Category Archives: Coaching

Implementing Change and Overcoming Resistance

[NOTE: This post was updated November 2016]

In “Leading Change” (1996), Kotter outlined an 8-Stage Process to Creating Major Change:

  1. Establish a Sense of Urgency: Examine market and competitive realities; identify and discuss crises, potential crises, or major opportunities
  2. Create the Guiding Coalition: Assemble a group with enough power to lead the change; get group to work together as a team
  3. Develop a Vision & Strategy: Create a vision to help direct the change effort; Develop strategies for achieving that vision
  4. Communicate the Vision: Use every vehicle possible to communicate the new vision and strategies; have Guiding Coalition role model the behavior expected of employees
  5. Empowering Action: Get rid of obstacles to change; change systems or structures that undermine the vision; encourage risk-taking and nontraditional ideas, activities, and actions
  6. Generating Short-Term Wins: Plan for visible performance improvements or “wins”; create those “wins”; recognize and reward employees who made “wins” possible
  7. Consolidate Gains and Produce More Change: Use increased credibility to change systems, structures, and policies that don’t fit the vision; hire, promote, and develop employees who can implement the change vision; reinvigorate the process with new projects, themes, and change agents
  8. Anchor New Approaches in the Corporate Culture: Create better performance via customer- and productivity-oriented behavior, more and better leadership, and more effective management; articulate the connections between the new behaviors and organizational success; develop the means to ensure leadership development and succession.

Professor Kotter (1996) shared about a time he consulted with an intelligent and competent executive who struggled trying to implement a reorganization. Problem was many of his managers were against it. Kotter went through the 8-stage process. He asked the executive whether there was a sense of urgency (Stage #1) among the employees to change. The executive said, “Some do. But many probably do not.” (Kotter, 1996, p. 22). When asked about a compelling vision and strategy to implement (Stage #3), the executive replied, I think so [about the vision]…although I’m not sure how clear it [the strategy] is” (Kotter, 1996, p. 22). Finally, when Kotter inquired whether the managers understood and believed in the vision, the executive responded, “I wouldn’t be surprised if many [people] either don’t understand the concept or don’t entirely believe in it [the vision]” (Kotter, 1996, p. 22).

Kotter (1996) states that when Stages #1-4 of the Kotter model are skipped it’s inevitable that one will face resistance. The executive ran into resistance because he went directly to Stage #5. Kotter states that in attempting to implement change, many will rush through the process “without ever finishing the job” (Kotter, 1996, p. 22) or they’ll skip stages and either jump to or only do Stages 5, 6, and 7.

Schermerhorn, Hunt, and Osborn (2005) maintain that when employees resist change they are protecting/defending something they value and which seems threatened by the attempt at change.

Eight Reasons for Resisting Change (Schermerhorn, Hunt, & Osborn, 2005):

  1. Fear of the unknown
  2. Lack of good information
  3. Fear of loss of security
  4. No reasons to change
  5. Fear of loss of power
  6. Lack of resources
  7. Bad timing
  8. Habit

To overcome resistance to change, make sure that the following criteria are met (Schermerhorn, Hunt, & Osborn, 2005):

  • Benefit: Whatever it is that is changing, that change should have a clear relative advantage for those being asked to change; it should be seen as “a better way.”
  • Compatibility: The change should be as compatible as possible with the existing values and experiences of the people being asked to change.
  • Complexity: The change should be no more complex than necessary; it must be as easy as possible for people to understand and use.
  • Triability: The change should be something that people can try on a step-by-step basis and make adjustments as things progress.

There are 6 methods for dealing with resistance to change (and their advantages & drawbacks)*** (Schermerhorn, Hunt, & Osborn, 2005; Kotter & Schlesinger, 1979 & 2008):

Methods for dealing with resistance to change | Source: Kotter and Schlesinger's 2008 article "Choosing Strategies for Change"
Methods for dealing with resistance to change | Source: Kotter and Schlesinger’s 2008 article “Choosing Strategies for Change”

  1. Education & Communication: educate people about a change before it is implemented; help them understand the logic behind the change.
  2. Participation & Involvement: allow people to help design and implement the changes (e.g., ideas, task forces, committees).
  3. Facilitation & Support: provide help (emotional & material resources) for people having trouble adjusting to the change.
  4. Negotiation & Agreement: offers incentives to those who resist change.
  5. Manipulation & Cooptation: attempts to influence others.
  6. Explicit & Implicit Coercion: use of authority to get people to accept change.

***For additional (and quite valuable) information related to the six methods for dealing with resistance to change outlined by Schermerhorn and colleagues, there is a Harvard Business Review article by Kotter and Schlesinger (1979 & 2008). The 2008 article, “Choosing Strategies for Change” is a reprint of the same 1979 article. For better layout and graphics, I’ve referred to the 2008 article. I believe the six methods for dealing with resistance to change outlined by Schermerhorn and colleagues (2005) is based on or came directly from Kotter and Schlesinger’s 1979 article.

***In Kotter and Schlesinger’s 1979 HBR article (and in the 2008 HBR reprint) the six methods for dealing with resistance to change included the six approaches (e.g., education + communication, negotiation + agreement, etc.) as well as three more columns (commonly used in situations; advantages; and drawbacks). I found this to be especially useful and have posted a screenshot (above) of the graphic used in Kotter and Schlesinger’s 2008 HBR article. I would encourage readers to read Kotter and Schlesinger’s HBR article.

Written By: Steve Nguyen, Ph.D.
Leadership + Talent Development Advisor

References

Kotter, J. P. & Schlesinger, L. A. (1979). Choosing strategies for change. Harvard Business Review, 57(2), 106-114.

Kotter, J. P. & Schlesinger, L. A. (2008). Choosing strategies for change. Harvard Business Review, 86(7/8), 130-139. Also retrieved from https://hbr.org/2008/07/choosing-strategies-for-change

Kotter, J.P. (1996). Leading change. Boston, MA: Harvard Business School Press.

Schermerhorn, J.R., Hunt, J.G., & Osborn, R.N. (2005). Organizational Behavior (9th ed.). New York: John Wiley & Sons, Inc.

Helping to Bring Credibility to Executive Coaching

The profession of coaching has grown and continues to do so such that “nearly every age, occupation, and personal passion has a coach waiting to answer the call” (p. xiii). In particular, coaching is becoming a common part of an organization’s toolkit to help rank-and-file employees on up to top executives (Whitworth et al., 2007).

Much has been heralded (especially within the past several years) about coaching and its benefits. No, I’m not talking about sports coaching, but rather coaching applied to the world of business, also known as executive coaching. Because there’s no law (in the U.S.) preventing anyone from calling him/herself a “coach” or using the word “coaching,” executive coaching can sometimes seem like the old wild west. Research indicates that within the field of coaching, one of the fastest growing areas is in business (includes executive) coaching (WABC, cited in Stout Rostron, 2009).

It’s interesting to note that many who enter the coaching profession do so without any formal psychological training (Peltier, 2010). As such, they often question the need for this type of background. A 2009 Harvard study of coaching showed that only 13% of coaches believed that psychological training was necessary and almost half didn’t think it was important at all (Kauffman & Coutu, cited by Peltier, 2010).

However, the study also observed that even though coaches are only hired to help executives with personal issues 3% of the time, these same coaches, in fact, addressed a personal issue 76% of the time in coaching!

Stout Rostron (2009) maintains that while business coaches don’t need to be psychologists, they should at a minimum receive “practical grounding or ‘literacy’ in psychological theory” (p. 25).

While researching coaching textbooks, I came across the Institute of Coaching, an organization that aims to legitimize the field and practice of coaching by promoting coaching research, education, and practice. It is “dedicated to enhancing the integrity and credibility of the field of coaching.” Stout Rostron (2009) talked about the need to create empirical evidence on executive coaching and its impact. This is why I believe the existence of the Institute of Coaching will be a tremendous boost to help build that much needed credibility in the otherwise undisciplined field of coaching.

“The Institute (housed at McLean Hospital, the largest psychiatric teaching affiliate of Harvard Medical School and the world’s premier psychiatric hospital) is a way to build a robust international coaching research community and to support coaching research by providing research grants and mentoring to advance the practice and profession of coaching.”

The Institute of Coaching recently launched its own membership association called the Institute of Coaching Professional Association (ICPA).

MEMBER BENEFITS

ICPA members (annual subscription fee required) have access to peer-reviewed journals, networking and educational opportunities with leaders in coaching research, coaching demonstrations, and much more. ICPA offers three levels of membership—Affiliates, Founding Members, and Founding Fellows.

All members have access to:

  • Monthly Coaching Report
  • Extensive online resources including a library of research papers, white papers on best practices and return on investment, PowerPoints on many coaching relevant topics
  • Monthly live interviews, seminars, and coaching demonstrations with coaching leaders and researchers.
  • Online journal club
  • Journal subscription to Coaching: An International Journal of Theory, Research & Practice
  • Discounts on IOC events and professional development seminars

SEMINARS AND INTERVIEWS

Leadership tele-seminars, podcasts, and interviews will us better understand the mindset and expectations of the business leaders. Questions include: What do corporate leaders value about coaching? What are they looking for?

COACHING DEMONSTRATIONS

Coaching demonstrations will help you see coaching skills in action and learn the answers to important coaching questions. Coaches will describe the theory and evidence-based thinking behind the interventions they offer. The goal is to use theory and research to provide much needed “legs” for the practice of coaching.

COMMENTS

For those new to the profession of coaching (especially students like me), the benefit of watching coaching demonstrations is invaluable. This is a great way to learn by watching veteran/master coaches. When I was going through my counseling program, our professors made us watch videos of master therapists/psychologists conducting sessions. It was a way to connect what we learned via books to real life scenarios.

[NOTE]: ***I am not affiliated nor am I being paid to advertise the Institute of Coaching. I am merely passing along information that I think might benefit those who seek it. Thanks.***

References

Institute of Coaching. (2010). About Us. Retrieved January 10, 2010, from http://www.instituteofcoaching.org/index.cfm?page=aboutus

Institute of Coaching. (2010). Welcome to the Institute of Coaching Professional Association! Retrieved January 10, 2010, from http://www.instituteofcoaching.org/index.cfm?page=members

Institute of Coaching. (2010). Coaching Research Network. Retrieved January 10, 2010, from http://www.instituteofcoaching.org/index.cfm?page=network

Kauffman, C., & Coutu, D. (2009). HBR research report: The realities of executive coaching.

Peltier, B. (2009). The psychology of executive coaching: Theory and application (2nd ed.). New York: Routledge.

Stout Rostron, S. (2009). Business coaching international: Transforming individuals and organizations. London: Karnac.

Whitworth, L., Kimsey-House, K., Kimsey-House, H., & Sandahl, P. (2007). Co-active coaching: New skills for coaching people toward success in work and life (2nd ed.). Palo Alto, CA: Davies-Black.

Being Attractive Helps Get You Hired

[NOTE: This post was updated October 2017]

When making decisions about whether or not to hire prospective job applicants, interviewers are influenced by an applicant’s attractiveness (Shahani-Denning, 2003, citing Watkins & Johnston, 2000; Jawahar & Mattsson, 2005). There is a great deal of evidence that being good-looking positively impacts the hiring decisions of employers (Shahani-Denning, 2003, citing Watkins & Johnston). This is known as the “what is beautiful is good” stereotype (Shahani-Denning, 2003, citing Dion, Berscheid & Walster, 1972).

Kassin, Fein, & Markus (2008, citing Hosoda, Stone-Romero, & Coats, 2003) found that as a society, we tend to favor those who are good-looking. And while this isn’t fair, research has found it to be true (Watkins & Johnston, 2000).

“Research shows that not only are good-looking applicants more likely to be hired, but they are likely to be hired at a higher starting salary. Attractiveness makes a difference with promotions, too. People ascribe more positive characteristics to attractive people” (Eichinger, Lombardo, & Ulrich, 2004, p. 124).

Whether researchers studied business school students or real-life HR professionals, the results were almost identical. The majority of the candidates hired were more attractive (Jawahar & Mattsson, 2005). “[A]ttractive applicants are preferred over less attractive applicants” (Jawahar & Mattsson, 2005, p. 571). While not surprising that attractive applicants tend to be hired more than less attractive applicants, what is surprising is that attractive applicants are also offered higher starting salaries compared to those considered less attractive (Toledano, 2013).

There is research suggesting that experienced managers do not seem to fall prey to this attractiveness/beautyism bias compared to managers who are not as experienced (Jawahar & Mattsson, 2005).

However, this quote from a Cornell HR Review article is quite clear:

“In short, attractive individuals will receive more job offers, better advancement opportunities, and higher salaries than their less attractive peers—despite numerous findings that they are no more intelligent or capable” (Toledano, 2013, para. 5).

So, given this unfair reality, what are applicants (who aren’t as attractive) to do? Jawahar & Mattsson (2005) assert that because good-looking people are believed to have better social skills, the bias against those who aren’t as good-looking might have more to do with the belief that the “less attractive” are less socially skilled. The researchers recommended that people who aren’t good-looking can help themselves by “demonstrating their social skills and directing the interviewer’s attention to other strengths” (Jawahar & Mattsson, 2005, p. 572).

Written By: Steve Nguyen, Ph.D.
Leadership Advisor & Talent Development Consultant

References

Dion, K. K., Berscheid, E., & Walster, E. (1972). What is beautiful is what is good. Journal of Personality and Social Psychology, 24, 285-290.

Eichinger, R. W., Lombardo, M. M., & Ulrich, D. (2004). 100 things you need to know: Best people practices for managers & HR. Minneapolis, MN: Lominger Limited.

Hosoda, M., Stone-Romero, E. F., & Coats, G. (2003). The effects of physical attractiveness on job-related outcomes: A meta-analysis of experimental studies. Personnel Psychology, 56, 431-462.

Jawahar, I. M., & Mattsson, J. (2005). Sexism and beautyism effects in selection as a function of self-monitoring level of decision maker. Journal of Applied Psychology, 90(3), 563-573.

Kassin, S., Fein, S., & Markus, H. R. (2008). Social Psychology (7th ed.). Boston, MA: Houghton Mifflin.

Shahani-Denning, C. (2003). Physical attractiveness bias in hiring: What is beautiful is good. Hofstra Horizons, Spring 2003, 15-18. Retrieved from http://www.hofstra.edu/pdf/orsp_shahani-denning_spring03.pdf

Toledano, E. (2013, February 14). May the Best (Looking) Man Win: the Unconscious Role of Attractiveness in Employment Decisions. Cornell HR Review. Retrieved from http://www.cornellhrreview.org/may-the-best-looking-man-win-the-unconscious-role-of-attractiveness-in-employment-decisions/

Watkins, L. M., & Johnston, L. (2000). Screening job applicants: The impact of physical attractiveness and application quality. International Journal of Selection and Assessment, 8, 76-84.

People with a Situational Value System

rude-customers

“A person who is nice to you but rude to the waiter, or to others, is not a nice person” (Barry, 1998, p. 185).

[NOTE: This post was updated January 2015]

Many years ago, while waiting for a show at a nice hotel in Dallas, my wife and I were standing in line to order some coffee. As we were in line waiting (we were second in line) at a busy one-person coffee stand, the woman waiting behind us (she was third in line) yelled out, “Can I go ahead and pay for this?” It didn’t matter to her that two other people (the first lady in line and us) were ahead of her in this ordering process.

I forgot what this was. It might have been a bottle of water or something small. But pretty much everyone else waiting patiently in line was ordering something small. After she interrupted and cut in line, she made some disparaging remarks about the single employee working there.

My wife and I both used to work as a waiter (me) and waitstaff trainer (wife) and thus we’re especially sensitive to and aware of how we and others treat waiters, waitresses, or anyone in a people service profession (e.g., hotel maids, bellmen, etc.). When I see behaviors like this woman’s, it brings me back to the time, more than 20 years ago, when I worked as a waiter for a restaurant in Austin, Texas.

I didn’t know it at first but was quickly informed by the other waitstaff that I was waiting on a baseball celebrity and his family. “Ok, not a big deal,” I thought. I’ll just make sure that I’m at my best and take care of them as I always do with all of my customers.

Because the family was busy visiting and chatting loudly, I stepped back to give them time to decide what they wanted to order. Not long afterwards, the wife snapped her fingers at me (like a rich person does when she beckons her servants). After the family ordered, she dismissed me, like “I’m done with you now leave my sight” type of attitude.

William H. Swanson, Chairman and Former CEO of Raytheon, cautioned:

“Watch out for people who have a situational value system, who can turn the charm on and off depending on the status of the person they are interacting with . . . Be especially wary of those who are rude to people perceived to be in subordinate roles.” [Cited in USA Today “CEOs say how you treat a waiter can predict a lot about character”]

I think this advice should be taken very seriously, especially by those in a supervisory or management role. In a USA Today article, Siki Giunta (CEO of Managed Objects, but who previously worked as a bartender) summed this up well when she said this type of situational behavior is a good predictor of a person’s character because it’s not something you can learn or unlearn easily but instead it shows how you were raised.

The woman who cut in line to place her order felt that she was special and deserved special treatment and gave herself permission to cut in front of others and then displayed contempt by mumbling unkind comments about the person preparing the coffee.

Takeaway: Whether it’s ordering coffee on a Saturday night or interacting with employees at work on a Monday morning, each of us—whether you’re a CEO, manager, or employee—needs to treat everyone, both in and outside the office (regardless of their status or title in the social or corporate ladder) with kindness, dignity, and respect.

Written By: Steve Nguyen, Ph.D.
Leadership + Talent Development Advisor

References

Barry, D. (1998). Dave Barry Turns 50. New York, NY: Ballantine Publishing Group.

Jones, D. (2006, April 17). CEOs say how you treat a waiter can predict a lot about character. USA Today. Retrieved from http://www.usatoday.com/money/companies/management/2006-04-14-ceos-waiter-rule_x.htm

What is Your Life’s Work?

[NOTE: This post was updated February 2018]

In his book, What is Your Life’s Work? Bill Jensen asks people to write a letter to a loved one about the meaning and importance of work. Specifically, he wanted them to think about this question:

“What is the single most important insight about work that you want to pass on to your kids? Or to anyone you truly care about?”

In the course of writing these letters, people experienced something remarkable — clarity about what “it” is that’s most important to them and the power of following their dreams.

“There are only 1440 minutes in every day. No do-overs. Time stolen from you at work means less time for whatever really matters to you…We must all be respectful of how work uses the precious time in people’s lives — as a guiding principle in whatever [we] do every day” (Jensen, 2005, p.9).

“I’m a workaholic. I can’t remember a time when I wasn’t striving for full-throttle success. As it turns out, I failed in one critical area. I had turned my back on life.” (A Letter Writer quoted in Jensen’s book)

According to over 40 Gallup studies, about 75% of workers are disengaged from their jobs. And based on a recent U.S. Job Retention Survey, 75% of all employees are now searching for new employment opportunities. Jensen also found, in a New American Dream Survey, that more than four out of every five of us (83%) wish we had more of what really matters in life (Jensen, 2005, p.5).

In the past 20 years, Jensen has interviewed and surveyed over 400,000 people in more than 1,000 companies. What he found was that “[m]ost of us already know what really matters. We just let all the daily excuses and conflicting priorities cloud our judgment…Yet the people who are truly focused on what matters rarely have this problem. They know how to listen to themselves – how to quiet all the outside noise long enough to hear their own heartbeat and their own wisdom” (Jensen, 2005, p.16).

Jensen (2005) recommends several things:

  • Face what you fear
  • Get grounded, there are others like you
  • Let go, nobody’s watching
  • Suspend judgment, others’ “aha” moments can reveal a lot
  • Find your passion, write it down
  • Laugh at your own excuses
  • Rewrite the script, because you can

“[T]he most important quality in a candidate is passion for what he does and who he is. This passion will drive people to succeed even when obstacles occur in the workplace…For my money, give me someone with passion. We can teach him the rest.” (Mike Grabowski, quoted in What is Your Life’s Work?)

Wishing you good work life, health, and well-being.

Written By: Steve Nguyen, Ph.D.
Leadership + Talent Development Advisor

Reference

Jensen, B. (2005). What is Your Life’s Work?: Answer the BIG Question About What Really Matters…and Reawaken the Passion for What You Do. New York, NY: HarperCollins.