to the team and the larger organization (pp. 156-158):

  • Improved performance and productivity
  • Staff development
  • Improved learning
  • Improved relationships
  • Improved quality of life for individuals
  • More time for the manager
  • More creative ideas
  • Better use of people, skills, and resources
  • Faster and more effective emergency response
  • Greater flexibility and adaptability to change
  • More motivated staff
  • Culture change
  • A life skill

In the book, Coaching People (McManus, 2006), benefits to the person being coached are (pp. 5-6):

  • maximizing their individual strengths
  • overcoming personal challenges/obstacles
  • achieving new skills & competencies to become more effective
  • preparing for new work/job roles or responsibilities
  • improvement in managing themselves (e.g., better time management)
  • clarifying and working toward goals (e.g., learning about and setting SMART goals)
  • increasing their job satisfaction and motivation

Benefits to the team and organization include (McManus, 2006, p. 6):

  • improving the working relationships between manager & direct reports (i.e., employees)
  • developing & fostering more productive teams
  • using organizational resources more effectively

Written By: Steve Nguyen, Ph.D.
Leadership + Talent Development Advisor

References

Emerson, B., & Loehr, A. (2008). A Manager’s Guide to Coaching: Simple and Effective Ways to Get the Best Out of Your Employees. New York: AMACOM.

McManus, P. (2006). Coaching People: Expert Solutions to Everyday Challenges. Boston: Harvard Business Press.

Whitmore, J. (2009). Coaching for Performance (4th ed.). London: Nicholas Brealey Publishing.

Book Review: The Leadership Challenge, 6th Edition

“The notion that there are only a few great people who can lead others to greatness is just plain wrong. Likewise, it is wrong to suggest that leaders come only from large, or small, or already great, or new organizations, or from established economies, or from certain industries, functions, or disciplines. The truth is leadership is an identifiable set of skills and abilities that are available to anyone.”
—Jim Kouzes & Barry Posner

This paragraph succinctly sums up the book:

“The Leadership Challenge is about how leaders mobilize others to want to get extraordinary things done in organizations. It’s about the practices leaders use to transform values into actions, visions into realities, obstacles into innovations, separateness into solidarity, and risks into rewards. It’s about leadership that makes a positive difference in the workplace and creates the climate in which people turn challenging opportunities into remarkable successes” (Kouzes & Posner, 2017, p. xi).

The first edition of The Leadership Challenge came out in 1987. The fifth edition (2012) marked the 25th anniversary of the book and the sixth edition (2017) marks the 30th anniversary. The sixth edition has been revised to address current challenges and includes more international examples and a focus on business issues.

It is remarkable how The Leadership Challenge and The Five Practices of Exemplary Leadership model have withstood the test of time and continue to be so well received. I think two factors play important roles in its longevity: (1) The Leadership Challenge is evidence-based, and (2) Kouzes & Posner are skilled in nicely weaving case studies of real people demonstrating the practices of exemplary leadership throughout the book that it actually reads and flows well.

At the heart of The Leadership Challenge is The Five Practices framework, which resulted from analysis of thousands of case studies and millions of survey responses (Kouzes & Posner, 2017). Kouzes and Posner illustrate The Five Practices framework with hundreds of examples of real people doing real things. With each new edition of the book, the research, stories/cases, and examples of what people do when they are at their best as leaders are updated.

“The more we research and write about leadership, the more confident we become that leadership is within the grasp of everyone. The opportunities for leadership are boundless and boundaryless” (Kouzes & Posner, 2017, p. xii).

“While the context of leadership has changed dramatically over the years, the content of leadership has not changed much at all. The fundamental behaviors and actions of leaders have remained essentially the same, and they are as relevant today as they were when [Kouzes and Posner] began [their] study of exemplary leadership” (Kouzes & Posner, 2017, p. 13).

Kouzes and Posner began and continue with a very basic question, “What did you do when you were at your personal best as a leader?” The stories, behaviors, and actions that the leaders described led to the creation of The Five Practices of Exemplary Leadership® model. “When leaders do their best, they Model the Way, Inspire a Shared Vision, Challenge the Process, Enable Others to Act, and Encourage the Heart” (Kouzes & Posner, 2017, p. xii).

According to Kouzes and Posner, the Ten Commitments of Leadership—the essential behaviors that leaders employ to make extraordinary things happen—explain the fundamental principles that support each of The Five Practices.

  • Practice #1: Model the Way
    • Commitment 1. Clarify values by finding your voice and affirming shared values.
    • Commitment 2. Set the example by aligning actions with shared values.
  • Practice #2: Inspire a Shared Vision
    • Commitment 3. Envision the future by imagining exciting and ennobling possibilities.
    • Commitment 4. Enlist others in a common vision by appealing to shared aspirations.
  • Practice #3: Challenge the Process
    • Commitment 5. Search for opportunities by seizing the initiative and looking outward for innovative ways to improve.
    • Commitment 6. Experiment and take risks by constantly generating small wins and learning from experience.
  • Practice #4: Enable Others to Act
    • Commitment 7. Foster collaboration by building trust and facilitating relationships.
    • Commitment 8. Strengthen others by increasing self-determination and developing competence.
  • Practice #5: Encourage the Heart
    • Commitment 9. Recognize contributions by showing appreciation for individual excellence.
    • Commitment 10. Celebrate the values and victories by creating a spirit of community.

After analyzing thousands of leadership experiences, Kouzes and Posner found, and continue to find, that “regardless of the times or settings, individuals who guide others along pioneering journeys follow surprisingly similar paths. Although each experience was unique in its individual expression, there were clearly identifiable behaviors and actions that made a difference” (Kouzes & Posner, 2017, p. 12).

When making extraordinary things happen in organizations, leaders engage in The Five Practices of Exemplary Leadership (Model the Way, Inspire a Shared Vision, Challenge the Process, Enable Others to Act, and Encourage the Heart).

“These leadership practices are not the private purview of the people we studied. Nor do they belong to a few select shining stars. Leadership is not about personality. It’s about behavior. The Five Practices are available to anyone who accepts the leadership challenge—the challenge of taking people and organizations to places they have never been before. It is the challenge of moving beyond the ordinary to the extraordinary” (Kouzes & Posner, 2017, p. 13).

Practice #1: Model the Way
“To effectively Model the Way, you must first be clear about your own guiding principles. You must clarify values by finding your voice” (Kouzes & Posner, 2017, p. 14). However, because a leader’s values don’t exist in a vacuum, he will also need to affirm the shared values of the group.

“No one will believe you’re serious until they see you doing what you’re asking of others. You either lead by example or don’t lead at all.” —Jim Kouzes & Barry Posner

“Deeds are far more important than words when constituents want to determine how serious leaders really are about what they say. Words and deeds must be consistent” (Kouzes & Posner, 2017, p. 14).

Practice #2: Inspire a Shared Vision
Leaders imagine an exciting and attractive future for their organizations. They envision and dream about what could be and they wholeheartedly believe in those dreams, and they’re confident in being able to make extraordinary things happen.

“Leaders envision the future by imagining exciting and ennobling possibilities” (Kouzes & Posner, 2017, p. 15). They need to make something happen, change how things are, and create something that no one has created before.

“You can’t command commitment; you have to inspire it. You have to enlist others in a common vision by appealing to shared aspirations” (Kouzes & Posner, 2017, p. 15).

Practice #3: Challenge the Process
“Challenge is the crucible for greatness. Every single personal-best leadership case involved a change from the status quo. Not one person achieved a personal best by keeping things the same” (Kouzes & Posner, 2017, p. 16).

“Leaders are pioneers willing to step out into the unknown. However, leaders aren’t the only creators or originators of new products, services, or processes. Innovation comes more from listening than from telling, and from constantly looking outside of yourself and your organization for new and innovative products, processes, and services” (Kouzes & Posner, 2017, p. 16).

Practice #4: Enable Others to Act
“Grand dreams don’t become significant realities through the actions of a single person. Achieving greatness requires a team effort. It requires solid trust and enduring relationships. It requires group collaboration and individual accountability” (Kouzes & Posner, 2017, p. 17).

“[C]onstituents don’t perform at their best or stick around for very long if they feel weak, dependent, or alienated. When you strengthen others by increasing self-determination and developing competence, they are more likely to give it their all and exceed their own expectations” (Kouzes & Posner, 2017, p. 18).

Practice #5: Encourage the Heart
“Being a leader requires showing appreciation for people’s contributions and creating a culture of celebrating the values and victories by creating a spirit of community” (Kouzes & Posner, 2017, p. 19).

“Believing in others is an extraordinarily powerful force in propelling greater performance.” —Jim Kouzes & Barry Posner

Encouraging the heart is not about being pretentious or phony in order to create a false sense of camaraderie. It is not something you can fake. “Celebrations and rituals, when done in an authentic way and from the heart, build a strong sense of collective identity and community spirit that can carry a group through extraordinarily tough times” (Kouzes & Posner, 2017, p. 19).

The Five Practices Make a Difference

“Exemplary leader behavior makes a profoundly positive difference in people’s commitment and performance at work.”
—Jim Kouzes & Barry Posner

The Five Practices of Exemplary Leadership are the core leadership competencies that emerged from Kouzes & Posner’s analysis of thousands of Personal-Best Leadership Experience cases.

“These five leadership practices—Model the Way, Inspire a Shared Vision, Challenge the Process, Enable Others to Act, and Encourage the Heart—provide an operating system for what people are doing as leaders when they are at their best, and there’s abundant empirical evidence that these leadership practices matter. Hundreds of studies have reported that The Five Practices make a positive difference in the engagement and performance of people and organizations” Kouzes & Posner, 2017, p. 20).

After reviewing responses from more than three million people around the world to the Leadership Practices Inventory (LPI), a 360-degree instrument assessing how often leaders engage in The Five Practices, Kouzes and Posner said this:

“Those leaders who more frequently use The Five Practices are considerably more effective than their counterparts who use them less frequently” (Kouzes & Posner, 2017, p. 20).

How a leader behaves is what explains the difference in why people work hard, how committed they are, and their pride and productivity (Kouzes & Posner, 2017).

Leadership Is a Relationship

“No leader has ever gotten anything extraordinary done by working solo.” —Jim Kouzes & Barry Posner

“[L]eaders don’t make extraordinary things happen all by themselves” (Kouzes & Posner, 2017, p. 28).

“Leaders mobilize others to want to struggle for shared aspirations, and this means that, fundamentally, leadership is a relationship. Leadership is a relationship between those who aspire to lead and those who choose to follow” (Kouzes & Posner, 2017, p. 26).

What People Look For and Want from Their Leaders

The top 4 characteristics that followers believe a leader—someone they would willingly follow—should possess are:

  1. honest,
  2. forward-looking,
  3. competent, and
  4. inspiring.

What people look for in a leader (a person who they would be willing to follow) has been remarkably consistent over time (as a matter of fact, over three decades), and does not significantly vary across countries, cultures, ethnicities, organizational functions and hierarchies, genders, levels of education, and age groups (Kouzes & Posner, 2017).

Credibility Is the Foundation

“People want to follow leaders who are, more than anything, credible. Credibility is the foundation of leadership. Constituents must be able, above all else, to believe in their leaders. For them to willingly follow someone else, they must believe that the leader’s word can be trusted, that she is personally passionate and enthusiastic about the work, and that she has the knowledge and skill to lead” (Kouzes & Posner, 2012, p. 37).

“Constituents also must believe that their leader knows where they’re headed and has a vision for the future. An expectation that their leaders be forward-looking is what sets leaders apart from other credible individuals” (Kouzes & Posner, 2012, p. 37).

Kouzes-Posner First Law of Leadership: If you don’t believe in the messenger, you won’t believe the message.

Kouzes-Posner Second Law of Leadership: DWYSYWDDo What You Say You Will Do.

What I Miss from the 5th Edition That Is Not in the 6th Edition:

In the 5th Edition, there’s a 1-page summary at the beginning of each of the five practices (i.e., Model the Way, Inspire a Shared Vision, Challenge the Process, Enable Others to Act, and Encourage the Heart). It’s great because it served as a brief introduction to each practice AND touched on each of the two Commitments. Each practice has two Commitments of Leadership [10 Commitments total; 2 Commitments for each of the 5 Practices; each Commitment has its very own chapter].

A Brief Comparison Between The 5th and 6th Editions:

For a short comparison between the 5th and 6th editions, I chose two cases. The first case is under the “Make Something Happen” section in the “Search for Opportunities” chapter. The second case is located under the “Educate and Share Information” section in the “Strengthen Others” chapter.

The 6th edition does a nicer job integrating real world examples and comments in support of the 10 commitments.

For instance, under the “Make Something Happen” section in the “Search for Opportunities” chapter, in the story about Emily Taylor and how she made something happen, I found that the 6th edition made better use of Emily’s own words to powerfully illustrate the idea that high performers work beyond their job descriptions and recognize opportunities that others do not (Kouzes & Posner, 2017). In the 5th edition, the example Kouzes and Posner (2012) provided [under the “Make Something Happen” section in the “Search for Opportunities” chapter] and their use of that person’s words weren’t as compelling in bringing that same idea (i.e., making something happen) to life.

Similarly, under the “Educate and Share Information” section in the “Strengthen Others” chapter, the real-life example of Jeff Allison’s situation (in the 6th edition) and how he was able to strengthen others by investing in time and initiatives that developed their skills and fostered their confidence was better than the example provided in the 5th edition — again, I believe it’s because Kouzes and Posner selected better real-life examples and made better use of the actual quotes to support the concepts being discussed as well as bring them to life.

What I Really Like:

There are 13 chapters in all in the 6th edition, with 10 chapters covering the Ten Commitments of Leadership (these are essential behaviors that leaders employ to make extraordinary things happen). The Ten Commitments of Leadership also explain the fundamental principles that support each of The Five Practices (Kouzes & Posner, 2017).

At the end of each of the Commitments of Leadership chapter (two chapters for each practice [10 Commitments total; 2 for each Practice]), there’s a very helpful and practical “Take Action” section that tells you “what you need to do to make this leadership practice an ongoing and natural part of your behavioral and attitudinal repertoire” (Kouzes & Posner, 2017, p. xiv).

Visually, two dramatic changes are welcomed surprises with the 6th edition of The Leadership Challenge. First, the updated charts and graphics to color really make the model and ideas more striking and appealing. Second, the 6th edition uses heavier and bright white paper to print the text on and this makes it much easier to read. I had a hard time reading the 5th edition because of the color of the paper (I’m referring to the hard copy of the book).


Summary: The Five Practices of Exemplary Leadership model—the backbone of The Leadership Challenge book—states that leadership is an observable set of similar patterns of behavior (skills and abilities) that can be taught and learned by everyone. Three decades of research provide strong and enduring support for the model. When leaders are at their personal best, they demonstrate five core practices: they Model the Way, Inspire a Shared Vision, Challenge the Process, Enable Others to Act, and Encourage the Heart. Credibility is the foundation of every leader-follower relationship. For leaders to be viewed as credible, they need to consistently do what they say they will do (DWYSYWD). Finally, followers look for and expect four characteristics from their leaders (someone they would willingly follow): honest, competent, inspiring, and forward-looking. These four prerequisites for leadership have stood the test of time and geography.

The Leadership Challenge is a compelling, evidence-based, practical, and delightful masterpiece. Kouzes and Posner skillfully weave real examples and actual words of ordinary people achieving extraordinary things in their organizations throughout to support decades of empirical data. To ensure that they drive their points home, they include ten “Take Action” sections summarizing what you need to do to make each leadership practice a part of your daily repertoire. The result is an extremely robust, yet eminently practical model of leadership development. With substance (30 years’ worth of data and counting) and stories (hundreds of them) to bring the substance to life, The Leadership Challenge is a must-read for anyone interested in the study and practice of leadership. It is truly a book that should be required reading for both leaders and followers. As Kouzes and Posner aptly point out, we’re only able to see a complete picture of leadership by asking followers what they admire and look for in a leader. The Leadership Challenge earns my highest recommendation.

Written By: Steve Nguyen, Ph.D.
Leadership + Talent Development Advisor

References

Kouzes, J. M., & Posner, B. Z. (2012). The Leadership Challenge (5th ed.). Hoboken, NJ: John Wiley & Sons.

Kouzes, J. M., & Posner, B. Z. (2017). The Leadership Challenge (6th ed.). Hoboken, NJ: John Wiley & Sons.

Disclosure: I received The Leadership Challenge (6th ed.) as a complimentary gift, but my book review was written as though I had purchased it.

Book Review: The Power of Positive Leadership

NOTE: For this book review, I intentionally and excessively quoted the author throughout the post. I do this for two reasons: (1) I prefer to have the author’s words speak for themselves rather than me interpreting, generalizing, or inadvertently misinterpreting the intent, and (2) It helps you, the readers, see the quality of the author’s work/writing.

I never thought I would be reading and reviewing a book by Jon Gordon. The simple reason is that I’m not a fan of books written in a fable format. In fact, I try to avoid them as I find them especially painful to read. If I wanted a fable, I would much rather read one from Aesop or the Bible. Many of Gordon’s previous books were written in a “business fable” format (e.g., The Energy Bus is a story about George who is forced to take the bus because of a flat tire and learns 10 secrets for approaching life and work; The No Complaining Rule is a story about Hope, head of Human Resources, charged with finding a solution to overcome the biggest challenge in her company’s history; and Training Camp is a story of Martin Jones, an un-drafted rookie trying to make it to the bright lights and big money of the NFL).

Gordon’s latest book, The Power of Positive Leadership, is not written in a fable format so I decided to review it. In this book, Gordon shares the lessons he’s learned about positive leadership and provides a positive leadership framework.

“Positive leadership is not about fake positivity. It is the real stuff that makes great leaders great . . . Throughout history we see it’s the optimists, the believers, the dreamers, the doers, and the positive leaders who change the world” (Gordon, 2017, p. 9).

Gordon says he has two goals for the book: (1) “to explain how and why positive leaders make a difference” and (2) “to provide a simple framework filled with practical ideas that will help anyone become a positive leader” (Gordon, 2017, p. 5).

“Being a positive leader doesn’t just make you better; it makes everyone around you better” (Gordon, 2017, p. 1).

The Power of Positive Leadership Framework:

1. Positive Leaders Drive Positive Cultures

Southwest Airlines arrived at the decision to not charge baggage fees because charging would not reflect their culture and their goal of providing friendly, reliable, and low-cost air travel.

“As a positive leader, you can’t just show the way and talk about the way. You must also lead the way. You must live your culture and know that it is an extension of who you are as a leader” (Gordon, 2017, p. 21)

“When you create a culture worth fighting for and invest in your people to the degree that they want to fight for your culture and for each other, your organization will have grit and strength to overcome the challenges you face and become an unstoppable and positive force” (Gordon, 2017, p. 27).

2. Positive Leaders Create and Share a Positive Vision

“A positive leader sees what’s possible and then takes the next steps to rally and unite people to create it. Every invention, project, creation, and transformation starts with an idea, an imagination, and a vision of what’s possible” (Gordon, 2017, p. 31-32).

“Positive leaders tap into the power of a vision and find a way forward” (Gordon, 2017, p. 31). To rally people to follow them, positive leaders have to be able to “articulate and communicate [their] vision in a simple, clear, bold, and compelling way” (Gordon, 2017, p. 32).

“The vision a positive leader creates and shares serves as a North Star that points and moves everyone in an organization in the right direction. The leader must continually point to this North Star and remind everyone that this is where we are going” (Gordon, 2017, p. 33).

“A leader who shares a vision and a way forward is a dealer in hope, a believer in the impossible, a champion of what’s possible, and a coach who guides and inspires a team to keep improving, and keep moving forward” (Gordon, 2017, p. 33).

A positive leader needs to carry a telescope and a microscope. The telescope helps the leader and his team keep their eyes on the North Star (the vision) and the big picture. The microscope helps the leader to zoom in and focus on what needs to be accomplished in the short-term to realize the vision in the telescope.

“If you only have a telescope, then you’ll be thinking about your vision all the time and dreaming about the future but not taking the necessary steps to realize it. If you only have a microscope, then you’ll be working hard every day but set-backs and challenges will likely frustrate and discourage you because you’ll lose sight of the big picture” (Gordon, 2017, p. 34).

3. Positive Leaders Lead with Optimism, Positivity, and Belief

“Optimism, positivity, and belief are the fuel that positive leaders need to keep moving forward and drive results” (Gordon, 2017, p. 47).

“If you don’t have optimism and belief, you can’t share it. If you don’t have it, you can’t transform your team and organization with it. It starts first and foremost with you” (Gordon, 2017, p. 51).

“Every moment and every situation presents to us an opportunity to see and experience the positive or the negative. Each day we can feed the positive dog or the negative dog inside of us, and whichever one we feed, grows. So feed the positive dog” (Gordon, 2017, p. 52).

4. Positive Leaders Confront, Transform, and Remove Negativity

“Positive leadership is not just about feeding the positive, but also about weeding out the negative” (Gordon, 2017, p. 71).

“One of the biggest mistakes leaders make is that they ignore the negativity within their team and organization. They allow it to breed and grow, and it eventually sabotages the team and organization. You must address the negativity. Confront it, transform it, or remove it” (Gordon, 2017, p. 71).

5. Positive Leaders Create United and Connected Teams

“Positive leaders unite instead of divide. They are able to get everyone on the bus and moving in the right direction. They are able to create unity, which is the difference between a great team and an average team. The more united and connected a team and organization is, the more they are able to accomplish together” (Gordon, 2017, p. 87).

“A team and organization that’s not connected at the top crumbles at the bottom” (Gordon, 2017, p. 88).

“You may not have the most talented people on your team, but if you are a connected team, you will outperform many talented teams who lack a close bond” (Gordon, 2017, p. 92).

6. Positive Leaders Build Great Relationships and Teams

“Positive leaders care about the people they lead. They care about their team and organization. . .Because they care, they do more, give more, encourage more, help more, guide more, mentor more, develop more, build more, and ultimately, accomplish more” (Gordon, 2017, p. 128).

Gordon shared a powerful story about his late mom making a sandwich for him even though she was tired and, unbeknownst to him, was battling cancer.

“Looking back I realize that she wasn’t just making me a sandwich. She was showing me what selfless love and positive leadership are all about. At her funeral, many of her real estate clients and colleagues came up to me and shared countless stories of all the selfless acts of love my mom did for them as well” (Gordon, 2017, p. 133-134).

“We often think that great leadership is about big visions, big goals, big actions, and big success. But I learned from my mom that real positive leadership is about serving others by doing the little things with a big dose of selfless love” (Gordon, 2017, p. 134).

7. Positive Leaders Pursue Excellence

Positive leaders are always searching for ways to make things and the future better. They’re constantly “striving to improve themselves, their teams, their organizations, and the world” (Gordon, 2017, p. 137).

8. Positive Leaders Lead with Purpose

“Every great organization must have a greater purpose for why they exist and every positive leader must be driven by purpose to lead others and make a greater impact” (Gordon, 2017, p. 151).

“Hard work doesn’t make us tired. A lack of purpose is what makes us tired. We don’t get burned out because of what we do. We get burned out because we forget why we do it” (Gordon, 2017, p. 152).

9. Positive Leaders Have Grit

Angela Duckworth’s research on grit: Grit is the ability to work for a long period of time towards a goal. It means to persevere, overcome, and continue moving forward in the face of adversity.

“Positive leaders have grit and find a way to navigate the roadblocks or run through them to move closer to their vision and goal” (Gordon, 2017, p. 169).

“When we look at successful companies and organizations, we see their current success and prominence but what we don’t see is the leadership and grit that powered them through all the failure and moments of doubt, heartache, fear, and pain” (Gordon, 2017, p. 169).

“Whether you are attempting to turn around a company, grow a start-up, build a winning team, or move a successful organization to the next level, you can expect it to take time and perseverance” (Gordon, 2017, p. 170).

DISLIKE:

What I do not like about this book is the tiring references to Gordon’s previous books, in particular The Energy Bus — referenced on 13 pages!

The Energy Bus — referenced 13 times; pp. 4, 15, 16, 17, 41, 42, 71, 72, 73, 80, 83, 84, 183.
The No Complaining Rule — referenced 3 times; pp. 79, 80, 81
The Shark and the Goldfish — referenced 1 time; pp. 57
The Seed — referenced 1 time; pp. 153
The Positive Dog — referenced 1 time; pp. 51
You Win In The Locker Room First — referenced 2 times; pp. 25, 108

If you found what I have just done to be annoying, imagine how I felt having to see the same book titles and words or phrases (e.g., positive dog, energy bus, shark, goldfish) mentioned ad nauseam. At times, I felt as if I were reading an advertisement about one of his other books.

Takeaway: I really wanted to like The Power of Positive Leadership book. I tried to read it with an open mind and I gave the book multiple opportunities to stay on my ‘like’ column while I was reading it. In the end, I found The Power of Positive Leadership to be an OK book. It’s a quick read, probably because it was so repetitive. What’s more, for my taste, there were just too many references to Gordon’s other books, especially The Energy Bus. If you are a fan of Jon Gordon and are familiar with his other books, then you might like The Power of Positive Leadership. There were some good stories and examples in this book. However, reading The Power of Positive Leadership is like attending a long-drawn-out pep rally. Indeed, Gordon shared lots and lots of stories about the sport coaches and athletic directors (basketball, football, baseball) he has worked with. I like the first 15-20 minutes of a pep rally, but if the pep rally goes on for too long and repeats the same materials then you have lost me. Regrettably—and yes I see the irony in giving a negative review about a book on positive leadership that I received for free—I just didn’t find enough in The Power of Positive Leadership book to warrant my recommendation.

Written By: Steve Nguyen, Ph.D.
Leadership + Talent Development Advisor

Reference

Gordon, J. (2017). The Power of Positive Leadership. Hoboken, NJ: John Wiley & Sons.

Disclosure: I received The Power of Positive Leadership as a complimentary gift, but my book review was written as though I had purchased it.

Hire Conscientious People

Businesspeople shaking hands | Credit: Minerva Studio

I found, at Half Price Books, a great little gem of a book (and for only a few dollars!) titled, The Truth About Managing People by Stephen P. Robbins. In it, professor Robbins shared a very useful and applicable tip when hiring people: When in doubt, hire conscientious people!

The APA Dictionary of Psychology (VandenBos, 2007) defines conscientiousness as: the tendency to be organized, responsible, and hardworking, construed as one end of a dimension of individual differences (conscientiousness vs. lack of direction) in the big five personality model.

According to Robbins (2008), findings from numerous research studies reveal that “only conscientiousness is related to job performance” (p. 22).

“Conscientiousness predicts job performance across a broad spectrum of jobs—from professionals to police, salespeople, and semi-skilled workers. Individuals who score high in conscientiousness are dependable, reliable, careful, thorough, able to plan, organized, hardworking, persistent, and achievement-oriented. And these attributes tend to lead to higher job performance in most occupations (Robbins, 2008, p. 22).”

Of course, this does not mean that you ignore other characteristics or that other characteristics aren’t relevant for certain jobs. It’s also not very surprising that individuals low in emotional stability will typically not get hired or, when they do, they usually don’t last very long in their jobs (Robbins, 2008).

Written By: Steve Nguyen, Ph.D.
Leadership + Talent Development Advisor

References

Robbins, S. P. (2008). The Truth About Managing People (2nd Ed.). Upper Saddle River, NJ: FT Press.

VandenBos, G. R. (Ed.). (2007). APA dictionary of psychology. Washington, DC: American Psychological Association.

How To Manage A Team That Keeps Growing

Athletics carrying a crew canoe over heads | Credit: Clerkenwell

I was contacted by a freelance writer working on a blog post for the project management platform, Wrike, for my thoughts about how you manage a team that keeps growing.

Question: What are some notable differences between leaders of small teams (let’s say 10 people and under) and leaders of large teams (100 people and over)? I’m sure there are numerous differences in the way they should communicate, delegate, etc. when managing a small team compared to a large one.

Answer: I will answer this in three parts.

First, generally, effective teams have less than 9 members (West, 2008). For leaders of “large teams,” I would argue that those top leaders, in fact, manage several other subordinate people leaders (who report up to them) who lead smaller teams, and within those teams, there are people leaders who report to them and so on. When we say that a leader is leading a “large team” of 100 employees or more, that one leader actually leads a handful of subordinate leaders, who then lead other subordinate leaders. Thus, one could argue that a CEO does not directly lead 1000 employees. Instead s/he is leading a team of executive vice presidents and senior vice presidents, and those EVPs & SVPs lead several vice presidents (VPs), who then lead a team of directors, who then have managers reporting to them.

Second, there is an important distinction between leading a team versus supervising a team. Leading a team is different from supervising one. Supervisors tend to be directive and advice-giving. A leader of a team, on the other hand, is more facilitative and seeking.

Third, when leading or supervising a team, there are several key things to keep in mind:

  1. The team must have a purpose and tasks. “The only point of having a team is to get a job done, a task completed, a set of objectives met. Moreover, the tasks that teams perform should be tasks that are best performed by a team” (West, 2008, p. 308).
  2. Make sure that there aren’t too many members or the wrong members. “Teams should be as small as possible to get the job done and no larger than about 6 to 8 people” (West, 2008, p. 308). It’s also crucial that “teams have the members with the skills they need to get the job done” (West, 2008, p. 308).
  3. Team processes are developed. Teams need to have clear objectives, meet regularly, participate in constructive debate about how to best serve client needs, share information with one another, coordinate their work, support each other, and review their performance and think about ways to improve it (West, 2008).
  4. Most of all, walk the talk. Make sure that your words and actions are consistent and you’re not saying one thing and doing something else.

“It turns out that the believability of the leader determines whether people will willingly give more of their time, talent, energy, experience, intelligence, creativity and support. Only credible leaders earn commitment, and only commitment builds and regenerates great organizations and communities.” -Kouzes and Posner, The Truth About Leadership

Question: While team growth is a positive indicator for the business, existing/core team members can often be resistant to change the dynamic. Do you have any tips for how you can continue to grow the team without causing too much friction?

Answer: Any time change is required, expect disruption and resistance. To help a team adapt and stick to this change (i.e., adding new members), make sure (Hill, 2009): (1) They believe the change makes sense and that it’s the right course of action (that growing the team is the right thing to do), (2) The person leading the change has the respect of the team; (3) They understand and prepare for new opportunities and challenges that come from the change (of growing the team); and (4) They were involved in planning and implementing the change effort.

Question: Do you have any tips for maintaining team culture even as new members are continuously added?

Answer: Schermerhorn, Hunt, and Osborn (2005) offered some helpful tips to be mindful of in striving to maintain a strong team and organization-wide culture:

  • A widely shared real understanding of what the firm stands for, often embodied in slogans
  • A concern for individuals over rules, policies, procedures, and adherence to job duties
  • A recognition of heroes whose actions illustrate the company’s shared philosophy and concerns
  • A belief in ritual and ceremony as important to members and to building a common identity
  • A well-understood sense of the informal rules and expectations so that employees and managers understand what is expected of them
  • A belief that what employees and managers do is important and that it is important to share information and ideas

Question: Any other anecdotes, statistics, or information to share?

Answer: In “The Leadership Challenge,” Kouzes and Posner (2012) said that leaders practice what they preach. Leaders model the way through their actions and they live by the values they claim.

In a meeting, an executive talked about the qualities necessary to be an effective team member. What was so ridiculous was that the executive did not possess many of these qualities and employees in the department knew that this executive was struggling to meet even the most basic ones on that list. Every person in that meeting knew it, except the executive. After the meeting ended, employees sat around discussing the absurdity of the list and the apparent contradiction between the executive extolling those same virtues that she clearly lacked. What bothered them most was that the executive expected everyone to live up to these values, but she herself struggled to attain even the simplest ones. The hypocrisy of demanding excellence of others when she herself did not have some of that same excellence was what angered the staff most.

Written By: Steve Nguyen, Ph.D.
Leadership + Talent Development Advisor

References

Hill, L. A. (2009). Managing change: Pocket mentor. Boston, MA: Harvard Business School Publishing.

Kouzes, J. M., & Posner, B. Z. (2012). The Leadership Challenge (5th Ed.). San Francisco, CA: Jossey-Bass.

Kouzes, J. M., & Posner, B. Z. (2010). The Truth About Leadership. San Francisco, CA: Jossey-Bass.

Schermerhorn, J.R., Hunt, J.G., & Osborn, R.N. (2005). Organizational Behavior (9th ed.). New York: John Wiley & Sons, Inc.

West, M. A. (2008). Effective teams in organizations. In N. Chmiel (Ed.), An introduction to work and organizational psychology: A European perspective (2nd ed; pp. 305-328). Oxford, UK: Blackwell Publishing.

Reasons Why People Resist or Support Organizational Change

Change Management | Credit: annatodica
Change Management | Credit: annatodica

“Change can generate deep resistance in people and in organizations, thus making it difficult, if not impossible, to implement organizational improvements.”
—Thomas Cummings & Christopher Worley

Oreg, Vakola, and Armenakis (2011), in their 60-year review of quantitative studies involving change recipients’ reactions to organizational change, discovered that recipients’ reactions to organizational change involve cognitive (what they think), affective (how they feel), and behavioral (what they intend to do) reactions.

The authors developed a model of change recipients’ reactions to organizational change that include the antecedents (reasons for the reactions or variables that predict change recipients’ reactions), explicit reactions [how change recipients feel (affect), what they think (cognition), or what they intend to do (behavior) in response to the change], and change consequences of organizational change (Oreg, Vakola, & Armenakis, 2011, Figure 1, p. 4).

So what does a review of the research literature tell us about why people resist change? Oreg, Vakola, and Armenakis’ 60-year review of change recipients’ reactions to organizational change reveals four reasons why people resist change: (1) Personality Traits and Coping Styles, (2) Level of Trust in Management & Organization, (3) How Change Is Implemented, and (4) Perceived Benefit/Harm From the Change.

Four Reasons Why People Resist Organizational Change (Oreg, Vakola, & Armenakis, 2011):

1. Personality Traits and Coping Styles.

  • Personality Traits – Personality traits that are linked to reactions to change include locus of control, self-efficacy, positive and negative affectivity, tolerance for ambiguity, dispositional resistance to change, dispositional cynicism, openness to experience, and neuroticism and conscientiousness (Oreg, Vakola, & Armenakis, 2011).
  • Coping Styles – “change recipients who adopted a problem-focused coping style reported greater readiness for the organizational change, increased participation in the change process, and an overall greater contribution to it” (Oreg, Vakola, & Armenakis, 2011, p. 27).

2. Level of Trust in Management & Organization. The most consistent and strongest relationship with change reactions is the degree to which change recipients trust management (Oreg, Vakola, & Armenakis, 2011).

3. How Change Is Implemented (Change Process). “A participative and supportive process, with open lines of communication, and management that is perceived as competent and fair in its implementation of the change, is effective in producing positive reactions toward the change” (Oreg, Vakola, & Armenakis, 2011, p. 33).

4. Perceived Benefit/Harm From the Change. “A key determinant of whether change recipients will accept or resist change is the extent to which the change is perceived as personally beneficial or harmful. Anticipated benefit and harm constitute straightforward and sensible reasons change recipients may have for supporting or resisting a particular change” (Oreg, Vakola, & Armenakis, 2011, p. 33).

In her Pocket Mentor book, “Managing Change,” Harvard Business School professor Linda Hill (2009) shared reasons for people’s reactions to organizational change. Dr. Hill listed nine reasons why people resist change and six reasons why people support change.

Nine Reasons Why People Resist Change (Hill, 2009, p. 47):

  1. They believe the change is unnecessary or will make things worse.
  2. They don’t trust the people leading the change effort.
  3. They don’t like the way the change was introduced.
  4. They are not confident the change will succeed.
  5. They did not have any input or in planning and implementing the change effort.
  6. They feel that change will mean personal loss — of security, money, status, or friends.
  7. They believe in the status quo.
  8. They’ve already experienced a lot of change and can’t handle any more disruption.
  9. They’re afraid they don’t have the skills to do their work in new ways required by the change.

Six Reasons Why People Support Change (Hill, 2009, p. 47):

  1. They believe the change makes sense and that it is the right course of action.
  2. They respect the people leading the change effort.
  3. They anticipate new opportunities and challenges that come from the change.
  4. They were involved in planning and implementing the change effort.
  5. They believe the change will lead to personal gain.
  6. They like and enjoy the excitement of change.

“The difficulty in mastering change lies in the fact that we can’t “program” ourselves to adjust. Human beings are complex and emotional, and some of the stress of change comes from a gap between what we want to feel and do, and what we actually feel. The gap will not go away by ignoring it, but it can be easier to take by recognizing and facing up to one’s real difficulty with change.”
—Dennis Jaffe & Cynthia Scott

Written By: Steve Nguyen, Ph.D.
Leadership + Talent Development Advisor

References

Cummings, T. G., & Worley, C. G. (2009). Organization development and change (9th ed.). Mason, OH: South-Western Cengage Learning.

Hill, L. A. (2009). Managing change: Pocket mentor. Boston, MA: Harvard Business School Publishing.

Jaffe, D. T., & Scott, C. D. (2003). Mastering the Change Curve: Theoretical background (2nd edition). West Chester, PA: HRDQ. Retrieved from http://www.traininglocation.com/mastering-change-curve-theory.pdf

Oreg, S., Vakola, M., & Armenakis, A. (2011). Change recipients’ reactions to organizational change: A 60-year review of quantitative studies. Journal of Applied Behavioral Science, 47(4), 461-524.

Results-Only Work Environment (ROWE)

I received an email asking if I would write about Results-Only Work Environment (ROWE) from an Industrial and Organizational (I/O) psychology perspective.

Interestingly, much of the research on ROWE has been coming from the field of sociology. Two sociologists from University of Minnesota’s Flexible Work and Well-Being Center, Dr. Phyllis Moen and Dr. Erin Kelly (Kelly is now at the MIT Sloan School of Management), were the original researchers invited in 2006 to observe and study ROWE as it was being implemented at Best Buy (Flexible Work and Well-Being Center, 2015).

Background of ROWE

Results Only Work Environment (ROWE) was pioneered by Cali Ressler and Jody Thompson while they were employed at Best Buy. The seeds of ROWE began in 2001 when a leader at Best Buy corporate headquarters needed help to make Best Buy a top choice among talented people who were seeking jobs. A survey was conducted asking employees what they wanted most from work. Overwhelmingly, the answer was: trust me with my time, trust me to do my job, and I’ll deliver results, and be a happier employee too (Ressler & Thompson, 2008). In a pilot program (called Alternative Work Program) that gave employees a choice from a set of flexible schedules, Ressler observed that “if you gave people even a little control over their time they immediately began to see the benefits both at work and at home.” Employees who were in the pilot program were happier and more productive and they didn’t want it to end (Ressler & Thompson, 2008). Thompson joined in 2003 and what was learned during the pilot program began to grow and change. The program was refined and eventually came to be known as Results-Only Work Environment (ROWE).

Overview of ROWE

In ROWE, employees can work whenever and wherever they want as long their work gets done. ROWE values delivering results over face time at work. “Job performance is evaluated solely on the basis of whether the necessary results are achieved by employees, not whether they’ve put in ‘face-time’ at the office” (Colquitt, LePine, & Wesson, 2015, p. 155).

The idea behind ROWE is that when employees have control over their lives and they are able to work when and where they feel most productive and they’re able to balance work and family demands, they will be more incentivized to produce.

Ressler and Thompson (2008) wrote in their book, Why Work Sucks and How to Fix It, that ROWE is based on a simple idea:

“In a Results-Only Work Environment, people can do whatever they want, whenever they want, as long as the work gets done. . .In a ROWE, you can literally do whatever you want whenever you want as long as your work gets done. You have complete control over your life as long as your work gets done” (Ressler & Thompson, 2008, p. 3). You can go grocery shopping, take a nap, or go to the movies and never have to ask for permission or tell your boss where you’re going. As long as work gets done and you get results, then it’s your life (Ressler & Thompson, 2008).

Benefits of ROWE

The benefits of ROWE include (Correll, Kelly, O’Connor, & Williams, 2014):

  • Increased employees’ control over their work schedule and improved work–life fit
  • Reduced work-family conflict and negative work-family spillover
  • Positive effect on employees’ sleep duration, energy levels, self-reported health, and exercise
  • Reduced turnover
  • Increased job satisfaction and organizational commitment

Things That Do Not Change under ROWE

There are some things under ROWE that do not change (Kelly & Moen, 2009):

  • Positive and negative home-to-work spillover
  • Family-to-work conflict
  • Overall assessment of health
  • Well-being scale
  • Psychosocial job demands scale
  • Job control scale (decision authority, skill discretion)
  • Job involvement scale
  • Satisfaction with coworkers
  • Satisfaction with manager
  • Work engagement scale
  • Psychological distress
  • Emotional exhaustion

ROWE is Flexible Work Arrangement (FWA) to the Extreme

ROWE is a type of flexible work arrangement. Flexible work arrangements refer to choices about the time (i.e, when; flextime or scheduling flexibility) and/or location (i.e., where; telecommuting or flexplace) that work is conducted (WorldatWork, 2005; Allen, 2013).

Ressler and Thompson (2008) point out that in a flexible work arrangement: permission is needed, there are limited options, is management controlled, requires policies/guidelines, the focus is on “time off,” and there’s high demand but low control. In a ROWE, you do not need permission, options are unlimited, it’s employee controlled, requires accountability/clear goals, the focus is on “results,” and there’s high demand but also high control.

“[N]o matter how flexible a nontraditional schedule is it’s still a schedule. Flexible schedule is an oxymoron. Which is why in a ROWE there are no schedules” (Ressler & Thompson, 2008, p. 69).

“If you get results, then anything else you do with your time is completely up to you. What work looks like in terms of where it takes place and during what hours is no longer important. You work when and how you work best. You are in complete control” (Ressler & Thompson, 2008, p. 67).

The Promise of ROWE

Ressler and Thompson (2008) wrote, “in a ROWE you don’t overwork because there is no incentive to overwork” (p. 198). You don’t have to do all-nighters or be the first in the office and the last one to leave because you are rewarded solely on delivering results. “Once you’ve delivered those results, you stop working and do something else. It’s nice” (Ressler & Thompson, 2008, p. 198).

The Fanfare and Fizzle

In 2013, in a complete reversal from its initial enthusiastic endorsement of ROWE, Best Buy terminated the program (Wong, 2013). Under a new CEO, Best Buy cited the urgency to turn around its struggling consumer electronics retail business as the reason for ending its Results-Only Work Environment (ROWE) program (Lee, 2013). As the company’s spokesperson explained (Lee, 2013): “Bottom line, it’s ‘all hands on deck’ at Best Buy and that means having employees in the office as much as possible to collaborate and connect on ways to improve our business.”

But Best Buy was not the only organization to try out and then later abandon ROWE. The United States Office of Personnel Management (OPM) also tried ROWE and soon discontinued the program. A 2011 evaluation of the ROWE pilot revealed that managers were uncertain as to how to evaluate their employees based on their work results. And employees also struggled because they did not understand if they were meeting their expected results (Glazer, 2013).

The Risks and Obstacles of ROWE

Ressler and Thompson argue that ROWE is appropriate in all workplaces but there are situations where it isn’t recommended or appropriate, such as customer service departments, or when employees are new or inexperienced and require more support, or when you’re not certain that team members will complete their tasks at the level of quality and by the deadlines agreed upon (MindTools.com, 2016). As a matter of fact, even researchers of flex work arrangements (Kelly & Moen, 2014) admit that some workers, like those in retail and service positions, must still do their work “at work.”

Despite the promise made by Ressler and Thompson that “in a ROWE you don’t overwork” (Ressler & Thompson, 2008, p. 198), there is research on telecommuting that dispute this claim.

In a previous post on the pitfalls of telecommuting, I wrote that those who telecommute (work from home or another remote location) will tell you that it actually requires you to work more, not less (Noonan & Glass, 2012). In fact, researchers have found that “telecommuters worked between 5 and 7 total hours more per week than nontelecommuters” (Noonan & Glass, 2012, p. 40).

Kelly and Moen (2007) offered this thought when they first began studying ROWE: “Organizational needs—getting the work done—are still emphasized in the ROWE setting, and it is an open question whether increased control is actually beneficial when work demands are very high” (p. 497).

Michelle Conlin (2006) wrote, at the end of her Bloomberg article on ROWE, that, “Some at the company [Best Buy] complain that productivity is up only because many Best Buyers are now working longer hours.”

While a majority of employees say flexible work arrangements, such as telecommuting, help them to achieve a better work/life balance (Wright, 2014), evidence suggests that it’s not as rosy as one might think. For example, teleworkers reported more time-based family interference with work (FIW) than did non-teleworkers. Indeed, the ability to telecommute or work from home “may enable negative work and nonwork spillover rather than avert it” (Allen, 2013, pp. 706-707).

“The most telling problem with telecommuting as a worklife solution is its strong relationship to long work hours and the “work devotion schema.”” (Noonan & Glass, 2012, p. 45).

“Since telecommuting is intrinsically linked to information technologies that facilitate 24/7 communication between clients, coworkers, and supervisors, telecommuting can potentially increase the penetration of work tasks into home time. Bolstering this interpretation, the 2008 Pew Networked Workers survey reports that the majority of wired workers report telecommuting technology has increased their overall work hours and that workers use technology, especially email, to perform work tasks even when sick or on vacation” (Noonan & Glass, 2012, p. 45).

Moen, Kelly, and Lam (2013) tested “A key question [regarding] whether ROWE actually reduced employees’ time strain, in terms of reducing their work-time demands and/or increasing their time control” (p. 159). The researchers found that “exposure to ROWE increased time control (time adequacy, schedule control) but did not change time demands (work hours, psychological time demands)” (Moen, Kelly, & Lam, 2013, p. 166).

“ROWE flexibility initiative did not reduce psychological time demands, probably because ROWE-type interventions do not diminish the amount, intensity, or expectations of time investments in work” (Moen, Kelly, & Lam, 2013, p. 167).

Takeaway: A Results-Only Work Environment (ROWE) sounds great — as a concept. However, the challenges of implementing and the realities involved in working in a Results-Only Work Environment (ROWE) can reveal major limitations as to its appropriateness for every workplace. In fact, even researchers of flex work arrangements concede that some workers, such as those in retail and service positions, will still need to continue doing their work “at work.” What’s more, contrary to the claim that “in a ROWE you don’t overwork,” some employees working in a ROWE reported that they actually work longer hours.

Written By: Steve Nguyen, Ph.D.
Leadership + Talent Development Advisor

References

Allen, T. D. (2013). The Work–Family Role Interface: A Synthesis of the Research from Industrial and Organizational Psychology. In N. W. Schmitt & S. Highhouse (Eds.), Handbook of psychology (Vol. 12 Industrial and organizational psychology, 2nd ed) (pp. 698-718). Hoboken, NJ: John Wiley & Sons.

Colquitt, J. A., LePine, J. A., & Wesson, M. J. (2015). Organizational behavior: Improving performance and commitment in the workplace (4th ed.). New York, NY: McGraw-Hill Education.

Conlin, M. (2006, December 10). Smashing The Clock. Retrieved from https://www.bloomberg.com/news/articles/2006-12-10/smashing-the-clock

Correll, S. J., Kelly, E. L., O’Connor, L. T., & Williams, J. C. (2014). Redesigning, Redefining Work. Work and Occupations, 41(1), 3-17.

Flexible Work and Well-Being Center. (2015). University of Minnesota. Retrieved from http://www.flexiblework.umn.edu/publications.shtml

Glazer, S. (2013, July 19). Telecommuting. CQ Researcher, 23(26), 621-644. Retrieved from http://library.cqpress.com/

Hollon, J. (2013, March 6). Goodbye ROWE: Best Buy Ends Flex Work Program It Was Famous For. Retrieved from https://www.eremedia.com/tlnt/goodbye-rowe-best-buy-ends-flex-work-program-it-was-famous-for/

Joly, H. (2013, March 17). Best Buy CEO on leadership: A comment I made was misconstrued. Star Tribune. Retrieved from http://www.startribune.com/best-buy-ceo-on-leadership-a-comment-i-made-was-misconstrued/198546011/

Kelly, E. L., & Moen, P. (2007). Rethinking the ClockWork of Work: Why Schedule Control May Pay Off at Work and at Home. Advances in Developing Human Resources, 9(4), 487-506.

Kelly, E. L., & Moen, P. (2009). Brief Summary of the Flexible Work & Well-Being Study. PDF posted on WorkplacePsychology.Net

Kelly, E. L., & Moen, P. (2014, January 23). Building Flexibility Into The Way We Work. Huffington Post. Retrieved from http://www.huffingtonpost.com/erin-l-kelly/building-flexibility-into_b_4241132.html

Lee, T. (2013, December 13). Best Buy ends flexible work program for its corporate employees. Star Tribune. Retrieved from http://www.startribune.com/no-13-best-buy-ends-flexible-work-program-for-its-corporate-employees/195156871/

MindTools. (2016). Managing in a Results-Only Work Environment. Retrieved from https://www.mindtools.com/pages/article/managing-results-only-environment.htm

Moen, P., & Kelly, E. L. (2007). Flexible Work and Well-Being Study: Final Report. Retrieved from http://www.flexiblework.umn.edu/publications_docs/FWWB_Fall07.pdf

Moen, P., Kelly, E. L., & Lam, J. (2013). Healthy work revisited: Do changes in time strain predict well-being? Journal of Occupational Health Psychology, 18(2), 157-172. http://dx.doi.org/10.1037/a0031804

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Ressler, C., & Thompson, J. (2008). Why work sucks and how to fix it. New York: Penguin Group.

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To Deceive Using Truthful Statements is Called Paltering

Lying | Credit: P Wei
Lying | Credit: P Wei

Deceiving Others By Using the Truth

Paltering is “an active form of deception that involves the use of truthful statements to convey a mistaken impression” (Rogers, Zeckhauser, Gino, Norton, & Schweitzer, 2016).

We tend to think of lies (i.e., to mislead or deceive others) as misstating facts or actively using false statements (lying by commission) or leaving out important details (lying by omission), but there is a third, very common, type of deception called paltering. Paltering is actively making truthful statements to create a misleading or mistaken impression (Rogers, Zeckhauser, Gino, Norton, & Schweitzer, 2016).

“Though the underlying motivation to deceive a target may be the same, paltering is distinct from both lying by commission and lying by omission. Unlike lying by omission, paltering involves the active use of statements, and unlike lying by commission, paltering involves the use of truthful statements. Like lying by omission, paltering can involve failing to disclose relevant information, but unlike lying by omission, paltering involves the active disclosure of true but misleading information: paltering enables would-be deceivers to actively influence a target’s beliefs” (Rogers, Zeckhauser, Gino, Norton, & Schweitzer, 2016).

Palterers See Their Action as More Ethical Than Targets Do

What’s interesting is that palterers and those who observe individuals paltering view paltering as more ethical than the targets do. In other words, while people who palter and observers of paltering consider it more ethical than flat out lying, the recipients of that paltering don’t feel the same way. In fact, targets consider paltering to be ethically equivalent to making false statements.

“[A]lthough those who palter believe paltering to be more ethical than lying by commission, once deceptions is exposed targets judge the ethicality of the two forms of deception very similarly” (Rogers, Zeckhauser, Gino, Norton, & Schweitzer, 2016).

“When detected paltering may harm reputations and trust just as much as does lying by commission” (Rogers, Zeckhauser, Gino, Norton, & Schweitzer, 2016).

The Brain Adapts To Dishonesty

No matter how we deceive others (lying by commission, lying by omission, or paltering), the more we lie, the more we become desensitized to being dishonest (i.e. the less we feel bad about lying) and our small lies snowball into big ones.

A recent study in Nature Neuroscience discovered that our brain actually adapts to being dishonest, and that habitual lying can desensitize our brains from “feeling bad,” and may even encourage us to tell bigger lies in the future.

“Despite being small at the outset, engagement in dishonest acts may trigger a process that leads to larger acts of dishonesty further down the line” (Garrett, Lazzaro, Ariely, & Sharot, 2016).

The researchers pointed out that repeatedly being dishonest is not enough for dishonesty escalation. “[T]he simple act of repeated dishonesty is not enough for escalation to take place: a self-interest motive must also be present” (Garrett, Lazzaro, Ariely, & Sharot, 2016).

“When we lie for personal gain, our amygdala produces a negative feeling that limits the extent to which we are prepared to lie,” explains senior author Dr. Tali Sharot (UCL Experimental Psychology). “However, this response fades as we continue to lie, and the more it falls the bigger our lies become. This may lead to a ‘slippery slope’ where small acts of dishonesty escalate into more significant lies” (University College London, 2016).

Takeaway: Paltering (actively making truthful statements to create a misleading or mistaken impression) can damage and harm your reputation and trust just as much as lying by commission (misstating facts). The more you engage in being dishonest, the more your brain adapts to dishonesty — putting you on a slippery slope where small lies lead to bigger and bigger lies.

Written By: Steve Nguyen, Ph.D.
Leadership + Talent Development Advisor

References

Garrett, N., Lazzaro, S. C., Ariely, D., & Sharot, T. (2016). The Brain Adapts to Dishonesty. Nature Neuroscience, 19, 1727–1732.

Rogers, T., Zeckhauser, R., Gino, F., Norton, M. I., Schweitzer, M. E. (2016). Artful Paltering: The Risks and Rewards of Using Truthful Statements to Mislead Others. Journal of Personality and Social Psychology. Advance online publication. http://dx.doi.org/10.1037/pspi0000081

University College London. (2016). How lying takes our brains down a ‘slippery slope’ [Press release]. Retrieved from https://www.eurekalert.org/pub_releases/2016-10/ucl-hlt101916.php